Sign In
15 Jan 2009 09:25
๏ปฟ
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSย
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEYย INFORMATION
|
Name of exempt principal trader |
Cazenove |
|
Company dealt in |
Aricom Plc |
|
Class of relevant security to which the dealings being disclosed relateย (Note 1) |
Warrant |
|
Date of dealing |
14thย January 2009 |
2. INTERESTS, SHORT POSITIONSย ANDย RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt inย (Note 2)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securitiesย |
8,527,562 6.41% |
|
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(b) Interests and short positions in relevant securities of the company, other than the class dealt inย (Note 2)
|
Class of relevant security:ย |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securitiesย |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
Rights to subscribeย (Note 2)
|
Class of relevant security: |
Details |
3. DEALINGSย (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unitย (Note 4) |
|
Purchases |
225,000 |
0.002 |
(b) Derivatives transactions (other than options)
|
Product name,ย e.g. CFD |
Long/shortย (Note 5) |
Number of securitiesย (Note 6) |
Price per unitย (Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relatesย (Note 6) |
Exercise priceย |
Type, e.g. American, European etc. |
Expiryย date |
Option money paid/received per unitย (Note 4)ย |
(ii) Exercising
|
Product name, e.g. call option |
Number of securitiesย |
Exercise price per unitย (Note 4) |
(d) Other dealings (including new securities)ย (Note 3)
|
Nature of transactionย (Note 7) |
Details |
Price per unit (if applicable)ย (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 38.5(b) attached?ย (Note 8) NO
|
Date of disclosure |
15thย January 2009 |
|
|
Contact name |
Barry Page |
|
|
Telephone number |
0207ย 155 5907 |
|
|
Name of offeree/offeror with which connected |
Aricom Plc & Peter Hambro Miningย Plc |
|
|
Nature of connectionย (Note 9) |
Cazenove are broker toย Aricom Plc & Peter Hambro Mining Plc |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atย www.thetakeoverpanel.org.uk
Follow the stocks
