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14 Jan 2009 11:25
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FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cape plc |
|
Class of relevant security to which the dealings beingΒ |
Common |
|
disclosed relate |
|
Date of dealing |
13/01/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
5,075 |
GBPΒ 0.49 |
GBPΒ 0.46 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,948 |
GBPΒ 0.48 |
GBPΒ 0.48 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Β |
Number of securitiesΒ |
Exercise priceΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Β |
date |
paid/received perΒ |
|
etc. |
European etcΒ |
unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceΒ |
|
eg call option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theΒ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionΒ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
14/01/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Cape plc |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the dealings beingΒ |
Common |
|
disclosed relate |
|
Date of dealing |
13/01/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
5,812,949 |
GBPΒ 1.36 |
GBPΒ 1.31 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
6,421,348 |
GBPΒ 1.39 |
GBPΒ 1.32 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Long Swap |
LONG |
2,996,423 |
GBPΒ 1.33 |
|
Long Swap |
LONG |
918,039 |
GBPΒ 1.33 |
|
Long Swap |
LONG |
160,514 |
GBPΒ 1.33 |
|
Long Swap |
LONG |
91,496 |
GBPΒ 1.35 |
|
Long Swap |
LONG |
87,191 |
GBPΒ 1.35 |
|
Long Swap |
LONG |
64,221 |
GBPΒ 1.35 |
|
Long Swap |
LONG |
5,000 |
GBPΒ 1.33 |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Short Swap |
SHORT |
5,000 |
GBPΒ 1.33 |
|
Short Swap |
SHORT |
64,221 |
GBPΒ 1.35 |
|
Short Swap |
SHORT |
73,050 |
GBPΒ 1.33 |
|
Short Swap |
SHORT |
87,191 |
GBPΒ 1.35 |
|
Short Swap |
SHORT |
91,496 |
GBPΒ 1.34 |
|
Short Swap |
SHORT |
918,039 |
GBPΒ 1.33 |
|
Short Swap |
SHORT |
1,168,989 |
GBPΒ 1.33 |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Β |
Number of securitiesΒ |
Exercise priceΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Β |
date |
paid/received per |
|
etc. |
European etcΒ |
unitΒ |
|
option |
call |
7000 |
1.6GBP |
American |
20.03.09 |
0.07GBP |
|
(ii) Exercising |
Β
|
Product name |
Number of securities under option |
Exercise priceΒ |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theΒ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionΒ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
14/01/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the dealings beingΒ |
Common |
|
disclosed relate |
|
Date of dealing |
13/01/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
5,255,507 |
GBPΒ 0.84 |
GBPΒ 0.78 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
10,665,758 |
GBPΒ 0.83 |
GBPΒ 0.78 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Long Swap |
LONG |
5,000 |
GBPΒ 0.80 |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Short Swap |
SHORT |
5,000 |
GBPΒ 0.80 |
|
Short Swap |
SHORT |
22,134 |
GBPΒ 0.81 |
|
Short Swap |
SHORT |
468,759 |
GBPΒ 0.81 |
|
Short Swap |
SHORT |
4,952,765 |
GBPΒ 0.80 |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Β |
Number of securitiesΒ |
Exercise priceΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Β |
date |
paid/received per |
|
etc. |
European etcΒ |
unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceΒ |
|
eg call option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theΒ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionΒ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
14/01/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold (OR) ADR. |
|
Class of relevant security to which the dealings beingΒ |
ADR |
|
disclosed relate |
|
Date of dealing |
13/01/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
25,576 |
USD 13.70 |
USD 13.44 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Β |
Number of securitiesΒ |
Exercise priceΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Β |
date |
paid/received perΒ |
|
etc. |
European etcΒ |
unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceΒ |
|
eg call option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theΒ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionΒ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
14/01/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Β
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