2 Jun 2016 17:03
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Andrew Formica |
Date of last notice | 10 May 2016 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Ordinary shares held in a self-invested personal pension (SIPP) - registered holder: Hargreaves Lansdown Pension Trustees Limited
Ordinary shares held by Director for connected person (son) - registered holder: Charles Stanley
CDIs - registered holder HSBC PBCI
|
Date of change | 1 June 2016 |
No. of securities held prior to change | 413,719 ordinary shares in SIPP 165 ordinary shares for connected person (son) 6,307,530 CDIs representing ordinary shares |
Class | Ordinary shares |
Number acquired | - |
Number disposed | 3,153,765 CDIs representing ordinary shares |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Shares transferred for nil consideration. The transfer market price at the date of transfer was AUD$5.23 per share. |
No. of securities held after change | 413,719 ordinary shares in SIPP 165 ordinary shares for connected person (son) 3,153,765 CDIs representing ordinary shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Transfer to spouse as part of divorce settlement. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Buy as You Earn Plan (BAYE) |
Nature of interest
| Shares held in trust in accordance with the BAYE |
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
Date of change | 31 May & 1 June 2016 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 12,954 partnership shares 24,019 matching shares 10,657 free shares 14,553 dividend shares
|
Interest acquired | 56 partnership shares 112 matching shares 891 dividend shares (at an average price of 267.7594 pence per share) 810 dividend shares (at an average price of 257.9458 pence per share) |
Interest disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| Partnership shares purchased on-market, at an average price of 267.7594 pence per share, via deduction from pretax salary. Matching shares awarded in accordance with the plan. Dividends paid on plan shares were reinvested by purchasing shares on-market on 31 May and 1 June 2016 at the average prices shown above. |
Interest after change | 13,010 partnership shares 24,131 matching shares 10,657 free shares 16,254 dividend shares |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |