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11 Oct 2012 12:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BAE Systems PLC | |||||
| European Aeronautic Defence and Space Co NV | |||||
| 10/10/2012 | |||||
| No | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0002634946 | Purchase | 7,050,822 | 3.29 GBP | 3.167 GBP |
Common - ISIN GB0002634946 | Sale | 5,558,479 | 3.296 GBP | 3.175 GBP |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0002634946 | Swaps | Long | 200,000 | 3.227 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 45,472 | 3.227 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 35,159 | 3.204 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 21,975 | 3.211 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 14,779 | 3.229 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 6,839 | 3.230 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 6,662 | 3.230 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 6,300 | 3.221 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 6,026 | 3.222 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 1,376 | 3.222 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 1,020 | 3.205 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 741 | 3.221 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 340 | 3.205 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 48 | 3.296 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 40 | 3.296 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 39 | 3.296 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 38 | 3.296 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 13 | 3.296 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 4 | 3.296 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 3 | 3.296 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 4 | 3.224 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 14 | 3.176 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 38 | 3.176 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 53 | 3.176 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 55 | 3.176 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 340 | 3.238 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 465 | 3.226 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 468 | 3.226 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 955 | 3.201 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,220 | 3.226 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,866 | 3.226 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2,242 | 3.226 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2,397 | 3.223 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2,481 | 3.224 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 5,035 | 3.224 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 6,026 | 3.198 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 6,662 | 3.224 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 7,340 | 3.226 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 8,409 | 3.224 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 8,535 | 3.226 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 12,176 | 3.224 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 14,779 | 3.226 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 25,000 | 3.228 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 30,000 | 3.201 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 35,983 | 3.223 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 45,000 | 3.201 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 200,000 | 3.254 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 404,250 | 3.225 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 750,750 | 3.225 GBP | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 11/10/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| European Aeronautic Defence and Space Co NV | |||||
| European Aeronautic Defence and Space Co NV | |||||
| 10/10/2012 | |||||
| No | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN NL0000235190 | Purchase | 3,613,781 | 27.54 EUR | 25.965 EUR |
Common - ISIN NL0000235190 | Sale | 4,547,588 | 27.545 EUR | 26.040 EUR |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN NL0000235190 | Swaps | Long | 102,182 | 27.364 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 101,898 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 81,025 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 63,300 | 27.359 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 60,104 | 27.264 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 58,288 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 50,000 | 27.208 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 45,288 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 41,787 | 27.364 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 35,000 | 27.209 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 33,134 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 30,050 | 27.293 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 29,077 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 26,799 | 27.244 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 25,330 | 27.056 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 25,316 | 27.036 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 25,000 | 27.459 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 24,575 | 27.264 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 23,214 | 26.661 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 20,214 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 12,289 | 27.293 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 11,560 | 26.959 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 10,957 | 27.244 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 10,358 | 27.036 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 10,356 | 27.056 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 9,610 | 27.364 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 7,571 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 7,193 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 6,636 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 5,653 | 27.264 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 5,099 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 5,000 | 26.749 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 4,374 | 27.364 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 4,361 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 4,356 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 4,307 | 27.364 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 4,295 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 3,473 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 3,419 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,828 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,826 | 27.293 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,818 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,678 | 27.364 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,670 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,611 | 27.364 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,604 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,569 | 27.264 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,532 | 27.264 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,520 | 27.244 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,500 | 26.817 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,491 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,455 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,451 | 27.364 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,445 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,246 | 27.036 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,245 | 27.056 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,197 | 26.985 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,120 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,068 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,943 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,580 | 27.264 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,542 | 27.264 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,533 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,495 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,445 | 27.264 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,400 | 27.019 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,290 | 27.293 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,272 | 27.293 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,246 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,228 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,147 | 27.244 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,140 | 26.071 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,129 | 27.244 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,100 | 27.130 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,086 | 27.036 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,084 | 27.056 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,070 | 27.036 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,067 | 27.056 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,000 | 26.697 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,000 | 26.697 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 975 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 786 | 27.293 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 767 | 27.293 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 765 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 745 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 721 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 702 | 27.244 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 685 | 27.244 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 665 | 27.036 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 664 | 27.056 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 649 | 27.036 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 647 | 27.056 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 643 | 27.244 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 610 | 27.036 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 607 | 27.056 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 587 | 27.293 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 550 | 27.212 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 500 | 27.512 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 465 | 27.209 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 400 | 27.114 | |||
Common - ISIN NL0000235190 | Swaps | Long | 340 | 27.459 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 300 | 27.177 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 200 | 27.082 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 200 | 27.472 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 200 | 27.402 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 133 | 27.293 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 100 | 27.177 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 100 | 27.177 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 42 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 38 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 22 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 21 | 27.493 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 42 | 26.860 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 43 | 26.862 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 44 | 26.865 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 45 | 26.866 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 100 | 26.768 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 500 | 26.908 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 1,800 | 26.909 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 5,000 | 26.609 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 5,000 | 26.609 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 9,761 | 26.850 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 10,938 | 26.850 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 11,560 | 26.617 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 23,214 | 27.471 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 30,000 | 27.510 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 50,000 | 27.568 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 58,114 | 26.850 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 71,187 | 26.850 EUR | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN NL0000235190 | Put Option | Purchase | 250 | 16.00 EUR | American | DEC 2013 | 0.28 EUR |
Common - ISIN NL0000235190 | Put Option | Purchase | 250 | 16.00 EUR | American | DEC 2013 | 0.28 EUR |
Common - ISIN NL0000235190 | Put Option | Sale | 250 | 16.00 EUR | American | DEC 2013 | 0.28 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 5 | 26.00 EUR | American | OCT 2012 | 1.35 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 5 | 26.00 EUR | American | OCT 2012 | 1.37 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 5 | 26.00 EUR | American | OCT 2012 | 1.51 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 10 | 27.00 EUR | American | OCT 2012 | 0.50 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 5 | 27.00 EUR | American | OCT 2012 | 0.60 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 5 | 27.00 EUR | American | OCT 2012 | 0.65 EUR |
Common - ISIN NL0000235190 | Call Option | Sale | 3 | 28.00 EUR | American | OCT 2012 | 0.11 EUR |
Common - ISIN NL0000235190 | Call Option | Sale | 25 | 28.00 EUR | American | OCT 2012 | 0.11 EUR |
Common - ISIN NL0000235190 | Call Option | Sale | 15 | 28.00 EUR | American | OCT 2012 | 0.20 EUR |
Common - ISIN NL0000235190 | Call Option | Sale | 25 | 29.00 EUR | American | OCT 2012 | 0.14 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 1 | 26.00 EUR | American | NOV 2012 | 1.40 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 4 | 26.00 EUR | American | NOV 2012 | 1.45 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 1 | 26.00 EUR | American | NOV 2012 | 1.60 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 2 | 26.00 EUR | American | NOV 2012 | 1.70 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 25 | 27.00 EUR | American | NOV 2012 | 1.00 EUR |
Common - ISIN NL0000235190 | Call Option | Sale | 5 | 29.00 EUR | American | NOV 2012 | 0.44 EUR |
Common - ISIN NL0000235190 | Call Option | Purchase | 4 | 28.00 EUR | American | MAR 2013 | 1.52 EUR |
Common - ISIN NL0000235190 | Put Option | Purchase | 2 | 26.00 EUR | American | OCT 2012 | 0.12 EUR |
Common - ISIN NL0000235190 | Put Option | Purchase | 100 | 26.00 EUR | American | DEC 2012 | 1.00 EUR |
Common - ISIN NL0000235190 | Put Option | Purchase | 2 | 27.00 EUR | American | DEC 2012 | 1.34 EUR |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 11/10/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Melrose Resources PLC | |||||
| Petroceltic International PLC | |||||
| 10/10/2012 | |||||
| No | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0009354589 | Swaps | Short | 2,500 | 1.238 GBP | |||
Common - ISIN GB0009354589 | Swaps | Long | 266,826 | 1.298 GBP | |||
Common - ISIN GB0009354589 | Swaps | Long | 6 | 1.295 GBP | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 11/10/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Petroceltic International PLC | |||||
| Petroceltic International PLC | |||||
| 10/10/2012 | |||||
| No | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN IE0003186172 | Swaps | Long | 44,000 | 0.07 GBP | |||
Common - ISIN IE0003186172 | Swaps | Short | 4,696,137 | 0.074 GBP | |||
Common - ISIN IE0003186172 | Swaps | Short | 106 | 0.073 GBP | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 11/10/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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