23 Apr 2018 10:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Intu Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Hammerson plc |
(d) Date dealing undertaken: | 20/04/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Hammerson plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
50p ordinary | Purchase | 1,520,948 | 2.0233 | 1.9435 |
50p ordinary | Sale | 1,828,547 | 2.0260 | 1.9410 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
50p ordinary | Swap | Long | 53 | 2.0160 GBP |
50p ordinary | Swap | Long | 207 | 1.9630 GBP |
50p ordinary | Swap | Long | 250 | 1.9733 GBP |
50p ordinary | Swap | Long | 378 | 1.9710 GBP |
50p ordinary | Swap | Long | 401 | 1.9730 GBP |
50p ordinary | Swap | Long | 882 | 1.9699 GBP |
50p ordinary | Swap | Long | 900 | 1.9635 GBP |
50p ordinary | Swap | Long | 912 | 1.9980 GBP |
50p ordinary | Swap | Long | 2,041 | 1.9745 GBP |
50p ordinary | Swap | Long | 2,334 | 1.9675 GBP |
50p ordinary | Swap | Long | 2,520 | 1.9949 GBP |
50p ordinary | Swap | Long | 2,832 | 1.9774 GBP |
50p ordinary | Swap | Long | 9,503 | 1.9717 GBP |
50p ordinary | Swap | Long | 10,539 | 1.9708 GBP |
50p ordinary | Swap | Long | 11,378 | 1.9713 GBP |
50p ordinary | Swap | Long | 11,486 | 1.9636 GBP |
50p ordinary | Swap | Long | 17,277 | 1.9680 GBP |
50p ordinary | Swap | Long | 20,991 | 1.9715 GBP |
50p ordinary | Swap | Long | 25,556 | 1.9809 GBP |
50p ordinary | Swap | Long | 30,162 | 1.9730 GBP |
50p ordinary | Swap | Long | 34,587 | 1.9757 GBP |
50p ordinary | Swap | Long | 38,229 | 1.9742 GBP |
50p ordinary | Swap | Long | 45,876 | 2.0230 GBP |
50p ordinary | Swap | Long | 69,628 | 1.9734 GBP |
50p ordinary | Swap | Long | 75,528 | 1.9992 GBP |
50p ordinary | Swap | Long | 76,667 | 1.9809 GBP |
50p ordinary | Swap | Long | 79,610 | 1.9861 GBP |
50p ordinary | Swap | Long | 284,438 | 1.9723 GBP |
50p ordinary | Swap | Long | 26,886 | 32.9140 ZAR |
50p ordinary | Swap | Short | 28 | 1.9744 GBP |
50p ordinary | Swap | Short | 36 | 1.9630 GBP |
50p ordinary | Swap | Short | 45 | 1.9755 GBP |
50p ordinary | Swap | Short | 56 | 1.9711 GBP |
50p ordinary | Swap | Short | 72 | 1.9787 GBP |
50p ordinary | Swap | Short | 73 | 1.9630 GBP |
50p ordinary | Swap | Short | 117 | 1.9682 GBP |
50p ordinary | Swap | Short | 141 | 1.9562 GBP |
50p ordinary | Swap | Short | 143 | 1.9681 GBP |
50p ordinary | Swap | Short | 157 | 1.9630 GBP |
50p ordinary | Swap | Short | 172 | 1.9698 GBP |
50p ordinary | Swap | Short | 211 | 1.9713 GBP |
50p ordinary | Swap | Short | 237 | 1.9752 GBP |
50p ordinary | Swap | Short | 250 | 1.9733 GBP |
50p ordinary | Swap | Short | 283 | 1.9736 GBP |
50p ordinary | Swap | Short | 290 | 1.9686 GBP |
50p ordinary | Swap | Short | 342 | 1.9648 GBP |
50p ordinary | Swap | Short | 378 | 1.9710 GBP |
50p ordinary | Swap | Short | 388 | 1.9714 GBP |
50p ordinary | Swap | Short | 401 | 1.9730 GBP |
50p ordinary | Swap | Short | 464 | 1.9732 GBP |
50p ordinary | Swap | Short | 482 | 1.9630 GBP |
50p ordinary | Swap | Short | 571 | 1.9736 GBP |
50p ordinary | Swap | Short | 594 | 1.9742 GBP |
50p ordinary | Swap | Short | 691 | 1.9704 GBP |
50p ordinary | Swap | Short | 739 | 1.9752 GBP |
50p ordinary | Swap | Short | 794 | 1.9745 GBP |
50p ordinary | Swap | Short | 860 | 1.9610 GBP |
50p ordinary | Swap | Short | 868 | 1.9685 GBP |
50p ordinary | Swap | Short | 915 | 1.9714 GBP |
50p ordinary | Swap | Short | 955 | 1.9584 GBP |
50p ordinary | Swap | Short | 985 | 1.9722 GBP |
50p ordinary | Swap | Short | 1,041 | 1.9715 GBP |
50p ordinary | Swap | Short | 1,380 | 1.9720 GBP |
50p ordinary | Swap | Short | 1,418 | 1.9746 GBP |
50p ordinary | Swap | Short | 1,568 | 1.9703 GBP |
50p ordinary | Swap | Short | 1,580 | 1.9752 GBP |
50p ordinary | Swap | Short | 1,788 | 1.9686 GBP |
50p ordinary | Swap | Short | 1,813 | 1.9726 GBP |
50p ordinary | Swap | Short | 1,921 | 1.9695 GBP |
50p ordinary | Swap | Short | 2,041 | 1.9745 GBP |
50p ordinary | Swap | Short | 2,222 | 1.9720 GBP |
50p ordinary | Swap | Short | 2,374 | 1.9732 GBP |
50p ordinary | Swap | Short | 2,532 | 1.9744 GBP |
50p ordinary | Swap | Short | 2,611 | 1.9727 GBP |
50p ordinary | Swap | Short | 2,689 | 1.9749 GBP |
50p ordinary | Swap | Short | 2,788 | 1.9705 GBP |
50p ordinary | Swap | Short | 2,996 | 1.9722 GBP |
50p ordinary | Swap | Short | 3,098 | 1.9721 GBP |
50p ordinary | Swap | Short | 3,415 | 1.9844 GBP |
50p ordinary | Swap | Short | 3,438 | 1.9715 GBP |
50p ordinary | Swap | Short | 3,696 | 1.9720 GBP |
50p ordinary | Swap | Short | 4,156 | 1.9708 GBP |
50p ordinary | Swap | Short | 4,275 | 1.9717 GBP |
50p ordinary | Swap | Short | 4,327 | 1.9719 GBP |
50p ordinary | Swap | Short | 4,530 | 1.9754 GBP |
50p ordinary | Swap | Short | 4,924 | 1.9694 GBP |
50p ordinary | Swap | Short | 6,299 | 1.9719 GBP |
50p ordinary | Swap | Short | 7,016 | 1.9726 GBP |
50p ordinary | Swap | Short | 8,033 | 1.9713 GBP |
50p ordinary | Swap | Short | 8,093 | 1.9727 GBP |
50p ordinary | Swap | Short | 9,566 | 1.9690 GBP |
50p ordinary | Swap | Short | 11,709 | 1.9717 GBP |
50p ordinary | Swap | Short | 18,119 | 1.9708 GBP |
50p ordinary | Swap | Short | 23,504 | 1.9714 GBP |
50p ordinary | Swap | Short | 26,522 | 1.9715 GBP |
50p ordinary | Swap | Short | 47,524 | 1.9711 GBP |
50p ordinary | Swap | Short | 256,430 | 1.9723 GBP |
50p ordinary | Swap | Short | 608 | 33.4103 ZAR |
50p ordinary | Swap | Short | 1,056 | 33.4087 ZAR |
50p ordinary | Swap | Short | 2,592 | 33.4700 ZAR |
50p ordinary | Swap | Short | 5,768 | 33.4704 ZAR |
50p ordinary | Swap | Short | 7,366 | 33.4489 ZAR |
50p ordinary | Swap | Short | 13,868 | 33.4473 ZAR |
50p ordinary | Swap | Short | 19,590 | 33.4357 ZAR |
50p ordinary | Swap | Short | 30,234 | 33.4501 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 23/04/2018 |
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.