Less Ads, More Data, More Tools Register for FREE

Pin to quick picksJPM.L Regulatory News (JPM)

  • There is currently no data for JPM

Holding(s) in Company

20 Apr 2017 17:20

RNS Number : 9157C
SVG Capital PLC
20 April 2017
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

SVG Capital plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii: Change in Total Voting Rights

3. Details of person subject to the notification obligationiv

Name

JPMorgan Chase & Co.

City and country of registered office (if applicable)

Delaware, United States of America

4. Full name of shareholder(s) (if different from 3.)v

Name

J.P. Morgan Securities Plc

City and country of registered office (if applicable)

London, United Kingdom

5. Date on which the threshold was crossed or reachedvi:

19 April 2017

6. Date on which issuer notified (DD/MM/YYYY):

20 April 2017

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

6.98%

0.07%

7.05%

23,682,995

Position of previous notification (if

applicable)

6.56%

0.10%

6.66%

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0007892358

1,653,338

6.98%

SUBTOTAL 8. A

1,653,338

6.98%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Right to Recall

16,926

0.07%

SUBTOTAL 8. B 1

16,926

0.07%

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

 

Equity Swap

 

09/05/2018

 

 

 

Cash

 

50

 

0.00%

 

 

 

 

SUBTOTAL 8.B.2

 

50

 

0.00%

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association

J.P. Morgan International Inc.

Bank One International Holdings Corporation

J.P. Morgan International Finance Limited

J.P. Morgan Capital Holdings Limited

J.P. Morgan Chase (UK) Holdings Limited

J.P. Morgan Chase International Holdings

J.P. Morgan Securities plc

6.98%

7.05%

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

 

 

 

 

 

 

 

11. Additional informationxvi

Table 8A) Includes stock borrows of 36,347 (0.15%)

 

Chain of controlled undertakings:

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Inc. (100%)

Bank One International Holdings Corporation (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (72.73%)

J.P. Morgan Chase (UK) Holdings Limited (99.99%)

J.P. Morgan Chase International Holdings (100%)

J.P. Morgan Securities plc (99.41%)

 

 

Contact Name

Stuart Ballard

Contact Telephone number

0203 457 0090

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLBLGDSUBDBGRG
Date   Source Headline
6th Jul 20177:00 amRNSDirector/PDMR Shareholding
5th Jul 20173:10 pmRNSForm 8.3 - Vantiv Inc.
5th Jul 20172:58 pmRNSForm 8.3 - JP Morgan Chase & Co
5th Jul 20171:16 pmRNSResponse to announcement by Worldpay Group plc
4th Jul 20177:00 amBUSJPMorgan Chase Announces Adjustment to Warrant Exercise Price
3rd Jul 20179:59 amRNSHolding(s) in Company
30th Jun 20177:00 amRNSJPMC&Co. Form 8-K dated June 28, 2017
29th Jun 20176:00 pmRNSHolding(s) in Company
29th Jun 20171:06 pmRNSNotice in Respect of Amendments to Debt Securities
29th Jun 20177:00 amBUSJPMorgan Chase announces 2017 CCAR results
28th Jun 201711:00 amRNSHolding(s) in Company
23rd Jun 20177:00 amBUSJPMorgan Chase Announces 2017 Dodd-Frank Act Stress Test Results
22nd Jun 201711:00 amBUSJPMorgan Chase Expands Economic Opportunity Initiative for Young Men of Color in Chicago, Dallas, Los Angeles and New York
20th Jun 201711:00 amRNSHolding(s) in Company
16th Jun 20177:00 amBUSJPMorgan Chase Declares Preferred Stock Dividend
15th Jun 20176:10 pmBUSFinancial Solutions Lab Announces Winners of $3 Million Fintech Competition to Improve Financial Health of Overlooked Populations in America
15th Jun 20174:18 pmRNSHolding(s) in Company
9th Jun 20177:00 amRNSJPMC&Co. Form 8-K dated June 8, 2017
7th Jun 20177:00 amRNSApplication to Delist Common Stock
5th Jun 20175:53 pmRNSDirector/PDMR Shareholding
24th May 20177:00 amRNSDirector/PDMR Shareholding
22nd May 201710:01 amBUSJPMorgan Chase Commits $17 Million to Create Skills-Based Summer Jobs for Young Adults
22nd May 20177:00 amRNSDirector/PDMR Shareholding
22nd May 20177:00 amRNSJPMC&Co. Form 8-K dated May 19, 2017
18th May 201712:31 pmRNSHolding(s) in Company
17th May 20174:22 pmRNSPublication of Final Terms
17th May 20177:00 amRNSDividend Declaration
17th May 20177:00 amBUSJPMorgan Chase Declares Common Stock Dividend
16th May 20177:00 amBUSJPMorgan Chase Declares Preferred Stock Dividend
15th May 20177:00 amRNSDirector/PDMR Shareholding
12th May 201710:33 amRNSStabilisation Notice
11th May 201712:01 pmRNSHolding(s) in Company
11th May 20178:43 amRNSStabilisation Notice
10th May 201710:32 amBUSJPMorgan Chase’s Investment in Detroit to Reach $150 Million
10th May 20177:00 amRNSHolding(s) in Company
9th May 20179:30 amRNSHolding(s) in Company
9th May 20177:00 amRNSDirector/PDMR Shareholding
9th May 20177:00 amBUSJPMorgan Chase 2017 Annual Meeting of Shareholders
5th May 201711:00 amBUSJPMorgan Chase Announces $6 Million to Prepare South Bronx Youth for High-Demand Jobs
4th May 20175:06 pmRNSDirector/PDMR Shareholding
4th May 20177:00 amRNSDirector/PDMR Shareholding
3rd May 20175:48 pmRNSPublication of Supplementary Prospectus
3rd May 201710:34 amRNSTR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
3rd May 20177:00 amRNSJPMC&Co. Form 10-Q (1Q 2017)
3rd May 20177:00 amBUSJPMorgan Chase Files Form 10-Q for the Quarter Ended March 31, 2017
2nd May 20177:00 amRNSDirector/PDMR Shareholding
28th Apr 201710:38 amRNSHolding(s) in Company
27th Apr 20175:05 pmRNSHolding(s) in Company
26th Apr 20175:05 pmRNSHolding(s) in Company
26th Apr 201711:31 amRNSHolding(s) in Company

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.