Last checked at 9 Apr 2024 14:35
Amendment - due to the amendment of Derivatives transactions, the disclosure made on 3rd April for dealings on 2nd April has been updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MONDI PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Advisor to SMITH (DS) PLC |
(d) Date dealing undertaken: | 02 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Purchases | 1,196,323 | 14.0750 GBP | 13.6850 GBP |
EUR 0.22 ordinary | Sales | 1,187,387 | 14.0800 GBP | 13.6850 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD | Reducing a short position | 2 | 13.6892 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 1 | 13.6958 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,110 | 13.7046 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 7,804 | 13.7088 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 23,090 | 13.7203 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 29 | 13.7223 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 2,421 | 13.7236 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 2,910 | 13.7249 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 1 | 13.7250 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 35,367 | 13.7327 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 89 | 13.7327 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 127 | 13.7327 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 3,378 | 13.7450 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 808 | 13.7490 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 4,163 | 13.7628 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 73 | 13.7633 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 3,100 | 13.7757 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 923 | 13.7793 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 591 | 13.7793 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 64 | 13.7827 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 225 | 13.7827 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 5 | 13.7841 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 2 | 13.7900 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 28,700 | 13.7916 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 240 | 13.7922 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 67,196 | 13.7942 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5,490 | 13.8017 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 9,235 | 13.8106 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 37 | 13.8115 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 75,000 | 13.8281 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 32,426 | 13.8293 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 1,600 | 13.8312 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 4,356 | 13.8365 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,910 | 13.8505 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 47 | 13.8621 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 45 | 13.8651 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 32 | 13.8732 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 287 | 13.8732 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 2,920 | 13.8732 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 53 | 13.8732 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 495 | 13.9179 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 60 | 13.9550 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 1 | 13.9550 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 5 | 13.9550 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 133 | 13.9550 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 148 | 13.9550 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 53 | 13.9550 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 16 | 13.9550 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 1 | 13.9550 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 31 | 13.9550 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 89 | 14.0733 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 2,821 | 14.0750 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 232 | 14.0761 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 335 | 324.9499 ZAR |
EUR 0.22 ordinary | SWAP | Reducing a long position | 366 | 13.8756 GBP |
EUR 0.22 ordinary | SWAP | Increasing a long position | 177 | 13.8824 GBP |
EUR 0.22 ordinary | SWAP | Reducing a short position | 76 | 17.2489 USD |
EUR 0.22 ordinary | SWAP | Reducing a short position | 335 | 324.8525 ZAR |
EUR 0.22 ordinary | SWAP | Increasing a short position | 14,261 | 326.4060 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 09 April 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.