13 Sep 2019 10:39
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 12 SEPTEMBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 1,651,716 | 72.9764 GBP | 71.6000 GBP |
6 79/86 p ordinary | SALES | 1,634,476 | 72.9600 GBP | 71.5800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | CFD | LONG | 117 | 71.8228 GBP |
6 79/86 p ordinary | CFD | LONG | 142 | 71.8378 GBP |
6 79/86 p ordinary | CFD | LONG | 47 | 71.8978 GBP |
6 79/86 p ordinary | CFD | LONG | 3,400 | 71.9235 GBP |
6 79/86 p ordinary | CFD | LONG | 29,858 | 71.9909 GBP |
6 79/86 p ordinary | CFD | LONG | 3,500 | 72.0134 GBP |
6 79/86 p ordinary | CFD | LONG | 2,773 | 72.0806 GBP |
6 79/86 p ordinary | CFD | LONG | 1,971 | 72.1089 GBP |
6 79/86 p ordinary | CFD | LONG | 4,720 | 72.1200 GBP |
6 79/86 p ordinary | CFD | LONG | 874 | 72.2205 GBP |
6 79/86 p ordinary | CFD | LONG | 256 | 72.2652 GBP |
6 79/86 p ordinary | CFD | LONG | 1,742 | 72.2879 GBP |
6 79/86 p ordinary | CFD | LONG | 282 | 72.3351 GBP |
6 79/86 p ordinary | CFD | LONG | 1,566 | 72.3393 GBP |
6 79/86 p ordinary | CFD | LONG | 771 | 72.3609 GBP |
6 79/86 p ordinary | CFD | LONG | 430 | 72.3646 GBP |
6 79/86 p ordinary | CFD | LONG | 39 | 72.3868 GBP |
6 79/86 p ordinary | CFD | LONG | 66 | 72.4110 GBP |
6 79/86 p ordinary | CFD | LONG | 152 | 72.4137 GBP |
6 79/86 p ordinary | CFD | LONG | 930 | 72.4461 GBP |
6 79/86 p ordinary | CFD | LONG | 3,423 | 72.4687 GBP |
6 79/86 p ordinary | CFD | LONG | 37 | 72.4850 GBP |
6 79/86 p ordinary | CFD | LONG | 355 | 72.4888 GBP |
6 79/86 p ordinary | CFD | LONG | 98 | 72.4889 GBP |
6 79/86 p ordinary | CFD | LONG | 6,521 | 72.4894 GBP |
6 79/86 p ordinary | CFD | LONG | 56 | 72.4942 GBP |
6 79/86 p ordinary | CFD | LONG | 744 | 72.5007 GBP |
6 79/86 p ordinary | CFD | LONG | 347 | 72.5091 GBP |
6 79/86 p ordinary | CFD | LONG | 5,805 | 72.5119 GBP |
6 79/86 p ordinary | CFD | LONG | 243 | 72.5120 GBP |
6 79/86 p ordinary | CFD | LONG | 101 | 72.5128 GBP |
6 79/86 p ordinary | CFD | LONG | 790 | 72.5152 GBP |
6 79/86 p ordinary | CFD | LONG | 114 | 72.5200 GBP |
6 79/86 p ordinary | CFD | LONG | 2,247 | 72.5237 GBP |
6 79/86 p ordinary | CFD | LONG | 490 | 72.7996 GBP |
6 79/86 p ordinary | CFD | LONG | 67 | 72.9127 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,728 | 71.8859 GBP |
6 79/86 p ordinary | CFD | SHORT | 903 | 72.0479 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,061 | 72.0807 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,830 | 72.1080 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,103 | 72.1318 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,150 | 72.1742 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,376 | 72.1753 GBP |
6 79/86 p ordinary | CFD | SHORT | 500 | 72.1756 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,586 | 72.1774 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,103 | 72.1789 GBP |
6 79/86 p ordinary | CFD | SHORT | 4,077 | 72.1796 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,118 | 72.1803 GBP |
6 79/86 p ordinary | CFD | SHORT | 124 | 72.2076 GBP |
6 79/86 p ordinary | CFD | SHORT | 884 | 72.2670 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,112 | 72.2753 GBP |
6 79/86 p ordinary | CFD | SHORT | 266 | 72.3026 GBP |
6 79/86 p ordinary | CFD | SHORT | 383 | 72.3140 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,908 | 72.3548 GBP |
6 79/86 p ordinary | CFD | SHORT | 60 | 72.3605 GBP |
6 79/86 p ordinary | CFD | SHORT | 12,015 | 72.3828 GBP |
6 79/86 p ordinary | CFD | SHORT | 459 | 72.4167 GBP |
6 79/86 p ordinary | CFD | SHORT | 9 | 72.4207 GBP |
6 79/86 p ordinary | CFD | SHORT | 11,534 | 72.4274 GBP |
6 79/86 p ordinary | CFD | SHORT | 27 | 72.4614 GBP |
6 79/86 p ordinary | CFD | SHORT | 959 | 72.4805 GBP |
6 79/86 p ordinary | CFD | SHORT | 9,152 | 72.4890 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,411 | 72.5001 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,914 | 72.5200 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,044 | 72.5206 GBP |
6 79/86 p ordinary | CFD | SHORT | 9,494 | 72.5258 GBP |
6 79/86 p ordinary | CFD | SHORT | 4,159 | 72.5721 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,001 | 72.7573 GBP |
6 79/86 p ordinary | CFD | SHORT | 177 | 72.7804 GBP |
6 79/86 p ordinary | CFD | SHORT | 939 | 72.9805 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: | 13 SEPTEMBER 2019
|
Contact name: | Craig Horsley
|
Telephone number: | +44(141) 245 7736
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.