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21 Nov 2008 11:08
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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WITH RECOGNISED INTERMEDIARY STATUS |
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DEALING IN A CLIENT-SERVING CAPACITY |
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(Rule 38.5(a) of the Takeover Code) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
OJSC Polyus Gold (OR) ADR |
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Class of relevant security to which the dealings |
ADR |
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being disclosed relate |
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Date of dealing |
20/11/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities purchased |
Highest price paid |
Lowest price paid |
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3,003 |
USD 6.98 |
USD 6.85 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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(c) Options transactions in respect of existing securities |
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Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
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eg call option |
purchasing, |
securities under |
price |
American, |
date |
paid/received |
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varying etc. |
option |
European etc |
per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any other |
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person relating to the voting rights of any relevant securities under any option referred to on this form or |
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relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
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referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
21/11/2008 |
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Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
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Nature of connection # |
Advisor |
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