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10 Dec 2008 11:29
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|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Imperial Energy Corporation Plc |
|
Class of relevant security to which the dealings beingΒ |
Common |
|
disclosed relate |
|
Date of dealing |
09/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
1,052,687 |
GBPΒ 10.29 |
GBPΒ 0.09 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
852,435 |
GBPΒ 10.30 |
GBPΒ 8.61 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Β |
Number of securitiesΒ |
Exercise priceΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Β |
date |
paid/received perΒ |
|
etc. |
European etcΒ |
unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceΒ |
|
eg call option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theΒ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionΒ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
10/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Imperial Energy Corporation Plc |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
CENTRICAΒ PLC |
|
Class of relevant security to which the dealings beingΒ |
Common |
|
disclosed relate |
|
Date of dealing |
09/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
15,107,343 |
GBPΒ 2.34 |
GBPΒ 2.13 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
14,566,961 |
GBPΒ 2.35 |
GBPΒ 2.13 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Β |
Number of securitiesΒ |
Exercise priceΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Β |
date |
paid/received perΒ |
|
etc. |
European etcΒ |
unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceΒ |
|
eg call option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theΒ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionΒ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
10/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
EDFΒ S.A. |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Energy Group Plc |
|
Class of relevant security to which the dealings beingΒ |
Common |
|
disclosed relate |
|
Date of dealing |
09/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
167,455 |
GBPΒ 7.64 |
GBPΒ 7.58 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
196,108 |
GBPΒ 7.63 |
GBPΒ 7.59 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Long Swap |
LONG |
14,814 |
GBPΒ 7.63 |
|
Long Swap |
LONG |
12,053 |
GBPΒ 7.63 |
|
Long Swap |
LONG |
1,565 |
GBPΒ 7.63 |
|
Long Swap |
LONG |
118 |
GBPΒ 7.63 |
|
Long Swap |
LONG |
98 |
GBPΒ 7.63 |
|
Long Swap |
LONG |
11 |
GBPΒ 7.63 |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Short Swap |
SHORT |
13,353 |
GBPΒ 7.62 |
|
Short Swap |
SHORT |
15,790 |
GBPΒ 7.62 |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Β |
Number of securitiesΒ |
Exercise priceΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Β |
date |
paid/received per |
|
etc. |
European etcΒ |
unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceΒ |
|
eg call option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theΒ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionΒ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
10/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
EDFΒ S.A. |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold |
|
Class of relevant security to which the dealings beingΒ |
Common |
|
disclosed relate |
|
Date of dealing |
09/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
54,580 |
USD 21.75 |
USD 21.50 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing, selling,Β |
Number of securitiesΒ |
Exercise priceΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
eg call option |
purchasing, varying |
under option |
American,Β |
date |
paid/received perΒ |
|
etc. |
European etcΒ |
unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities under option |
Exercise priceΒ |
|
eg call option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to theΒ |
|
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisitionΒ |
|
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
10/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
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