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Form 8.3 - [Royal Dutch Shell plc]

30 Nov 2015 15:22

RNS Number : 4261H
BNP Paribas London
30 November 2015
 



FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Full name of discloser:

BNP Paribas SA

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Royal Dutch Shell Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

16th November 2015

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

 

 

NO

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

GB00B03MLX29

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

 

40,843,119

 

1.04

 

0.00

 

0.00

(2) Cash-settled derivatives:

 

 

0.00

 

0.00

 

0.00

 

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

0.00

 

 

0.00

 

 

0.00

 

 

0.00

 

TOTAL:

 

40,848,119

 

1.04

 

0.00

 

0.00

 

 

 

 

 

 

 

 

 

 

 

Class of relevant security:

 

GB00B03MM408

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

 

2,157,062

 

0.09

 

0.00

 

0.00

(2) Cash-settled derivatives:

 

 

0.00

 

0.00

 

0.00

 

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

0.00

 

 

0.00

 

 

0.00

 

 

0.00

 

TOTAL:

 

2,157,062

 

0.09

 

0.00

 

0.00

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

GB00B03MLX29

Purchase

49,812

15.7600

GB00B03MLX29

Purchase

826

15.7650

GB00B03MLX29

Purchase

1,692

15.7700

GB00B03MLX29

Purchase

1,699

15.7750

GB00B03MLX29

Purchase

1,626

15.7800

GB00B03MLX29

Purchase

1,836

15.7850

GB00B03MLX29

Purchase

684

15.8050

GB00B03MLX29

Purchase

2,492

15.8100

GB00B03MLX29

Purchase

552

15.8200

GB00B03MLX29

Purchase

1,254

15.8250

GB00B03MLX29

Purchase

1,958

15.8300

GB00B03MLX29

Purchase

1,751

15.8350

GB00B03MLX29

Purchase

2,481

15.8450

GB00B03MLX29

Purchase

887

15.8550

GB00B03MLX29

Purchase

1,070

15.8600

GB00B03MLX29

Purchase

1,143

15.8650

GB00B03MLX29

Purchase

228

15.8700

GB00B03MLX29

Purchase

788

15.8750

GB00B03MLX29

Purchase

430

15.8800

GB00B03MLX29

Purchase

878

15.9050

GB00B03MLX29

Purchase

224

15.9100

GB00B03MLX29

Purchase

746

15.9300

GB00B03MLX29

Purchase

224

15.9350

GB00B03MLX29

Purchase

813

15.9600

GB00B03MLX29

Purchase

608

16.0050

GB00B03MLX29

Purchase

870

16.0100

GB00B03MLX29

Purchase

2,000

20.0000

GB00B03MLX29

Purchase

1,548

22.3500

GB00B03MLX29

Purchase

432

22.5250

GB00B03MLX29

Purchase

607

22.5350

GB00B03MLX29

Purchase

3,375

22.5450

GB00B03MLX29

Purchase

2,855

22.5500

GB00B03MLX29

Purchase

761

22.5550

GB00B03MLX29

Purchase

144,675

22.5650

GB00B03MLX29

Purchase

1,197

22.5700

GB00B03MLX29

Purchase

6,694

22.5750

GB00B03MLX29

Purchase

6,496

22.5800

GB00B03MLX29

Purchase

4,767

22.5850

GB00B03MLX29

Purchase

11,713

22.5900

GB00B03MLX29

Purchase

2,674

22.5950

GB00B03MLX29

Purchase

44

22.6000

GB00B03MLX29

Purchase

9,445

22.6050

GB00B03MLX29

Purchase

10,205

22.6100

GB00B03MLX29

Purchase

700

22.6150

GB00B03MLX29

Purchase

1,678

22.6200

GB00B03MLX29

Purchase

898

22.6250

GB00B03MLX29

Purchase

588

22.6300

GB00B03MLX29

Purchase

1,514

22.6600

GB00B03MLX29

Purchase

1,931

22.6650

GB00B03MLX29

Purchase

466

22.6700

GB00B03MLX29

Purchase

1,216

22.6750

GB00B03MLX29

Purchase

811

22.6800

GB00B03MLX29

Purchase

1,726

22.6850

GB00B03MLX29

Purchase

1,708

22.6900

GB00B03MLX29

Purchase

1,818

22.7000

GB00B03MLX29

Purchase

2,999

22.7050

GB00B03MLX29

Purchase

10,084

22.7100

GB00B03MLX29

Purchase

2,383

22.7150

GB00B03MLX29

Purchase

1,085

22.7200

GB00B03MLX29

Purchase

230

22.7250

GB00B03MLX29

Purchase

5,756

22.7300

GB00B03MLX29

Purchase

7,325

22.7350

GB00B03MLX29

Purchase

986

22.7450

GB00B03MLX29

Purchase

124

22.7550

GB00B03MLX29

Purchase

1,855

22.7600

GB00B03MLX29

Purchase

478

22.7800

GB00B03MLX29

Purchase

2,612

22.7850

GB00B03MLX29

Purchase

506

22.7900

GB00B03MLX29

Purchase

459

22.7950

GB00B03MLX29

Purchase

880

22.8000

GB00B03MLX29

Purchase

889

22.8150

GB00B03MLX29

Purchase

751

22.8200

GB00B03MLX29

Purchase

620

22.8250

GB00B03MLX29

Purchase

624

22.8350

GB00B03MLX29

Purchase

295

22.8400

GB00B03MLX29

Purchase

4,077

22.8550

GB00B03MLX29

Purchase

2,318

22.8600

GB00B03MLX29

Purchase

4,882

22.8650

GB00B03MLX29

Purchase

5,381

22.8700

GB00B03MLX29

Purchase

8,195

22.8750

GB00B03MLX29

Purchase

1,305

22.8800

GB00B03MLX29

Purchase

4,828

22.8850

GB00B03MLX29

Purchase

2,970

22.8900

GB00B03MLX29

Purchase

5,759

22.8950

GB00B03MLX29

Purchase

1,007

22.9000

GB00B03MLX29

Purchase

1,057

22.9050

GB00B03MLX29

Purchase

2,105

22.9100

GB00B03MLX29

Purchase

1,025

22.9150

GB00B03MLX29

Purchase

4,866

22.9200

GB00B03MLX29

Purchase

8,556

22.9250

GB00B03MLX29

Purchase

6,979

22.9300

GB00B03MLX29

Purchase

2,452

22.9350

GB00B03MLX29

Purchase

725

22.9400

GB00B03MLX29

Purchase

2,765

22.9450

GB00B03MLX29

Purchase

312

22.9500

GB00B03MLX29

Purchase

688

22.9550

GB00B03MLX29

Purchase

3,356

22.9600

GB00B03MLX29

Purchase

2,072

22.9650

GB00B03MLX29

Purchase

1,000

22.9750

GB00B03MLX29

Purchase

3,804

22.9850

GB00B03MLX29

Purchase

5,336

23.0050

GB00B03MLX29

Purchase

400

23.0200

Total:

431,275

GB00B03MLX29

Sale

5,820

15.7600

GB00B03MLX29

Sale

105

15.8400

GB00B03MLX29

Sale

1,556

15.8700

GB00B03MLX29

Sale

868

15.8800

GB00B03MLX29

Sale

3,410

15.9300

GB00B03MLX29

Sale

525

15.9400

GB00B03MLX29

Sale

292

15.9500

GB00B03MLX29

Sale

9,021

15.9700

GB00B03MLX29

Sale

6,105

15.9750

GB00B03MLX29

Sale

10,593

15.9800

GB00B03MLX29

Sale

8,473

15.9850

GB00B03MLX29

Sale

1,276

15.9900

GB00B03MLX29

Sale

3,849

15.9950

GB00B03MLX29

Sale

3,031

16.0000

GB00B03MLX29

Sale

2,274

16.0050

GB00B03MLX29

Sale

2,397

16.0100

GB00B03MLX29

Sale

2,882

16.0150

GB00B03MLX29

Sale

782

16.0200

GB00B03MLX29

Sale

879

16.0250

GB00B03MLX29

Sale

681

16.0300

GB00B03MLX29

Sale

4,323

16.0350

GB00B03MLX29

Sale

1,690

16.0400

GB00B03MLX29

Sale

547

16.0450

GB00B03MLX29

Sale

1,449

16.0500

GB00B03MLX29

Sale

2,564

16.0650

GB00B03MLX29

Sale

616

16.0700

GB00B03MLX29

Sale

2,274

16.0750

GB00B03MLX29

Sale

3,105

16.0800

GB00B03MLX29

Sale

2,054

16.0850

GB00B03MLX29

Sale

311

16.0900

GB00B03MLX29

Sale

99

16.1000

GB00B03MLX29

Sale

931

16.1050

GB00B03MLX29

Sale

231

16.1100

GB00B03MLX29

Sale

1,727

16.1150

GB00B03MLX29

Sale

397

16.1200

GB00B03MLX29

Sale

291

16.1400

GB00B03MLX29

Sale

561

16.1500

GB00B03MLX29

Sale

507

16.1550

GB00B03MLX29

Sale

738

22.3950

GB00B03MLX29

Sale

3,379

22.4400

GB00B03MLX29

Sale

559

22.5100

GB00B03MLX29

Sale

88

22.5350

GB00B03MLX29

Sale

761

22.5400

GB00B03MLX29

Sale

4,000

22.5600

GB00B03MLX29

Sale

23,487

22.5650

GB00B03MLX29

Sale

3,163

22.5700

GB00B03MLX29

Sale

2,910

22.5750

GB00B03MLX29

Sale

44

22.5900

GB00B03MLX29

Sale

7,849

22.6100

GB00B03MLX29

Sale

800

22.6150

GB00B03MLX29

Sale

6,877

22.6250

GB00B03MLX29

Sale

716

22.6300

GB00B03MLX29

Sale

1,281

22.6450

GB00B03MLX29

Sale

982

22.6500

GB00B03MLX29

Sale

9,796

22.6550

GB00B03MLX29

Sale

19

22.6600

GB00B03MLX29

Sale

4,189

22.6750

GB00B03MLX29

Sale

2,597

22.6800

GB00B03MLX29

Sale

5,854

22.6850

GB00B03MLX29

Sale

4,806

22.7150

GB00B03MLX29

Sale

66

22.7200

GB00B03MLX29

Sale

3,796

22.7250

GB00B03MLX29

Sale

86

22.7450

GB00B03MLX29

Sale

1,729

22.7600

GB00B03MLX29

Sale

1,092

22.7700

GB00B03MLX29

Sale

1,829

22.7800

GB00B03MLX29

Sale

2,276

22.7850

GB00B03MLX29

Sale

2,235

22.7950

GB00B03MLX29

Sale

2,207

22.8000

GB00B03MLX29

Sale

1,242

22.8200

GB00B03MLX29

Sale

54

22.8225

GB00B03MLX29

Sale

2,873

22.8250

GB00B03MLX29

Sale

2,147

22.8300

GB00B03MLX29

Sale

44,000

22.8301

GB00B03MLX29

Sale

1,477

22.8350

GB00B03MLX29

Sale

10,345

22.8400

GB00B03MLX29

Sale

6,500

22.8450

GB00B03MLX29

Sale

3,346

22.8500

GB00B03MLX29

Sale

6,674

22.8600

GB00B03MLX29

Sale

8,963

22.8650

GB00B03MLX29

Sale

993

22.8700

GB00B03MLX29

Sale

6,220

22.8750

GB00B03MLX29

Sale

858

22.8850

GB00B03MLX29

Sale

986

22.8900

GB00B03MLX29

Sale

3,393

22.8950

GB00B03MLX29

Sale

1,526

22.9050

GB00B03MLX29

Sale

238

22.9100

GB00B03MLX29

Sale

443

22.9150

GB00B03MLX29

Sale

1,727

22.9200

GB00B03MLX29

Sale

447

22.9250

GB00B03MLX29

Sale

1,178

22.9300

GB00B03MLX29

Sale

553

22.9350

GB00B03MLX29

Sale

706

22.9450

GB00B03MLX29

Sale

1,229

22.9500

GB00B03MLX29

Sale

1,628

22.9550

GB00B03MLX29

Sale

643

22.9600

GB00B03MLX29

Sale

3,412

22.9650

GB00B03MLX29

Sale

610

22.9750

GB00B03MLX29

Sale

311

22.9800

GB00B03MLX29

Sale

803

22.9850

GB00B03MLX29

Sale

3,330

23.0100

GB00B03MLX29

Sale

1,796

23.0250

GB00B03MLX29

Sale

709

23.0300

GB00B03MLX29

Sale

658

23.0400

GB00B03MLX29

Sale

12,112

23.0450

GB00B03MLX29

Sale

713

23.0500

GB00B03MLX29

Sale

300

23.0550

GB00B03MLX29

Sale

14,033

23.0600

Total:

337,883

GB00B03MM408

Purchase

48,103

15.8679

GB00B03MM408

Purchase

28,304

15.8800

GB00B03MM408

Purchase

561

15.8900

GB00B03MM408

Purchase

528

15.9000

GB00B03MM408

Purchase

2,218

15.9050

GB00B03MM408

Purchase

271

15.9100

GB00B03MM408

Purchase

613

15.9150

GB00B03MM408

Purchase

1,272

15.9250

GB00B03MM408

Purchase

278

15.9350

GB00B03MM408

Purchase

813

15.9400

GB00B03MM408

Purchase

1,568

15.9500

GB00B03MM408

Purchase

264

15.9550

GB00B03MM408

Purchase

594

15.9600

GB00B03MM408

Purchase

568

15.9800

GB00B03MM408

Purchase

1,453

15.9850

GB00B03MM408

Purchase

1,387

15.9900

GB00B03MM408

Purchase

495

16.0000

GB00B03MM408

Purchase

417

16.0100

GB00B03MM408

Purchase

850

16.0150

GB00B03MM408

Purchase

466

16.0200

GB00B03MM408

Purchase

1,037

16.0250

GB00B03MM408

Purchase

681

16.0300

GB00B03MM408

Purchase

526

16.0350

GB00B03MM408

Purchase

852

16.0400

GB00B03MM408

Purchase

16,600

16.0486

GB00B03MM408

Purchase

1,277

16.0550

GB00B03MM408

Purchase

1,279

16.0650

GB00B03MM408

Purchase

748

16.0750

GB00B03MM408

Purchase

1,569

16.0800

GB00B03MM408

Purchase

932

16.0850

GB00B03MM408

Purchase

1,612

16.0900

GB00B03MM408

Purchase

382

16.0950

GB00B03MM408

Purchase

3,628

16.1000

GB00B03MM408

Purchase

423

16.1050

GB00B03MM408

Purchase

1,679

16.1100

GB00B03MM408

Purchase

371

16.1150

GB00B03MM408

Purchase

309

16.1250

GB00B03MM408

Purchase

936

16.1300

GB00B03MM408

Purchase

840

16.1400

GB00B03MM408

Purchase

817

16.1450

GB00B03MM408

Purchase

793

16.1500

GB00B03MM408

Purchase

1,237

16.1550

GB00B03MM408

Purchase

1,321

16.1600

GB00B03MM408

Purchase

1,698

16.1650

GB00B03MM408

Purchase

1,972

16.1750

GB00B03MM408

Purchase

1,902

16.1800

GB00B03MM408

Purchase

839

16.1850

GB00B03MM408

Purchase

275

16.2000

GB00B03MM408

Purchase

1,130

16.2050

GB00B03MM408

Purchase

263

16.2100

GB00B03MM408

Purchase

328

16.2150

Total:

139,279

GB00B03MM408

Sale

813

15.8650

GB00B03MM408

Sale

658

15.8700

GB00B03MM408

Sale

829

15.8750

GB00B03MM408

Sale

29,829

15.8800

GB00B03MM408

Sale

803

15.8850

GB00B03MM408

Sale

13,362

15.9307

GB00B03MM408

Sale

300

15.9400

GB00B03MM408

Sale

692

15.9600

GB00B03MM408

Sale

2,372

15.9650

GB00B03MM408

Sale

882

15.9700

GB00B03MM408

Sale

880

15.9750

GB00B03MM408

Sale

806

15.9800

GB00B03MM408

Sale

1,753

16.0150

GB00B03MM408

Sale

836

16.0250

GB00B03MM408

Sale

500

16.0350

GB00B03MM408

Sale

1,602

16.0400

GB00B03MM408

Sale

54

16.0700

GB00B03MM408

Sale

253

16.0750

GB00B03MM408

Sale

7,148

16.0800

GB00B03MM408

Sale

1,346

16.0850

GB00B03MM408

Sale

3,103

16.0900

GB00B03MM408

Sale

4,574

16.0950

GB00B03MM408

Sale

2,717

16.1000

GB00B03MM408

Sale

1,902

16.1050

GB00B03MM408

Sale

447

16.1200

GB00B03MM408

Sale

1,250

16.1350

GB00B03MM408

Sale

86

16.1550

GB00B03MM408

Sale

443

16.2150

Total:

80,240

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

30th November 2015

Contact name:

Charles Brown

Telephone number:

020 7 595 9695

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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