6 Feb 2018 13:14
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | GVC HOLDINGS PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 05 February 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | |||||
| LADBROKES CORAL GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Euro 0.01 ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,423,841 | 0.80% | 1,781,217 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,317,866 | 0.43% | 1,309,125 | 0.43% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 3,741,707 | 1.23% | 3,090,342 | 1.02% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| Euro 0.01 ordinary | Purchase | 104 | 8.9846 GBP | ||||
| Euro 0.01 ordinary | Purchase | 105 | 8.9780 GBP | ||||
| Euro 0.01 ordinary | Purchase | 354 | 8.9600 GBP | ||||
| Euro 0.01 ordinary | Purchase | 824 | 9.0045 GBP | ||||
| Euro 0.01 ordinary | Purchase | 919 | 8.9784 GBP | ||||
| Euro 0.01 ordinary | Purchase | 1,369 | 8.9630 GBP | ||||
| Euro 0.01 ordinary | Purchase | 1,418 | 8.9934 GBP | ||||
| Euro 0.01 ordinary | Purchase | 2,957 | 8.9634 GBP | ||||
| Euro 0.01 ordinary | Purchase | 3,148 | 8.9961 GBP | ||||
| Euro 0.01 ordinary | Purchase | 3,175 | 8.9956 GBP | ||||
| Euro 0.01 ordinary | Purchase | 3,262 | 8.9984 GBP | ||||
| Euro 0.01 ordinary | Purchase | 3,794 | 8.9968 GBP | ||||
| Euro 0.01 ordinary | Purchase | 4,387 | 8.9865 GBP | ||||
| Euro 0.01 ordinary | Purchase | 4,521 | 9.0352 GBP | ||||
| Euro 0.01 ordinary | Purchase | 4,553 | 9.0065 GBP | ||||
| Euro 0.01 ordinary | Purchase | 5,472 | 9.0480 GBP | ||||
| Euro 0.01 ordinary | Purchase | 18,598 | 9.0174 GBP | ||||
| Euro 0.01 ordinary | Purchase | 24,969 | 8.9821 GBP | ||||
| Euro 0.01 ordinary | Purchase | 59,605 | 8.9805 GBP | ||||
| Euro 0.01 ordinary | Sale | 1 | 8.9500 GBP | ||||
| Euro 0.01 ordinary | Sale | 165 | 9.0500 GBP | ||||
| Euro 0.01 ordinary | Sale | 293 | 9.0279 GBP | ||||
| Euro 0.01 ordinary | Sale | 547 | 9.0386 GBP | ||||
| Euro 0.01 ordinary | Sale | 551 | 9.0350 GBP | ||||
| Euro 0.01 ordinary | Sale | 641 | 9.0538 GBP | ||||
| Euro 0.01 ordinary | Sale | 828 | 9.0000 GBP | ||||
| Euro 0.01 ordinary | Sale | 916 | 9.0403 GBP | ||||
| Euro 0.01 ordinary | Sale | 1,125 | 8.9890 GBP | ||||
| Euro 0.01 ordinary | Sale | 3,400 | 9.0323 GBP | ||||
| Euro 0.01 ordinary | Sale | 3,704 | 9.0294 GBP | ||||
| Euro 0.01 ordinary | Sale | 4,995 | 9.0465 GBP | ||||
| Euro 0.01 ordinary | Sale | 18,673 | 9.0076 GBP | ||||
| Euro 0.01 ordinary | Sale | 44,906 | 9.0050 GBP | ||||
| Euro 0.01 ordinary | Sale | 45,247 | 9.0042 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Euro 0.01 ordinary | CFD | Long | 133 | 9.0146 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 293 | 9.0279 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 433 | 8.9949 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 641 | 9.0538 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 1,365 | 9.0383 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 3,088 | 8.9593 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 3,400 | 9.0322 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 3,559 | 8.9806 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 5,148 | 9.0042 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 36,178 | 9.0077 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 44,906 | 9.0050 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 105 | 8.9780 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 200 | 9.0101 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 354 | 8.9600 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 894 | 9.0239 GBP | |||||
| Euro 0.01 ordinary | SWAP Expires 07/02/2019 | Short | 919 | 8.9783 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 1,281 | 9.0324 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 1,369 | 8.9630 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 1,418 | 8.9933 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 2,609 | 9.0077 GBP | |||||
| Euro 0.01 ordinary | SWAP Expires 07/02/2019 | Short | 2,957 | 8.9634 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 3,175 | 8.9957 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 3,240 | 9.0363 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 6,777 | 8.9804 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 12,093 | 8.9507 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 24,969 | 8.9821 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 47,926 | 8.9902 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 6 Feb 2018 | ||
| Contact name: | Elise Tang | ||
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20180206005759/en/
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