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4 Feb 2009 11:14
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FORM 38.5(a)
Β
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
Β
1. KEYΒ INFORMATION
Β
|
Name of exempt principal trader |
Cazenove |
|
Company dealt in |
Aricom Plc |
|
Class of relevant security to which the dealings being disclosed relateΒ (Note 1) |
Ordinary 0.1p |
|
Date of dealing |
3rdΒ FebruaryΒ 2009 |
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2. DEALINGSΒ (Note 2)
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(a) Purchases and sales
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|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
183,623 |
Β£0.2275p |
Β£0.22p |
Β
Β
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3)Β |
|
191,305 |
Β£0.22p |
Β£0.22p |
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(b) Derivatives transactions (other than options)
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|
Product name,Β e.g. CFD |
Long/shortΒ (Note 4) |
Number of securitiesΒ (Note 5) |
Price per unitΒ (Note 3) |
Β
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(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
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|
Product name,e.g call option |
Writing,Β selling,Β purchasing, varying etc |
Number of securities to which theΒ option relatesΒ (Note 5) |
Exercise priceΒ |
Type, e.g. American, European etc. |
Expiry date |
Option moneypaid/received per unitΒ (Note 3) |
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(ii) Exercising
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|
Product name, e.g. call option |
Number of securitiesΒ |
Exercise price per unitΒ (Note 3) |
Β
Β
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3. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
Β
Β
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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|
Date of disclosure |
4thΒ FebruaryΒ 2009 |
|
Contact name |
Jeffrey Dalton-Brown |
|
Telephone number |
0207 155 5017 |
|
Name of offeree/offeror with which connected |
Aricom Plc & Peter Hambro Mining |
|
Nature of connection (Note 6) |
Cazenove are brokerΒ Aricom Plc & Peter Hambro MiningΒ Plc |
Β
Β
Notes
Β
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atΒ www.thetakeoverpanel.org.uk
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