1 Jul 2009 11:34
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | National Express Group Plc |
Class of relevant security to which the | Common |
dealings being disclosed relate |
Date of dealing | 30/06/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities | Highest price paid | Lowest price paid |
purchased |
19,558 | GBP 3.15 | GBP 3.02 |
Total number of securities sold | Highest price received | Lowest price received |
1,050,383 | GBP 3.21 | GBP 3.01 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Long Swap | LONG | 791 | GBP 3.11 |
Long Swap | LONG | 158 | GBP 3.11 |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Short Swap | SHORT | 24,264 | GBP 3.08 |
Short Swap | SHORT | 276,412 | GBP 3.08 |
Short Swap | SHORT | 190,458 | GBP 3.08 |
Short Swap | SHORT | 107,966 | GBP 3.08 |
Short Swap | SHORT | 103,200 | GBP 3.11 |
Short Swap | SHORT | 94,845 | GBP 3.08 |
Short Swap | SHORT | 42,333 | GBP 3.08 |
Short Swap | SHORT | 40,954 | GBP 3.08 |
Short Swap | SHORT | 25,800 | GBP 3.12 |
Short Swap | SHORT | 372 | GBP 3.08 |
Short Swap | SHORT | 13,979 | GBP 3.02 |
Short Swap | SHORT | 12,250 | GBP 3.08 |
Short Swap | SHORT | 9,238 | GBP 3.10 |
Short Swap | SHORT | 8,696 | GBP 3.08 |
Short Swap | SHORT | 8,386 | GBP 3.08 |
Short Swap | SHORT | 6,078 | GBP 3.08 |
Short Swap | SHORT | 5,761 | GBP 3.08 |
Short Swap | SHORT | 4,164 | GBP 3.08 |
Short Swap | SHORT | 596 | GBP 3.08 |
Short Swap | SHORT | 27,433 | GBP 3.08 |
(c) Options transactions in respect of existing securities |
Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
selling, | securities under | price | American, | date | money |
eg call option | purchasing, | option | European etc | paid/received |
varying etc. | per unit |
(ii) Exercising |
Product name | Number of securities under | Exercise price |
eg call option | option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 01/07/2009 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | National Express Group |
Nature of connection # | Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | Aquarius Platinum Limited |
Class of relevant security to which the | Common |
dealings being disclosed relate |
Date of dealing | 30/06/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities | Highest price paid | Lowest price paid |
purchased |
451,062 | GBP 2.39 | GBP 2.27 |
Total number of securities sold | Highest price received | Lowest price received |
170,086 | GBP 2.39 | GBP 2.31 | |
5,517 | ZAR 29.00 | ZAR 29.00 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Long Swap | LONG | 7,938 | GBP 2.37 |
Long Swap | LONG | 5,517 | GBP 2.27 |
Long Swap | LONG | 8 | GBP 2.33 |
Long Swap | LONG | 1 | GBP 2.33 |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
Short Swap | SHORT | 7,488 | GBP 2.32 |
(c) Options transactions in respect of existing securities |
Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
selling, | securities under | price | American, | date | money |
eg call option | purchasing, | option | European etc | paid/received |
varying etc. | per unit |
(ii) Exercising |
Product name | Number of securities under | Exercise price |
eg call option | option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 01/07/2009 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | Aquarius Platinum Limited |
Nature of connection # | Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader | Merrill Lynch International |
Company dealt in | OJSC Polyus Gold ADR. |
Class of relevant security to which the | ADR |
dealings being disclosed relate |
Date of dealing | 30/06/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities | Highest price paid | Lowest price paid |
purchased |
13,750 | USD 20.92 | USD 20.50 |
Total number of securities sold | Highest price received | Lowest price received |
3,750 | USD 20.92 | USD 20.65 |
(b) Derivatives transactions (other than options) |
Product name, | Short/Long | Number of securities | Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option money |
selling, | securities under | price | American, | date |
eg call option | purchasing, | option | European etc | paid/received |
varying etc. | per unit |
(ii) Exercising |
Product name | Number of securities under | Exercise price |
eg call option | option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure | 01/07/2009 |
Contact name | Bhavika Mistry |
Telephone number | +44 207 995 4747 |
Name of offeree/offeror with whom connected | KazakhGold Group Limited |
Nature of connection # | Advisor |