18 Dec 2015 13:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 17 Dec 2015 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 24,993,710 | 0.63% | 19,367,916 | 0.49% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
8,077,456 | 0.20% | 10,847,607 | 0.28% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 2,133,200 | 0.05% | 2,157,200 | 0.05% | |||||||
TOTAL: | 35,204,366 | 0.89% | 32,372,723 | 0.82% | |||||||
Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 21,490,203 | 0.88% | 14,996,669 | 0.61% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
11,350,895 | 0.47% | 7,159,196 | 0.29% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 85,000 | 0.00% | 299,636 | 0.01% | |||||||
TOTAL: | 32,926,098 | 1.35% | 22,455,501 | 0.92% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
B ADSs | Purchase | 17 | 43.8000 USD | ||||
A ADSs | Purchase | 50 | 44.2052 USD | ||||
A ADSs | Purchase | 67 | 44.1700 USD | ||||
EUR 0.07 A Ordinary | Purchase | 75 | 14.6850 GBP | ||||
B ADSs | Purchase | 100 | 43.7850 USD | ||||
B ADSs | Purchase | 100 | 44.3400 USD | ||||
B ADSs | Purchase | 100 | 43.8700 USD | ||||
B ADSs | Purchase | 100 | 43.7800 USD | ||||
EUR 0.07 B Ordinary | Purchase | 100 | 14.6364 GBP | ||||
B ADSs | Purchase | 105 | 44.1123 USD | ||||
EUR 0.07 A Ordinary | Purchase | 127 | 20.3700 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 129 | 14.5350 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 174 | 20.4635 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 180 | 14.6575 GBP | ||||
A ADSs | Purchase | 183 | 43.8100 USD | ||||
B ADSs | Purchase | 200 | 43.7550 USD | ||||
EUR 0.07 B Ordinary | Purchase | 207 | 14.6300 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 207 | 14.6525 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 216 | 14.7600 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 242 | 14.5175 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 295 | 14.6750 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 300 | 14.7269 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 300 | 20.1150 EUR | ||||
B ADSs | Purchase | 300 | 43.8366 USD | ||||
B ADSs | Purchase | 300 | 43.8333 USD | ||||
EUR 0.07 A Ordinary | Purchase | 325 | 20.4400 EUR | ||||
A ADSs | Purchase | 326 | 43.6193 USD | ||||
B ADSs | Purchase | 331 | 43.7700 USD | ||||
EUR 0.07 B Ordinary | Purchase | 336 | 14.7650 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 344 | 14.7450 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 347 | 20.4294 EUR | ||||
B ADSs | Purchase | 364 | 43.8304 USD | ||||
EUR 0.07 A Ordinary | Purchase | 375 | 14.4775 GBP | ||||
B ADSs | Purchase | 378 | 43.7923 USD | ||||
EUR 0.07 A Ordinary | Purchase | 422 | 20.4325 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 448 | 14.6675 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 450 | 20.0850 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 459 | 14.6480 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 475 | 20.4408 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 505 | 20.3597 EUR | ||||
A ADSs | Purchase | 523 | 43.5400 USD | ||||
EUR 0.07 B Ordinary | Purchase | 525 | 14.6132 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 527 | 20.4550 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 554 | 14.6336 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 568 | 14.4950 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 581 | 14.6700 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 586 | 14.4725 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 600 | 20.1225 EUR | ||||
B ADSs | Purchase | 668 | 43.7821 USD | ||||
EUR 0.07 A Ordinary | Purchase | 672 | 14.7175 GBP | ||||
A ADSs | Purchase | 700 | 43.6053 USD | ||||
A ADSs | Purchase | 700 | 43.7200 USD | ||||
B ADSs | Purchase | 702 | 44.1849 USD | ||||
EUR 0.07 A Ordinary | Purchase | 704 | 20.4600 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 709 | 20.4836 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 735 | 20.3650 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 747 | 14.6875 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 748 | 14.4700 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 752 | 14.5550 GBP | ||||
B ADSs | Purchase | 900 | 43.9277 USD | ||||
EUR 0.07 A Ordinary | Purchase | 950 | 14.7150 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 957 | 14.7200 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,000 | 20.4200 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 1,026 | 20.4500 EUR | ||||
A ADSs | Purchase | 1,039 | 43.6768 USD | ||||
EUR 0.07 A Ordinary | Purchase | 1,055 | 14.4825 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,104 | 20.3550 EUR | ||||
B ADSs | Purchase | 1,125 | 43.8983 USD | ||||
EUR 0.07 A Ordinary | Purchase | 1,184 | 14.6800 GBP | ||||
A ADSs | Purchase | 1,200 | 43.6400 USD | ||||
EUR 0.07 A Ordinary | Purchase | 1,205 | 14.6650 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 1,205 | 14.6650 GBP | ||||
B ADSs | Purchase | 1,207 | 43.8423 USD | ||||
EUR 0.07 B Ordinary | Purchase | 1,230 | 14.6882 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 1,250 | 14.7564 GBP | ||||
B ADSs | Purchase | 1,307 | 43.8504 USD | ||||
EUR 0.07 A Ordinary | Purchase | 1,323 | 14.7275 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,354 | 14.4750 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,359 | 14.4900 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,364 | 14.6925 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,378 | 20.0830 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 1,379 | 20.2746 EUR | ||||
A ADSs | Purchase | 1,431 | 43.7220 USD | ||||
EUR 0.07 B Ordinary | Purchase | 1,600 | 14.7550 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 1,600 | 14.7500 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,609 | 14.7125 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,688 | 14.5275 GBP | ||||
B ADSs | Purchase | 1,700 | 43.8082 USD | ||||
EUR 0.07 A Ordinary | Purchase | 1,734 | 14.7025 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,736 | 20.4450 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 1,746 | 14.6874 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,771 | 14.6843 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,837 | 14.6975 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,839 | 14.7000 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,881 | 20.3900 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 1,890 | 14.6719 GBP | ||||
B ADSs | Purchase | 1,895 | 43.7906 USD | ||||
A ADSs | Purchase | 1,950 | 43.6500 USD | ||||
EUR 0.07 A Ordinary | Purchase | 1,987 | 20.4750 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 2,000 | 14.7250 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 2,030 | 14.6900 GBP | ||||
B ADSs | Purchase | 2,100 | 43.8151 USD | ||||
EUR 0.07 A Ordinary | Purchase | 2,203 | 14.4800 GBP | ||||
B ADSs | Purchase | 2,300 | 43.8382 USD | ||||
EUR 0.07 A Ordinary | Purchase | 2,396 | 14.7100 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 2,468 | 14.7050 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 2,571 | 14.7651 GBP | ||||
A ADSs | Purchase | 2,600 | 43.7153 USD | ||||
A ADSs | Purchase | 2,637 | 43.9740 USD | ||||
EUR 0.07 A Ordinary | Purchase | 3,340 | 14.6633 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 3,341 | 14.5050 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 3,347 | 14.7530 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 3,483 | 14.6950 GBP | ||||
B ADSs | Purchase | 3,700 | 43.7300 USD | ||||
EUR 0.07 B Ordinary | Purchase | 3,700 | 14.6734 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 3,750 | 14.6164 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 4,067 | 14.6600 GBP | ||||
B ADSs | Purchase | 4,200 | 43.7100 USD | ||||
B ADSs | Purchase | 4,250 | 43.8527 USD | ||||
EUR 0.07 B Ordinary | Purchase | 4,310 | 14.7536 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 4,471 | 20.4700 EUR | ||||
A ADSs | Purchase | 4,750 | 43.8263 USD | ||||
EUR 0.07 A Ordinary | Purchase | 4,936 | 14.4850 GBP | ||||
A ADSs | Purchase | 5,000 | 43.6446 USD | ||||
A ADSs | Purchase | 5,200 | 43.6550 USD | ||||
A ADSs | Purchase | 5,500 | 43.6936 USD | ||||
EUR 0.07 A Ordinary | Purchase | 5,924 | 20.3612 EUR | ||||
A ADSs | Purchase | 6,354 | 43.7107 USD | ||||
EUR 0.07 A Ordinary | Purchase | 6,563 | 20.4650 EUR | ||||
A ADSs | Purchase | 6,877 | 43.6847 USD | ||||
B ADSs | Purchase | 7,352 | 43.8594 USD | ||||
A ADSs | Purchase | 7,512 | 43.8605 USD | ||||
A ADSs | Purchase | 8,460 | 43.6897 USD | ||||
A ADSs | Purchase | 8,500 | 43.6955 USD | ||||
EUR 0.07 B Ordinary | Purchase | 8,552 | 14.9738 GBP | ||||
B ADSs | Purchase | 8,900 | 43.8268 USD | ||||
A ADSs | Purchase | 9,093 | 43.8158 USD | ||||
EUR 0.07 A Ordinary | Purchase | 10,052 | 14.5143 GBP | ||||
A ADSs | Purchase | 10,247 | 43.7183 USD | ||||
EUR 0.07 A Ordinary | Purchase | 12,129 | 14.6712 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 12,539 | 20.3842 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 12,694 | 20.3377 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 15,900 | 14.8204 GBP | ||||
B ADSs | Purchase | 16,585 | 43.7860 USD | ||||
EUR 0.07 A Ordinary | Purchase | 17,404 | 20.3388 EUR | ||||
A ADSs | Purchase | 17,565 | 43.7868 USD | ||||
EUR 0.07 B Ordinary | Purchase | 20,171 | 14.6380 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 25,746 | 14.6743 GBP | ||||
A ADSs | Purchase | 26,110 | 43.6657 USD | ||||
A ADSs | Purchase | 26,555 | 43.6970 USD | ||||
A ADSs | Purchase | 26,722 | 43.6824 USD | ||||
EUR 0.07 B Ordinary | Purchase | 27,355 | 14.5891 GBP | ||||
A ADSs | Purchase | 28,560 | 43.7500 USD | ||||
EUR 0.07 B Ordinary | Purchase | 31,248 | 14.6563 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 32,819 | 20.1991 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 34,394 | 14.4913 GBP | ||||
A ADSs | Purchase | 35,356 | 44.1779 USD | ||||
EUR 0.07 B Ordinary | Purchase | 35,708 | 14.6200 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 37,507 | 14.5585 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 38,545 | 14.5000 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 40,387 | 14.6185 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 43,413 | 20.4442 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 44,051 | 14.7301 GBP | ||||
A ADSs | Purchase | 47,104 | 43.6700 USD | ||||
B ADSs | Purchase | 49,093 | 43.7751 USD | ||||
EUR 0.07 A Ordinary | Purchase | 51,197 | 20.2050 EUR | ||||
B ADSs | Purchase | 54,366 | 43.7858 USD | ||||
EUR 0.07 B Ordinary | Purchase | 55,729 | 14.6000 GBP | ||||
A ADSs | Purchase | 58,794 | 43.7148 USD | ||||
A ADSs | Purchase | 64,384 | 43.6311 USD | ||||
EUR 0.07 B Ordinary | Purchase | 67,751 | 14.7358 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 72,128 | 14.6997 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 80,464 | 14.7068 GBP | ||||
A ADSs | Purchase | 92,830 | 43.6821 USD | ||||
B ADSs | Purchase | 97,744 | 43.9745 USD | ||||
EUR 0.07 A Ordinary | Purchase | 106,544 | 20.4621 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 112,437 | 14.6234 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 116,295 | 14.7447 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 144,335 | 14.5890 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 160,631 | 14.6858 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 183,009 | 14.7187 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 320,764 | 14.6011 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 352,868 | 14.7436 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 384,989 | 14.7496 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 583,204 | 14.6725 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,538,914 | 20.6600 EUR | ||||
A ADSs | Sale | 24 | 44.2000 USD | ||||
A ADSs | Sale | 26 | 44.2100 USD | ||||
A ADSs | Sale | 30 | 43.5500 USD | ||||
A ADSs | Sale | 30 | 43.6700 USD | ||||
EUR 0.07 A Ordinary | Sale | 75 | 14.6850 GBP | ||||
B ADSs | Sale | 100 | 43.9400 USD | ||||
B ADSs | Sale | 100 | 44.3400 USD | ||||
EUR 0.07 A Ordinary | Sale | 126 | 14.5100 GBP | ||||
EUR 0.07 A Ordinary | Sale | 127 | 20.3700 EUR | ||||
EUR 0.07 A Ordinary | Sale | 129 | 14.5350 GBP | ||||
EUR 0.07 B Ordinary | Sale | 146 | 14.6378 GBP | ||||
EUR 0.07 A Ordinary | Sale | 180 | 14.6575 GBP | ||||
A ADSs | Sale | 200 | 43.7050 USD | ||||
A ADSs | Sale | 200 | 43.5400 USD | ||||
A ADSs | Sale | 200 | 43.5200 USD | ||||
A ADSs | Sale | 200 | 43.7300 USD | ||||
EUR 0.07 A Ordinary | Sale | 207 | 14.6525 GBP | ||||
EUR 0.07 B Ordinary | Sale | 207 | 14.6300 GBP | ||||
EUR 0.07 A Ordinary | Sale | 219 | 20.4750 EUR | ||||
EUR 0.07 A Ordinary | Sale | 225 | 20.0850 EUR | ||||
EUR 0.07 A Ordinary | Sale | 242 | 14.5175 GBP | ||||
A ADSs | Sale | 267 | 44.1700 USD | ||||
EUR 0.07 B Ordinary | Sale | 294 | 14.7650 GBP | ||||
EUR 0.07 A Ordinary | Sale | 295 | 14.6750 GBP | ||||
A ADSs | Sale | 300 | 43.9600 USD | ||||
A ADSs | Sale | 300 | 43.7166 USD | ||||
B ADSs | Sale | 300 | 43.7800 USD | ||||
EUR 0.07 B Ordinary | Sale | 316 | 14.6586 GBP | ||||
EUR 0.07 A Ordinary | Sale | 325 | 20.4450 EUR | ||||
EUR 0.07 A Ordinary | Sale | 347 | 20.4294 EUR | ||||
A ADSs | Sale | 353 | 43.8100 USD | ||||
B ADSs | Sale | 353 | 43.8100 USD | ||||
EUR 0.07 A Ordinary | Sale | 375 | 14.4775 GBP | ||||
EUR 0.07 B Ordinary | Sale | 382 | 14.9087 GBP | ||||
EUR 0.07 B Ordinary | Sale | 390 | 14.7487 GBP | ||||
B ADSs | Sale | 400 | 43.8375 USD | ||||
A ADSs | Sale | 400 | 43.8425 USD | ||||
A ADSs | Sale | 400 | 43.8750 USD | ||||
EUR 0.07 B Ordinary | Sale | 432 | 14.7600 GBP | ||||
EUR 0.07 B Ordinary | Sale | 433 | 14.6482 GBP | ||||
EUR 0.07 A Ordinary | Sale | 448 | 14.6675 GBP | ||||
B ADSs | Sale | 500 | 44.0180 USD | ||||
EUR 0.07 B Ordinary | Sale | 546 | 14.7467 GBP | ||||
EUR 0.07 B Ordinary | Sale | 554 | 14.8454 GBP | ||||
EUR 0.07 A Ordinary | Sale | 568 | 14.4950 GBP | ||||
EUR 0.07 A Ordinary | Sale | 581 | 14.6700 GBP | ||||
EUR 0.07 A Ordinary | Sale | 586 | 14.4725 GBP | ||||
A ADSs | Sale | 600 | 43.8233 USD | ||||
EUR 0.07 A Ordinary | Sale | 658 | 14.6600 GBP | ||||
EUR 0.07 A Ordinary | Sale | 672 | 14.7175 GBP | ||||
A ADSs | Sale | 696 | 43.6362 USD | ||||
B ADSs | Sale | 700 | 43.8871 USD | ||||
A ADSs | Sale | 713 | 43.6589 USD | ||||
EUR 0.07 A Ordinary | Sale | 747 | 14.6875 GBP | ||||
EUR 0.07 A Ordinary | Sale | 748 | 14.4700 GBP | ||||
EUR 0.07 A Ordinary | Sale | 776 | 20.4700 EUR | ||||
B ADSs | Sale | 800 | 43.8340 USD | ||||
B ADSs | Sale | 800 | 43.8081 USD | ||||
A ADSs | Sale | 800 | 43.7087 USD | ||||
A ADSs | Sale | 800 | 43.7075 USD | ||||
A ADSs | Sale | 800 | 43.8225 USD | ||||
EUR 0.07 A Ordinary | Sale | 844 | 20.4325 EUR | ||||
EUR 0.07 A Ordinary | Sale | 844 | 14.5275 GBP | ||||
A ADSs | Sale | 873 | 43.6822 USD | ||||
A ADSs | Sale | 911 | 43.6231 USD | ||||
EUR 0.07 A Ordinary | Sale | 950 | 14.7150 GBP | ||||
EUR 0.07 A Ordinary | Sale | 957 | 14.7200 GBP | ||||
EUR 0.07 A Ordinary | Sale | 986 | 20.4272 EUR | ||||
EUR 0.07 A Ordinary | Sale | 1,055 | 14.4825 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,146 | 20.3900 EUR | ||||
EUR 0.07 A Ordinary | Sale | 1,184 | 14.6800 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,205 | 14.6650 GBP | ||||
EUR 0.07 B Ordinary | Sale | 1,205 | 14.6650 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,283 | 14.5885 GBP | ||||
B ADSs | Sale | 1,300 | 43.8194 USD | ||||
EUR 0.07 A Ordinary | Sale | 1,323 | 14.7275 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,354 | 14.4750 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,359 | 14.4900 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,364 | 14.6925 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,378 | 20.0830 EUR | ||||
A ADSs | Sale | 1,400 | 43.6153 USD | ||||
EUR 0.07 A Ordinary | Sale | 1,403 | 20.3650 EUR | ||||
EUR 0.07 B Ordinary | Sale | 1,474 | 14.7659 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,479 | 14.6790 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,527 | 20.4320 EUR | ||||
EUR 0.07 B Ordinary | Sale | 1,569 | 14.7293 GBP | ||||
EUR 0.07 B Ordinary | Sale | 1,600 | 14.7550 GBP | ||||
EUR 0.07 B Ordinary | Sale | 1,600 | 14.7500 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,609 | 14.7125 GBP | ||||
EUR 0.07 B Ordinary | Sale | 1,617 | 14.7585 GBP | ||||
B ADSs | Sale | 1,700 | 43.8082 USD | ||||
A ADSs | Sale | 1,700 | 43.7105 USD | ||||
EUR 0.07 A Ordinary | Sale | 1,730 | 20.1043 EUR | ||||
EUR 0.07 A Ordinary | Sale | 1,734 | 14.7025 GBP | ||||
B ADSs | Sale | 1,763 | 44.1771 USD | ||||
EUR 0.07 A Ordinary | Sale | 1,837 | 14.6975 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,839 | 14.7000 GBP | ||||
A ADSs | Sale | 1,993 | 43.7976 USD | ||||
A ADSs | Sale | 2,000 | 43.8937 USD | ||||
EUR 0.07 A Ordinary | Sale | 2,030 | 14.6900 GBP | ||||
EUR 0.07 A Ordinary | Sale | 2,113 | 20.2694 EUR | ||||
EUR 0.07 A Ordinary | Sale | 2,187 | 14.5844 GBP | ||||
EUR 0.07 A Ordinary | Sale | 2,203 | 14.4800 GBP | ||||
B ADSs | Sale | 2,260 | 43.8382 USD | ||||
A ADSs | Sale | 2,300 | 43.6486 USD | ||||
EUR 0.07 A Ordinary | Sale | 2,417 | 20.4650 EUR | ||||
EUR 0.07 A Ordinary | Sale | 2,468 | 14.7050 GBP | ||||
EUR 0.07 B Ordinary | Sale | 2,558 | 14.5893 GBP | ||||
A ADSs | Sale | 2,600 | 43.7570 USD | ||||
EUR 0.07 A Ordinary | Sale | 2,729 | 14.5550 GBP | ||||
EUR 0.07 A Ordinary | Sale | 3,063 | 14.7100 GBP | ||||
B ADSs | Sale | 3,090 | 44.2478 USD | ||||
EUR 0.07 B Ordinary | Sale | 3,200 | 14.7900 GBP | ||||
EUR 0.07 B Ordinary | Sale | 3,200 | 14.7525 GBP | ||||
A ADSs | Sale | 3,300 | 43.7099 USD | ||||
EUR 0.07 A Ordinary | Sale | 3,341 | 14.5050 GBP | ||||
EUR 0.07 A Ordinary | Sale | 3,383 | 14.6950 GBP | ||||
EUR 0.07 A Ordinary | Sale | 3,385 | 20.1523 EUR | ||||
EUR 0.07 A Ordinary | Sale | 4,000 | 20.1350 EUR | ||||
A ADSs | Sale | 4,000 | 43.6798 USD | ||||
EUR 0.07 A Ordinary | Sale | 4,003 | 14.5626 GBP | ||||
B ADSs | Sale | 4,500 | 43.7100 USD | ||||
EUR 0.07 B Ordinary | Sale | 4,521 | 14.6879 GBP | ||||
B ADSs | Sale | 4,540 | 43.7999 USD | ||||
EUR 0.07 A Ordinary | Sale | 4,585 | 14.5616 GBP | ||||
EUR 0.07 A Ordinary | Sale | 4,936 | 14.4850 GBP | ||||
A ADSs | Sale | 5,000 | 43.7017 USD | ||||
A ADSs | Sale | 5,200 | 43.6550 USD | ||||
EUR 0.07 A Ordinary | Sale | 6,376 | 14.6163 GBP | ||||
EUR 0.07 A Ordinary | Sale | 6,959 | 20.4791 EUR | ||||
EUR 0.07 B Ordinary | Sale | 7,025 | 14.6042 GBP | ||||
B ADSs | Sale | 7,100 | 43.8329 USD | ||||
EUR 0.07 A Ordinary | Sale | 7,644 | 20.2394 EUR | ||||
A ADSs | Sale | 9,181 | 43.6485 USD | ||||
EUR 0.07 A Ordinary | Sale | 9,250 | 14.6344 GBP | ||||
A ADSs | Sale | 9,443 | 43.6774 USD | ||||
EUR 0.07 A Ordinary | Sale | 10,057 | 14.5536 GBP | ||||
EUR 0.07 A Ordinary | Sale | 11,051 | 14.6966 GBP | ||||
A ADSs | Sale | 11,174 | 43.6638 USD | ||||
EUR 0.07 A Ordinary | Sale | 11,612 | 14.6708 GBP | ||||
EUR 0.07 A Ordinary | Sale | 13,732 | 20.2050 EUR | ||||
A ADSs | Sale | 13,754 | 43.6847 USD | ||||
B ADSs | Sale | 14,400 | 43.8630 USD | ||||
EUR 0.07 B Ordinary | Sale | 14,421 | 14.6000 GBP | ||||
EUR 0.07 B Ordinary | Sale | 16,488 | 14.7532 GBP | ||||
EUR 0.07 B Ordinary | Sale | 17,809 | 14.6054 GBP | ||||
EUR 0.07 A Ordinary | Sale | 18,143 | 20.2432 EUR | ||||
EUR 0.07 A Ordinary | Sale | 18,604 | 14.6076 GBP | ||||
EUR 0.07 A Ordinary | Sale | 22,352 | 14.6089 GBP | ||||
EUR 0.07 A Ordinary | Sale | 22,500 | 20.6600 EUR | ||||
EUR 0.07 A Ordinary | Sale | 23,636 | 14.5000 GBP | ||||
B ADSs | Sale | 24,382 | 43.7810 USD | ||||
EUR 0.07 A Ordinary | Sale | 24,678 | 14.6072 GBP | ||||
A ADSs | Sale | 25,597 | 43.7156 USD | ||||
EUR 0.07 B Ordinary | Sale | 27,271 | 14.6571 GBP | ||||
EUR 0.07 B Ordinary | Sale | 27,932 | 14.7499 GBP | ||||
A ADSs | Sale | 28,760 | 43.7500 USD | ||||
A ADSs | Sale | 28,960 | 43.7486 USD | ||||
A ADSs | Sale | 29,397 | 43.7148 USD | ||||
A ADSs | Sale | 35,356 | 44.1779 USD | ||||
B ADSs | Sale | 35,719 | 43.9736 USD | ||||
EUR 0.07 B Ordinary | Sale | 36,786 | 14.5874 GBP | ||||
EUR 0.07 B Ordinary | Sale | 45,907 | 14.7304 GBP | ||||
EUR 0.07 A Ordinary | Sale | 46,300 | 20.3180 EUR | ||||
B ADSs | Sale | 48,872 | 43.9745 USD | ||||
EUR 0.07 A Ordinary | Sale | 53,689 | 20.2840 EUR | ||||
EUR 0.07 B Ordinary | Sale | 56,529 | 14.6577 GBP | ||||
EUR 0.07 A Ordinary | Sale | 59,371 | 14.6576 GBP | ||||
EUR 0.07 B Ordinary | Sale | 66,313 | 14.6454 GBP | ||||
EUR 0.07 A Ordinary | Sale | 70,800 | 20.4414 EUR | ||||
EUR 0.07 B Ordinary | Sale | 70,858 | 14.6497 GBP | ||||
EUR 0.07 B Ordinary | Sale | 82,790 | 14.6496 GBP | ||||
EUR 0.07 B Ordinary | Sale | 83,186 | 14.7472 GBP | ||||
EUR 0.07 A Ordinary | Sale | 84,127 | 14.6745 GBP | ||||
EUR 0.07 A Ordinary | Sale | 90,133 | 14.6175 GBP | ||||
B ADSs | Sale | 108,732 | 43.7858 USD | ||||
EUR 0.07 A Ordinary | Sale | 110,901 | 20.2958 EUR | ||||
EUR 0.07 B Ordinary | Sale | 126,030 | 14.7492 GBP | ||||
A ADSs | Sale | 127,711 | 43.6955 USD | ||||
EUR 0.07 A Ordinary | Sale | 164,154 | 14.6220 GBP | ||||
A ADSs | Sale | 185,660 | 43.6821 USD | ||||
EUR 0.07 A Ordinary | Sale | 209,838 | 20.2827 EUR | ||||
EUR 0.07 A Ordinary | Sale | 341,312 | 20.3081 EUR | ||||
EUR 0.07 A Ordinary | Sale | 488,481 | 14.6631 GBP | ||||
EUR 0.07 B Ordinary | Sale | 576,344 | 14.6229 GBP | ||||
EUR 0.07 B Ordinary | Sale | 583,020 | 14.7378 GBP |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
EUR 0.07 B Ordinary | SWAP | Long | 146 | 14.6379 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Long | 546 | 14.7467 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Long | 800 | 14.7500 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 964 | 14.6762 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 986 | 20.4247 EUR | |||||
EUR 0.07 A Ordinary | CFD | Long | 1,065 | 14.6895 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 1,223 | 14.5121 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 4,000 | 20.1332 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Long | 7,100 | 14.6000 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 10,088 | 14.5316 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 10,602 | 20.2050 EUR | |||||
EUR 0.07 B Ordinary | CFD | Long | 16,733 | 14.7112 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Long | 22,598 | 14.7082 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 24,678 | 14.6071 GBP | |||||
EUR 0.07 B Ordinary | CFD | Long | 27,271 | 14.6571 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Long | 35,020 | 20.3480 EUR | |||||
EUR 0.07 B Ordinary | CFD | Long | 36,366 | 14.5997 GBP | |||||
EUR 0.07 B Ordinary | CFD | Long | 20,636 | 14.6170 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 42,121 | 14.5263 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 43,499 | 14.7081 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 44,740 | 20.4196 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Long | 45,288 | 20.3614 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Long | 46,300 | 20.3180 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Long | 47,877 | 14.7062 GBP | |||||
EUR 0.07 B Ordinary | CFD | Long | 51,773 | 14.5994 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 112,607 | 20.2087 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Long | 183,292 | 14.6615 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 209,838 | 20.2827 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Long | 229,633 | 20.3150 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Short | 100 | 14.6364 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Short | 400 | 14.6200 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Short | 440 | 20.2821 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Short | 459 | 14.6480 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Short | 500 | 14.6090 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Short | 500 | 14.7371 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 919 | 20.4308 EUR | |||||
EUR 0.07 A Ordinary | CFD | Short | 1,651 | 14.8413 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 2,000 | 20.1818 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Short | 4,310 | 14.7536 GBP | |||||
EUR 0.07 B Ordinary | CFD | Short | 5,332 | 14.6019 GBP | |||||
EUR 0.07 B Ordinary | CFD | Short | 6,577 | 14.7657 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 13,520 | 20.6626 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Short | 13,891 | 14.6744 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Short | 17,925 | 14.6807 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 35,741 | 20.2050 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Short | 45,153 | 20.3516 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Short | 47,863 | 14.6984 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 107,785 | 14.6908 GBP | |||||
EUR 0.07 B Ordinary | CFD | Short | 54,004 | 14.7799 GBP | |||||
EUR 0.07 B Ordinary | CFD | Short | 56,349 | 14.7525 GBP | |||||
EUR 0.07 B Ordinary | CFD | Short | 124,993 | 14.7632 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 144,335 | 14.5890 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 91,579 | 14.6760 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | |
Date of disclosure: | 18 Dec 15 | |
Contact name: | Jay Supaya | |
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 68,000 | 45.0000 | American | 15 Jan 16 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
EUR 0.07 B ordinary | Put Options | Written | 85,000 | 2100.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
EUR 0.07 A ordinary | Futures | Selling | -310,000 | 1.4740 | 16 Dec 16 | ||||||||
EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Written | -200,000 | 25.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -42,000 | 42.5000 | American | 15 Jan 16 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 200,000 | 25.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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