9 Nov 2017 16:26
AMENDMENT
DECREASED EQUITY PURCHASES BY 3,592 TO 182,918
DECREASED EQUITY SALES BY 38,691 TO 280,730
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 07 November 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 182,918
280,730 | 5.9750
5.9800 | 5.9200
5.9250 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 668 10,322 7,185 32,717 52,336 200 56,392 113,980 8,759 1,685 10,317 1,327 88,979
637 341 1,350 2,559 418 5,229 1,730 131 8,793 6,070 10 482 817 1,186 1,967 22 33,734 27 3,095 6,110 258 18,524 30,840 13,050 459 3,153 3,164 18,161 159 106 10,725 2,890 3,074 15,178 607 6,273 88,979 | 5.9396 GBP 5.9400 GBP 5.9420 GBP 5.9439 GBP 5.9447 GBP 5.9450 GBP 5.9480 GBP 5.9485 GBP 5.9530 GBP 5.9545 GBP 5.9594 GBP 5.9609 GBP 110.5261 ZAR
5.9366 GBP 5.9377 GBP 5.9382 GBP 5.9403 GBP 5.9406 GBP 5.9407 GBP 5.9412 GBP 5.9416 GBP 5.9426 GBP 5.9432 GBP 5.9442 GBP 5.9455 GBP 5.9456 GBP 5.9465 GBP 5.9469 GBP 5.9470 GBP 5.9472 GBP 5.9479 GBP 5.9480 GBP 5.9496 GBP 5.9500 GBP 5.9501 GBP 5.9502 GBP 5.9505 GBP 5.9507 GBP 5.9510 GBP 5.9512 GBP 5.9513 GBP 5.9528 GBP 5.9531 GBP 5.9536 GBP 5.9561 GBP 5.9562 GBP 5.9575 GBP 5.9590 GBP 5.9607 GBP 110.5294 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 November 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.