9 Oct 2018 10:40
This announcement replaces the previous RNS announcement 2945D released at 11:34 am on the 8th October 2018. Amendment made to section 2 (a). All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Intu Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties plc |
(d) Date dealing undertaken: | 05 October 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
50p ordinary | Buy
| 5960600 | 2.015202 GBP | 1.83325 GBP |
50p ordinary | Sell
| 4789988 | 1.94642961 GBP | 1.83325 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
50p ordinary | CFD
| Long | 4509 | 1.860570254 GBP |
50p ordinary | CFD
| Long | 38431 | 1.831389505 GBP |
50p ordinary | CFD
| Long | 41000 | 1.88588415 GBP |
50p ordinary | CFD
| Long | 900 | 1.88 GBP |
50p ordinary | CFD
| Long | 6384 | 1.88386046 GBP |
50p ordinary | CFD
| Long | 604318 | 1.4855 GBP |
50p ordinary | CFD
| Long | 23525 | 1.88557917 GBP |
50p ordinary | CFD
| Long | 237515 | 1.89 GBP |
50p ordinary | CFD
| Long | 118965 | 1.887 GBP |
50p ordinary | CFD
| Long | 5000 | 1.8833951 GBP |
50p ordinary | CFD
| Long | 117426 | 1.894302 GBP |
50p ordinary | CFD
| Short | 47625 | 1.87248 GBP |
50p ordinary | CFD
| Short | 58123 | 1.87430919 GBP |
50p ordinary | CFD
| Short | 7008 | 1.848924 GBP |
50p ordinary | CFD
| Short | 2283 | 1.87053876478318 GBP |
50p ordinary | CFD
| Short | 278000 | 1.87595967625899 GBP |
50p ordinary | CFD
| Short | 11013 | 1.87127667302279 GBP |
50p ordinary | CFD
| Short | 10704 | 1.87020926756353 GBP |
50p ordinary | CFD
| Short | 4509 | 1.860570254 GBP |
50p ordinary | CFD
| Short | 38431 | 1.831389505 GBP |
50p ordinary | CFD
| Short | 65214 | 1.95045469 GBP |
50p ordinary | CFD
| Short | 3837 | 1.857962 GBP |
50p ordinary | CFD
| Short | 3595 | 1.863095 GBP |
50p ordinary | CFD
| Short | 1500 | 1.874467 GBP |
50p ordinary | CFD
| Short | 11869 | 1.876682 GBP |
50p ordinary | CFD
| Short | 9620 | 1.87216433 GBP |
50p ordinary | CFD
| Short | 25448 | 2.01520159 GBP |
50p ordinary | CFD
| Short | 33009 | 1.875191 GBP |
50p ordinary | CFD
| Short | 229162 | 1.85809977 GBP |
50p ordinary | CFD
| Short | 50979 | 1.85745709 GBP |
50p ordinary | CFD
| Short | 90000 | 1.89189 GBP |
50p ordinary | CFD
| Short | 46922 | 1.872846 GBP |
50p ordinary | CFD
| Short | 27081 | 1.882003 GBP |
50p ordinary | CFD
| Short | 604318 | 1.4855 GBP |
50p ordinary | CFD
| Short | 5000 | 1.87524 GBP |
50p ordinary | CFD
| Short | 519749 | 1.872719 GBP |
50p ordinary | CFD
| Short | 1000000 | 1.865968 GBP |
50p ordinary | CFD
| Short | 250000 | 1.848156 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 09 October 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.