7 Mar 2018 12:12
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | INTU PROPERTIES PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 6 March 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES HAMMERSON PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 50p ordinary | 0 | |||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 44,300,190 | 3.27% | 43,957,299 | 3.24% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,385,365 | 0.10% | 1,533,673 | 0.11% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 45,685,555 | 3.37% | 45,490,972 | 3.36% | |||||||
| Class of relevant security: | Convertible Bond 2022 XS1511910025 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 900,000 | 0.24% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 900,000 | 0.24% | 0 | 0.00% | |||||||
| Class of relevant security: | Convertible Bond 2018 XS0834486796 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 800,000 | 0.50% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 800,000 | 0.50% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 50p ordinary | Purchase | 59 | 34.0300 ZAR | ||||
| 50p ordinary | Purchase | 59 | 34.0200 ZAR | ||||
| 50p ordinary | Purchase | 193 | 34.1300 ZAR | ||||
| 50p ordinary | Purchase | 254 | 33.9400 ZAR | ||||
| 50p ordinary | Purchase | 735 | 34.0400 ZAR | ||||
| 50p ordinary | Purchase | 798 | 33.9300 ZAR | ||||
| 50p ordinary | Purchase | 1,143 | 33.9700 ZAR | ||||
| 50p ordinary | Purchase | 1,281 | 2.0870 GBP | ||||
| 50p ordinary | Purchase | 1,447 | 34.1700 ZAR | ||||
| 50p ordinary | Purchase | 1,486 | 2.0820 GBP | ||||
| 50p ordinary | Purchase | 1,594 | 33.9500 ZAR | ||||
| 50p ordinary | Purchase | 1,603 | 34.2000 ZAR | ||||
| 50p ordinary | Purchase | 2,542 | 34.1600 ZAR | ||||
| 50p ordinary | Purchase | 2,697 | 34.2100 ZAR | ||||
| 50p ordinary | Purchase | 4,632 | 34.1800 ZAR | ||||
| 50p ordinary | Purchase | 4,692 | 2.0809 GBP | ||||
| 50p ordinary | Purchase | 54,455 | 34.0092 ZAR | ||||
| 50p ordinary | Purchase | 102,866 | 34.1200 ZAR | ||||
| 50p ordinary | Purchase | 188,258 | 2.0874 GBP | ||||
| 50p ordinary | Purchase | 283,545 | 2.0822 GBP | ||||
| 50p ordinary | Sale | 10 | 34.7000 ZAR | ||||
| 50p ordinary | Sale | 15 | 34.6400 ZAR | ||||
| 50p ordinary | Sale | 27 | 34.6500 ZAR | ||||
| 50p ordinary | Sale | 107 | 34.6300 ZAR | ||||
| 50p ordinary | Sale | 289 | 34.1500 ZAR | ||||
| 50p ordinary | Sale | 294 | 33.8600 ZAR | ||||
| 50p ordinary | Sale | 450 | 34.3900 ZAR | ||||
| 50p ordinary | Sale | 530 | 34.4800 ZAR | ||||
| 50p ordinary | Sale | 639 | 34.3000 ZAR | ||||
| 50p ordinary | Sale | 738 | 33.7900 ZAR | ||||
| 50p ordinary | Sale | 855 | 34.4200 ZAR | ||||
| 50p ordinary | Sale | 863 | 33.8200 ZAR | ||||
| 50p ordinary | Sale | 876 | 34.1900 ZAR | ||||
| 50p ordinary | Sale | 957 | 33.7800 ZAR | ||||
| 50p ordinary | Sale | 1,462 | 34.1000 ZAR | ||||
| 50p ordinary | Sale | 1,492 | 2.0740 GBP | ||||
| 50p ordinary | Sale | 1,698 | 34.2700 ZAR | ||||
| 50p ordinary | Sale | 1,965 | 33.8400 ZAR | ||||
| 50p ordinary | Sale | 2,000 | 34.4100 ZAR | ||||
| 50p ordinary | Sale | 2,008 | 34.2900 ZAR | ||||
| 50p ordinary | Sale | 2,033 | 33.8900 ZAR | ||||
| 50p ordinary | Sale | 2,047 | 34.2300 ZAR | ||||
| 50p ordinary | Sale | 2,323 | 34.0800 ZAR | ||||
| 50p ordinary | Sale | 2,812 | 33.8700 ZAR | ||||
| 50p ordinary | Sale | 2,943 | 33.9100 ZAR | ||||
| 50p ordinary | Sale | 3,001 | 34.2800 ZAR | ||||
| 50p ordinary | Sale | 3,346 | 34.4000 ZAR | ||||
| 50p ordinary | Sale | 3,440 | 34.0700 ZAR | ||||
| 50p ordinary | Sale | 3,510 | 34.1800 ZAR | ||||
| 50p ordinary | Sale | 3,862 | 33.9500 ZAR | ||||
| 50p ordinary | Sale | 4,275 | 34.2600 ZAR | ||||
| 50p ordinary | Sale | 4,354 | 34.1100 ZAR | ||||
| 50p ordinary | Sale | 4,535 | 33.9000 ZAR | ||||
| 50p ordinary | Sale | 4,709 | 34.2400 ZAR | ||||
| 50p ordinary | Sale | 4,734 | 33.9300 ZAR | ||||
| 50p ordinary | Sale | 4,777 | 34.1600 ZAR | ||||
| 50p ordinary | Sale | 4,865 | 34.0500 ZAR | ||||
| 50p ordinary | Sale | 4,870 | 2.0886 GBP | ||||
| 50p ordinary | Sale | 5,222 | 34.0600 ZAR | ||||
| 50p ordinary | Sale | 5,488 | 34.2200 ZAR | ||||
| 50p ordinary | Sale | 6,501 | 33.8800 ZAR | ||||
| 50p ordinary | Sale | 6,784 | 33.9800 ZAR | ||||
| 50p ordinary | Sale | 7,057 | 33.8300 ZAR | ||||
| 50p ordinary | Sale | 7,817 | 33.9400 ZAR | ||||
| 50p ordinary | Sale | 8,181 | 34.0400 ZAR | ||||
| 50p ordinary | Sale | 8,768 | 34.2100 ZAR | ||||
| 50p ordinary | Sale | 9,825 | 33.9600 ZAR | ||||
| 50p ordinary | Sale | 10,629 | 34.2500 ZAR | ||||
| 50p ordinary | Sale | 10,863 | 34.2000 ZAR | ||||
| 50p ordinary | Sale | 11,133 | 33.9200 ZAR | ||||
| 50p ordinary | Sale | 11,282 | 33.9700 ZAR | ||||
| 50p ordinary | Sale | 12,488 | 2.0772 GBP | ||||
| 50p ordinary | Sale | 13,011 | 34.1700 ZAR | ||||
| 50p ordinary | Sale | 13,287 | 34.0200 ZAR | ||||
| 50p ordinary | Sale | 15,622 | 34.0100 ZAR | ||||
| 50p ordinary | Sale | 19,322 | 34.0300 ZAR | ||||
| 50p ordinary | Sale | 24,750 | 33.9900 ZAR | ||||
| 50p ordinary | Sale | 38,920 | 34.0000 ZAR | ||||
| 50p ordinary | Sale | 43,339 | 2.0847 GBP | ||||
| 50p ordinary | Sale | 43,537 | 2.0890 GBP | ||||
| 50p ordinary | Sale | 65,500 | 2.0818 GBP | ||||
| 50p ordinary | Sale | 90,234 | 34.1200 ZAR | ||||
| 50p ordinary | Sale | 531,379 | 2.0855 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 50p ordinary | CFD | Long | 232 | 2.0754 GBP | |||||
| 50p ordinary | CFD | Long | 527 | 33.8164 ZAR | |||||
| 50p ordinary | CFD | Long | 2,619 | 34.1702 ZAR | |||||
| 50p ordinary | SWAP | Long | 4,870 | 2.0886 GBP | |||||
| 50p ordinary | SWAP | Long | 5,623 | 2.0829 GBP | |||||
| 50p ordinary | CFD | Long | 7,599 | 2.0867 GBP | |||||
| 50p ordinary | SWAP Expires 06/09/2019 | Long | 10,100 | 33.9688 ZAR | |||||
| 50p ordinary | CFD | Long | 13,546 | 34.3307 ZAR | |||||
| 50p ordinary | CFD | Long | 38,088 | 34.1063 ZAR | |||||
| 50p ordinary | SWAP | Long | 39,777 | 2.0774 GBP | |||||
| 50p ordinary | CFD | Long | 73,832 | 34.0080 ZAR | |||||
| 50p ordinary | SWAP | Long | 255,812 | 2.0819 GBP | |||||
| 50p ordinary | CFD | Long | 256,771 | 34.0431 ZAR | |||||
| 50p ordinary | CFD | Long | 293,459 | 2.0888 GBP | |||||
| 50p ordinary | CFD | Short | 232 | 2.0775 GBP | |||||
| 50p ordinary | SWAP | Short | 2,562 | 2.0865 GBP | |||||
| 50p ordinary | CFD | Short | 4,050 | 34.1858 ZAR | |||||
| 50p ordinary | CFD | Short | 4,207 | 34.1897 ZAR | |||||
| 50p ordinary | CFD | Short | 7,896 | 34.0698 ZAR | |||||
| 50p ordinary | SWAP | Short | 24,749 | 2.0851 GBP | |||||
| 50p ordinary | SWAP | Short | 25,558 | 2.0839 GBP | |||||
| 50p ordinary | CFD | Short | 256,474 | 2.0822 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 7 March 2018 | |
| Contact name: | Elise Tang | |
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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