Last checked at 22 Nov 2023 16:30
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BMBVGQ36
Issuer Name
HARBOUR ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
CONTROL EMPRESARIAL DE CAPITALES, S.A. DE C.V.
City of registered office (if applicable)
MEXICO CITY
Country of registered office (if applicable)
MEXICO
Name | City of registered office | Country of registered office |
Trust No. F/0125 | MEXICO CITY | MEXICO |
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
02-Oct-2023
6. Date on which Issuer notified
21-Nov-2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 3.000200 | 0.000000 | 3.000200 | 23112213 |
Position of previous notification (if applicable) |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BMBVGQ36 | 23112213 | 0 | 3.000200 | 0.000000 |
Sub Total 8.A | 23112213 | 3.000200% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| ||||
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| |||||
Sub Total 8.B2 | |||||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Trust No. F/0125 | Control Empresarial de Capitales, S.A. de C.V. | 3.000200 | 0.000000 | 3.000200% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Control Empresarial de Capitales S.A. de C.V. ("Control Empresarial") is a sociedad anónima de capital variable organised under the laws of Mexico. All outstanding voting securities of Control Empresarial are owned by Trust No. F/0125 (the "Control Trust").The Control Trust is a trust organised under the laws of Mexico. Banco Inbursa S.A., Institucion de Banca Multiple, Grupo Financiero Inbursa, Division Fiduciaria, which is a subsidiary of Grupo Financiero Inbursa, S.A.B. de C.V., is the trustee of the Control Trust. A technical committee, composed of representatives of Carlos Slim Domit, Marco Antonio Slim Domit, Patrick Slim Domit, Maria Soumaya Slim Domit, Vanessa Paola Slim Domit and Johanna Monique Slim Domit (none of whom has a controlling vote in relation to the committee), makes investment decisions for the Control Trust. On the basis of these arrangements, we do not consider the Control Trust to be controlled by any person for these purposes.
12. Date of Completion
21-Nov-2023
13. Place Of Completion
MEXICO