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23 Jun 2017 12:08
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | IMAGINATION TECHNOLOGIES GROUP PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 22 June 2017 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,393,117 | 1.19% | 418,583 | 0.15% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 123,809 | 0.04% | 2,133,478 | 0.75% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 3,516,926 | 1.24% | 2,552,061 | 0.90% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ORD | Purchase | 206 | 1.4162 GBP | ||||
| 10p ORD | Purchase | 630 | 1.4300 GBP | ||||
| 10p ORD | Purchase | 832 | 1.4389 GBP | ||||
| 10p ORD | Purchase | 906 | 1.4525 GBP | ||||
| 10p ORD | Purchase | 1,064 | 1.4400 GBP | ||||
| 10p ORD | Purchase | 1,110 | 1.4439 GBP | ||||
| 10p ORD | Purchase | 2,885 | 1.4456 GBP | ||||
| 10p ORD | Purchase | 3,463 | 1.4450 GBP | ||||
| 10p ORD | Purchase | 5,715 | 1.4503 GBP | ||||
| 10p ORD | Purchase | 7,502 | 1.4475 GBP | ||||
| 10p ORD | Purchase | 7,971 | 1.4342 GBP | ||||
| 10p ORD | Purchase | 9,132 | 1.4399 GBP | ||||
| 10p ORD | Purchase | 17,000 | 1.4343 GBP | ||||
| 10p ORD | Purchase | 20,843 | 1.4500 GBP | ||||
| 10p ORD | Purchase | 40,000 | 1.4736 GBP | ||||
| 10p ORD | Purchase | 50,000 | 1.4561 GBP | ||||
| 10p ORD | Purchase | 149,041 | 1.4376 GBP | ||||
| 10p ORD | Purchase | 176,580 | 1.4461 GBP | ||||
| 10p ORD | Purchase | 249,865 | 1.4425 GBP | ||||
| 10p ORD | Sale | 103 | 1.4162 GBP | ||||
| 10p ORD | Sale | 630 | 1.4300 GBP | ||||
| 10p ORD | Sale | 906 | 1.4525 GBP | ||||
| 10p ORD | Sale | 1,100 | 1.4411 GBP | ||||
| 10p ORD | Sale | 1,341 | 1.4524 GBP | ||||
| 10p ORD | Sale | 1,700 | 1.4519 GBP | ||||
| 10p ORD | Sale | 1,993 | 1.4450 GBP | ||||
| 10p ORD | Sale | 2,064 | 1.4400 GBP | ||||
| 10p ORD | Sale | 2,064 | 1.4799 GBP | ||||
| 10p ORD | Sale | 2,550 | 1.4415 GBP | ||||
| 10p ORD | Sale | 3,455 | 1.4380 GBP | ||||
| 10p ORD | Sale | 6,211 | 1.4375 GBP | ||||
| 10p ORD | Sale | 7,807 | 1.4587 GBP | ||||
| 10p ORD | Sale | 8,077 | 1.4349 GBP | ||||
| 10p ORD | Sale | 8,547 | 1.4475 GBP | ||||
| 10p ORD | Sale | 11,843 | 1.4500 GBP | ||||
| 10p ORD | Sale | 13,293 | 1.4481 GBP | ||||
| 10p ORD | Sale | 14,493 | 1.4478 GBP | ||||
| 10p ORD | Sale | 20,000 | 1.4492 GBP | ||||
| 10p ORD | Sale | 27,299 | 1.4544 GBP | ||||
| 10p ORD | Sale | 61,380 | 1.4323 GBP | ||||
| 10p ORD | Sale | 355,810 | 1.4554 GBP |
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ORD | SWAP | Long | 500 | 1.4624 GBP | |||||
| 10p ORD | CFD | Long | 1,341 | 1.4524 GBP | |||||
| 10p ORD | SWAP | Long | 1,950 | 1.4426 GBP | |||||
| 10p ORD | CFD | Long | 2,064 | 1.4799 GBP | |||||
| 10p ORD | CFD | Long | 8,077 | 1.4349 GBP | |||||
| 10p ORD | CFD | Long | 10,000 | 1.4602 GBP | |||||
| 10p ORD | SWAP | Long | 13,743 | 1.4485 GBP | |||||
| 10p ORD | CFD | Long | 20,000 | 1.4348 GBP | |||||
| 10p ORD | CFD | Long | 30,000 | 1.4401 GBP | |||||
| 10p ORD | CFD | Long | 40,000 | 1.4446 GBP | |||||
| 10p ORD | CFD | Long | 50,000 | 1.4473 GBP | |||||
| 10p ORD | CFD | Long | 50,000 | 1.4698 GBP | |||||
| 10p ORD | CFD | Long | 50,000 | 1.4760 GBP | |||||
| 10p ORD | SWAP | Short | 311 | 1.4387 GBP | |||||
| 10p ORD | CFD | Short | 1,110 | 1.4439 GBP | |||||
| 10p ORD | SWAP | Short | 2,317 | 1.4371 GBP | |||||
| 10p ORD | CFD | Short | 4,225 | 1.4246 GBP | |||||
| 10p ORD | CFD | Short | 6,929 | 1.4333 GBP | |||||
| 10p ORD | SWAP | Short | 13,010 | 1.4401 GBP | |||||
| 10p ORD | SWAP | Short | 13,414 | 1.4402 GBP | |||||
| 10p ORD | SWAP | Short | 20,782 | 1.4408 GBP | |||||
| 10p ORD | CFD | Short | 21,005 | 1.4313 GBP | |||||
| 10p ORD | CFD | Short | 100,000 | 1.4501 GBP | |||||
| 10p ORD | CFD | Short | 130,681 | 1.4508 GBP | |||||
| 10p ORD | CFD | Short | 149,041 | 1.4376 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 23 June 2017 |
| Contact name: | Hemika Mistry |
| Telephone number: | 020 7116 3891 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20170623005237/en/
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