17 Apr 2018 10:37
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Intu Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Hammerson plc |
(d) Date dealing undertaken: | 16/04/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Hammerson plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
50p ordinary | Purchase | 761,707 | 2.1490 | 2.0790 |
50p ordinary | Sale | 1,348,270 | 2.1490 | 2.0790 |
Convertible Bond 2022 | Purchase | 8,800,000 | 99.0000 | 98.0000 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
50p ordinary | Swap | Long | 20 | 2.1392 GBP |
50p ordinary | Swap | Long | 20 | 2.1012 GBP |
50p ordinary | Swap | Long | 21 | 2.1287 GBP |
50p ordinary | Swap | Long | 22 | 2.1278 GBP |
50p ordinary | Swap | Long | 22 | 2.0958 GBP |
50p ordinary | Swap | Long | 26 | 2.1303 GBP |
50p ordinary | Swap | Long | 36 | 2.0992 GBP |
50p ordinary | Swap | Long | 64 | 2.0988 GBP |
50p ordinary | Swap | Long | 82 | 2.0943 GBP |
50p ordinary | Swap | Long | 86 | 2.1051 GBP |
50p ordinary | Swap | Long | 100 | 2.1188 GBP |
50p ordinary | Swap | Long | 100 | 2.1109 GBP |
50p ordinary | Swap | Long | 133 | 2.1300 GBP |
50p ordinary | Swap | Long | 134 | 2.1459 GBP |
50p ordinary | Swap | Long | 159 | 2.0918 GBP |
50p ordinary | Swap | Long | 178 | 2.1342 GBP |
50p ordinary | Swap | Long | 182 | 2.0919 GBP |
50p ordinary | Swap | Long | 188 | 2.1290 GBP |
50p ordinary | Swap | Long | 204 | 2.1222 GBP |
50p ordinary | Swap | Long | 217 | 2.0958 GBP |
50p ordinary | Swap | Long | 256 | 2.1231 GBP |
50p ordinary | Swap | Long | 281 | 2.1143 GBP |
50p ordinary | Swap | Long | 311 | 2.1158 GBP |
50p ordinary | Swap | Long | 476 | 2.0954 GBP |
50p ordinary | Swap | Long | 523 | 2.0982 GBP |
50p ordinary | Swap | Long | 527 | 2.1079 GBP |
50p ordinary | Swap | Long | 576 | 2.1223 GBP |
50p ordinary | Swap | Long | 579 | 2.1223 GBP |
50p ordinary | Swap | Long | 595 | 2.0936 GBP |
50p ordinary | Swap | Long | 622 | 2.1486 GBP |
50p ordinary | Swap | Long | 629 | 2.1018 GBP |
50p ordinary | Swap | Long | 734 | 2.1167 GBP |
50p ordinary | Swap | Long | 997 | 2.0915 GBP |
50p ordinary | Swap | Long | 1,059 | 2.1160 GBP |
50p ordinary | Swap | Long | 1,101 | 2.1335 GBP |
50p ordinary | Swap | Long | 1,135 | 2.0939 GBP |
50p ordinary | Swap | Long | 1,188 | 2.1341 GBP |
50p ordinary | Swap | Long | 1,236 | 2.0906 GBP |
50p ordinary | Swap | Long | 1,417 | 2.1212 GBP |
50p ordinary | Swap | Long | 1,582 | 2.1074 GBP |
50p ordinary | Swap | Long | 1,613 | 2.1223 GBP |
50p ordinary | Swap | Long | 2,688 | 2.0953 GBP |
50p ordinary | Swap | Long | 2,703 | 2.0955 GBP |
50p ordinary | Swap | Long | 2,942 | 2.1225 GBP |
50p ordinary | Swap | Long | 2,945 | 2.1079 GBP |
50p ordinary | Swap | Long | 2,969 | 2.1160 GBP |
50p ordinary | Swap | Long | 3,234 | 2.1268 GBP |
50p ordinary | Swap | Long | 6,942 | 2.0904 GBP |
50p ordinary | Swap | Long | 13,811 | 2.1230 GBP |
50p ordinary | Swap | Long | 15,923 | 2.1288 GBP |
50p ordinary | Swap | Long | 36,075 | 2.1280 GBP |
50p ordinary | Swap | Long | 37,664 | 2.1289 GBP |
50p ordinary | Swap | Long | 38,702 | 2.1215 GBP |
50p ordinary | Swap | Long | 40,525 | 2.1260 GBP |
50p ordinary | Swap | Long | 63,000 | 2.0887 GBP |
50p ordinary | Swap | Long | 79,000 | 2.0850 GBP |
50p ordinary | Swap | Long | 524,853 | 2.0790 GBP |
50p ordinary | Swap | Long | 1,686 | 36.3666 ZAR |
50p ordinary | Swap | Long | 2,250 | 36.3384 ZAR |
50p ordinary | Swap | Long | 6,558 | 36.3840 ZAR |
50p ordinary | Swap | Long | 13,996 | 36.3767 ZAR |
50p ordinary | Swap | Long | 39,230 | 36.5296 ZAR |
50p ordinary | Swap | Long | 56,896 | 36.4579 ZAR |
50p ordinary | Swap | Long | 75,752 | 36.2778 ZAR |
50p ordinary | Swap | Short | 994 | 2.0960 GBP |
50p ordinary | Swap | Short | 2,942 | 2.1225 GBP |
50p ordinary | Swap | Short | 3,360 | 2.1215 GBP |
50p ordinary | Swap | Short | 11,809 | 2.1200 GBP |
50p ordinary | Swap | Short | 12,217 | 2.1189 GBP |
50p ordinary | Swap | Short | 12,249 | 2.1198 GBP |
50p ordinary | Swap | Short | 36,075 | 2.1280 GBP |
50p ordinary | Swap | Short | 69,513 | 2.0946 GBP |
50p ordinary | Swap | Short | 92,334 | 2.1216 GBP |
50p ordinary | Swap | Short | 3,640 | 36.9000 ZAR |
50p ordinary | Swap | Short | 9,530 | 36.8679 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17/04/2018 |
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.