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10 Oct 2016 11:42
PENDRAGON PLC - Holding(s) in CompanyPENDRAGON PLC - Holding(s) in Company
PR Newswire
London, October 10
| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Pendragon PlcGB00B1JQBT10 | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | Yes | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | n/a | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | n/a | ||||
| An event changing the breakdown of voting rights | n/a | ||||
| Other (please specify): | n/a | ||||
| 3. Full name of person(s) subject to thenotification obligation: iii | UBS Investment BankUBS Group AG | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv | UBS AG London BranchUBS Limited | ||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 6 October 2016 | ||||
| 6. Date on which issuer notified: | 10 October 2016 | ||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | 4% Section A5% Section (A+B+C) | ||||
| 8. Notified details: | ||||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||||
| Class/type ofsharesif possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||||
| GB00B1JQBT10 | Below Notifiable Threshold | Below Notifiable Threshold | - | - | 62,261,662 | - | 4.31% | |||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||||
| Right to recall lent shares | - | Anytime | 15,932,441 | 1.10% | ||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||||
| - | - | - | - | - | Nominal | Delta | ||||||||||||
| - | - | |||||||||||||||||
| Total (A+B+C) | ||||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||||
| 78,194,103 | 5.42% | |||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
| UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below.UBS AG: | ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will ceaseto hold: | ||
| 12. Date on which proxy holder will cease to holdvoting rights: | ||
| 13. Additional information: | ||
| 14. Contact name: | Richard Maloney | |
| 15. Contact telephone number: | 01623 725119 | |
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