2 Feb 2009 10:30
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Intermediate Capital Group plc |
2. Reason for notification (yes/no) | |
An acquisition or disposal of voting rights | X |
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An event changing the breakdown of voting rights | |
Other (please specify):______________ |
3. Full name of person(s) subject to notification obligation: | Aviva plc & its subsidiaries |
4. Full name of shareholder(s) (if different from 3): | Registered Holder: BNY Norwich Union Nominees Limited 1,151,925* Chase GA Group Nominees Limited 3,554,321* Chase Nominees Limited 177,764* CUIM Nominee Limited 821,008* * denotes direct interest Chase Nominees Limited 1,872,417 Vidacos Nominees Limited 2,703,136 |
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 27 January 2009 |
6. Date on which issuer notified: | 28 January 2009 |
7. Threshold(s) that is/are crossed or reached: | 10% to 11% Change at Combined Interest Level |
8: Notified Details | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares | Number of voting rights | Number of shares Direct | Number of voting rights | Percentage of voting rights | |||
Direct | Indirect | Direct | Indirect | ||||
Ordinary Shares GB0004564430 | 8,968,157 | 8,968,157 | 5,705,018 | 5,705,018 | 4,575,553 | 6.62% | 5.31% |
B: Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
N/A | N/A | N/A | N/A | N/A |
Total (A+B) | |
Number of voting rights | Percentage of voting rights |
10,280,571 | 11.93% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:- Aviva Investors Global Services Limited: ·; Aviva plc (Parent Company) ·; Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) ·; Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) ·; Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited) |
Proxy Voting: | |
10. Name of proxy holder: | Section 4 |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | Figures are based on a total number of voting rights of 86,213,590. |
14 Contact name: | Neil Whittaker |
15. Contact telephone number: | 01603 684420 |
For notes on how to complete form TR-1 please see the FSA website.