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Director/PDMR Shareholding

4 Apr 2017 14:00

RNS Number : 5554B
Prudential PLC
04 April 2017
 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Michael Wells

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Chief Executive (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

American Depositary Receipt ("ADR")

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Acquisition of ADRs for nil consideration following the release of an award made in 2014 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")

(ii) Acquisition of ADRs for nil consideration following the release of an award made in 2014 under the Annual Incentive Plan by the Trustee

(iii) Sale of ADRs in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

Nil

92,220

 

(ii)

Nil

54,289

 

(iii)

USD 41.5845

62,553

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

 

e)

 

Date of the transactions

 

2017-04-03

f)

 

Place of the transactions

 

New York Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Nicolaos Nicandrou

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Chief Financial Officer (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")

(ii) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Annual Incentive Plan by the Trustee

(iii) Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees)

(iv) Sale of additional shares

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

Nil

 

102,158

 

(ii)

Nil

 

38,024

(iii)

£16.625

 

140,182

(iv)

£16.625

5,985

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

 

e)

 

Date of the transactions

 

2017-04-03

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Penelope James

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Chief Risk Officer (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")

(ii) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Group Deferred Bonus Plan by the Trustee

(iii) Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

Nil

 

23,364

(ii)

Nil

 

5,064

(iii)

£16.625

13,376

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

 

e)

 

Date of the transactions

 

2017-04-03

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

John Foley

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Executive Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")

(ii) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Annual Incentive Plan by the Trustee

(iii) Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees)

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

Nil

 

97,065

(ii)

Nil

 

33,968

(iii)

£16.625

131,033

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

 

e)

 

Date of the transactions

 

2017-04-03

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

John Foley

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Executive Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust

(ii) Sale of shares in relation to the transaction described in (i) above (includes shares sold to cover withholding tax and fees)

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

Nil

 

22,807

(ii)

£16.63

 

22,807

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Barry Stowe

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Executive Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

American Depositary Receipt ("ADR")

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Acquisition of ADRs for nil consideration following the release of an award made in 2014 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")

(ii) Acquisition of ADRs for nil consideration following the release of an award made in 2014 under the Annual Incentive Plan by the Trustee

(iii) Sale of ADRs in relation to the transactions described in (i) & (ii) above (includes ADRs sold to cover withholding tax and fees)

(iv) Sale of additional ADRs

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

Nil

42,748

 

(ii)

Nil

16,475

 

(iii)

USD 41.5845

59,223

(iv)

USD 41.4358

46,132

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

 

e)

 

Date of the transactions

 

2017-04-03

f)

 

Place of the transactions

 

New York Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Tony Wilkey

2

 

Reason for the notification

 

a)

 

Position/status

 

Executive Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")

(ii) Acquisition of shares for nil consideration following the release of an award made in 2014 under the PCA Long Term Incentive Plan by the Trustee

(iii) Acquisition of shares for nil consideration following the release of an award made in 2014 under the PCA Deferred Bonus Plan by the Trustee

(iv) Sale of shares in relation to the transactions described in (i) - (iii) above (includes shares sold to cover withholding tax and fees)

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

Nil

 

17,072

 

(ii)

Nil

 

45,870

(iii)

Nil

 

84,595

(iv)

£16.625

147,537

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

 

e)

 

Date of the transactions

 

2017-04-03

f)

 

Place of the transactions

 

London Stock Exchange

 

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Raghunath Hariharan

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Director of Strategy & Capital Market Relations (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")

(ii) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Group Deferred Bonus Plan by the Trustee

(iii) Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees)

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

Nil

 

16,174

(ii)

Nil

 

3,957

(iii)

£16.625

20,131

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

 

e)

 

Date of the transactions

 

2017-04-03

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Jonathan Oliver

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Communications Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")

(ii) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Group Deferred Bonus Plan by the Trustee

(iii) Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

Nil

 

7,457

(ii)

Nil

 

1,972

(iii)

£16.625

4,437

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

 

e)

 

Date of the transactions

 

2017-04-03

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Alan Porter

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group General Counsel and Company Secretary (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")

(ii) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Group Deferred Bonus Plan by the Trustee

(iii) Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees)

(iv) Sale of additional shares

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

Nil

 

19,111

(ii)

Nil

 

5,048

(iii)

£16.625

24,159

(iv)

£16.625

1,467

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

 

e)

 

Date of the transactions

 

2017-04-03

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Tim Rolfe

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Human Resources Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")

(ii) Acquisition of shares for nil consideration following the release of an award made in 2014 under the Group Deferred Bonus Plan by the Trustee

(iii) Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees)

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

Nil

 

17,972

(ii)

Nil

 

4,648

(iii)

£16.625

22,620

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

 

e)

 

Date of the transactions

 

2017-04-03

f)

 

Place of the transactions

 

London Stock Exchange

 

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Michael Wells

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Chief Executive (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

263,401

 

(ii)

£16.75

51,371

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Nicolaos Nicandrou

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Chief Financial Officer (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

108,357

 

(ii)

£16.75

29,504

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Penelope James

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Chief Risk Officer (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

95,073

 

(ii)

£16.75

22,966

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

John Foley

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Executive Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

114,177

 

(ii)

£16.75

30,352

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Anne Richards

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Executive Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

107,461

 

(ii)

£16.75

32,668

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Barry Stowe

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Executive Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

American Depositary Receipt ("ADR")

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

USD 42.12

123,845

 

(ii)

USD 42.12

67,267

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

New York Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Tony Wilkey

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Executive Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

139,340

 

(ii)

£16.75

37,209

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Julian Adams

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Regulatory and Government Relations Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

67,820

 

(ii)

£16.75

21,071

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Raghunath Hariharan

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Director of Strategy & Capital Market Relations (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

45,729

 

(ii)

£16.75

10,692

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Jonathan Oliver

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Communications Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

22,208

 

(ii)

£16.75

8,562

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Alan Porter

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Group General Counsel & Company Secretary (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

54,208

 

(ii)

£16.75

16,883

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Al Noor Ramji

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Chief Digital Officer (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

60,893

 

(ii)

£16.75

18,970

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Tim Rolfe

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Human Resources Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Prudential plc

b)

 

LEI

 

5493001Z3ZE83NGK8Y12

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 5 pence each

 

 

GB0007099541

 

b)

 

Nature of the transactions

 

 

(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2020 subject to the achievement of performance criteria

(ii) Receipt of an award under the Annual Incentive Plan to be released in April 2020

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

(i)

£16.75

56,716

 

(ii)

£16.75

17,642

 

 

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

N/A

 

e)

 

Date of the transactions

 

2017-04-04

f)

 

Place of the transactions

 

London Stock Exchange

 

 

Additional information

Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.

Contact

Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027

Chris Smith, Deputy Company Secretary, +44 (0)20 7548 2115

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
DSHIIMTTMBJMBIR
Date   Source Headline
9th Mar 20227:01 amRNSPrudential plc - FY21 Results - IFRS
9th Mar 20227:00 amRNSPrudential plc - FY21 Results - Business Review
1st Mar 20229:30 amRNSTotal Voting Rights
25th Feb 20229:30 amRNSDirectorate Change
14th Feb 20229:31 amRNSDirector/PDMR Shareholding
10th Feb 20229:30 amRNSDirector/PDMR Shareholding
10th Feb 20227:00 amRNSDirectorate Change
31st Jan 20229:00 amRNSTotal Voting Rights
14th Jan 20227:00 amRNSDirectorate Change
12th Jan 20229:33 amRNSDirector/PDMR Shareholding
31st Dec 20219:30 amRNSTotal Voting Rights
14th Dec 20219:30 amRNSDirector/PDMR Shareholding
10th Dec 20219:30 amRNSDirector/PDMR Shareholding
2nd Dec 20219:41 amRNSDirectorate Change
2nd Dec 20219:30 amRNSDirector/PDMR Shareholding
1st Dec 20219:30 amRNSTotal Voting Rights
29th Nov 20219:30 amRNSBlock Listing Six Monthly Return
12th Nov 20219:39 amRNSDirector/PDMR Shareholding
10th Nov 20219:30 amRNSDirector/PDMR Shareholding
1st Nov 20213:21 pmRNSPublication of subordinated note final terms
1st Nov 20219:30 amRNSTotal Voting Rights
27th Oct 20213:21 pmRNSPricing of $1bn 2.95% subordinated notes
25th Oct 20217:00 amRNSPrudential plc: Investor engagement, refinancing
22nd Oct 20219:34 amRNSRedemption of certain high coupon debt
19th Oct 20219:34 amRNSDirectorate Change
15th Oct 20219:54 amRNSDirector/PDMR Shareholding
12th Oct 20219:30 amRNSDirector/PDMR Shareholding
8th Oct 20219:51 amRNSDirector/PDMR Shareholding
7th Oct 202111:00 amRNSUpdate on distribution of Jackson Financial shares
7th Oct 20219:29 amRNSDirector/PDMR Shareholding
5th Oct 20219:35 amRNSTotal Voting Rights
4th Oct 20219:59 amRNSDirector Declaration
4th Oct 20217:00 amRNSPrudential plc - listing of new shares on HKSE
30th Sep 20215:30 pmRNSPrudential
30th Sep 20219:31 amRNSTotal Voting Rights
30th Sep 20217:00 amRNSPrudential plc - Allotment Results
27th Sep 20219:31 amRNSDirector/PDMR Shareholding
27th Sep 20217:00 amRNSPrudential plc: Announcement of Offer Price
21st Sep 20214:00 pmRNSPublication of a Prospectus
20th Sep 20217:00 amRNSHong Kong Public Offer Prospectus
20th Sep 20217:00 amRNSHong Kong public offer and international placing
17th Sep 20219:40 amRNSDividend conversion rate achieved
14th Sep 20219:30 amRNSDirector/PDMR Shareholding
13th Sep 20219:30 amRNSCompletion of Jackson Financial Inc. Demerger
10th Sep 20219:30 amRNSDirector/PDMR Shareholding
1st Sep 20219:30 amRNSTotal Voting Rights
27th Aug 202111:46 amRNSResults of General Meeting
27th Aug 20219:30 amRNS2021 Half-year Report
25th Aug 20215:30 pmRNSPrudential
20th Aug 20215:23 pmRNSPrudential

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