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6 Mar 2009 11:25
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|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Aquarius Platinum Limited |
|
Class of relevant security to which theĀ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
05/03/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesĀ |
Highest price paid |
Lowest price paid |
|
purchased |
|
143,415 |
GBP 1.59 |
GBP 1.55 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
138,083 |
GBP 1.59 |
GBP 1.55 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Long Swap |
LONG |
71,389 |
GBP 1.59 |
|
Long Swap |
LONG |
26,668 |
GBP 1.59 |
|
Long Swap |
LONG |
13,093 |
GBP 1.59 |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Short Swap |
SHORT |
7 |
GBP 1.60 |
|
Short Swap |
SHORT |
15 |
GBP 1.60 |
|
Short Swap |
SHORT |
89 |
GBP 1.60 |
|
Short Swap |
SHORT |
156 |
GBP 1.58 |
|
Short Swap |
SHORT |
343 |
GBP 1.60 |
|
Short Swap |
SHORT |
26,668 |
GBP 1.58 |
|
Short Swap |
SHORT |
85,130 |
GBP 1.59 |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
OptionĀ |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
money |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/received |
|
varying etc. |
per unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
06/03/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Aquarius Platinum Limited |
|
Nature of connection # |
Advisor |
Ā
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
KazakhGold Group Limited |
|
Class of relevant security to which theĀ |
ADR |
|
dealings being disclosed relate |
|
Date of dealing |
05/03/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,958 |
USD 6.30 |
USD 6.30 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/receivedĀ |
|
varying etc. |
per unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
06/03/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Ā
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold |
|
Class of relevant security to which theĀ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
05/03/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesĀ |
Highest price paid |
Lowest price paid |
|
purchased |
|
68 |
USD 1,173.00 |
USD 1,172.99 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,002 |
USD 1,176.00 |
USD 32.70 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/receivedĀ |
|
varying etc. |
per unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
06/03/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Ā
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold (OR) ADR. |
|
Class of relevant security to which theĀ |
ADR |
|
dealings being disclosed relate |
|
Date of dealing |
05/03/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesĀ |
Highest price paid |
Lowest price paid |
|
purchased |
|
10,000 |
USD 17.06 |
USD 17.06 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
19,755 |
USD 17.45 |
USD 17.00 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/receivedĀ |
|
varying etc. |
per unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
06/03/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Ā
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