16 Mar 2018 13:18
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | GVC HOLDINGS PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 15 March 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES /LADBROKES CORAL GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Euro 0.01 ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,661,986 | 0.88% | 1,516,691 | 0.50% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,164,573 | 0.38% | 2,082,542 | 0.69% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 3,826,559 | 1.26% | 3,599,233 | 1.18% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| Euro 0.01 ordinary | Purchase | 6 | 9.5119 GBP | ||||
| Euro 0.01 ordinary | Purchase | 34 | 9.5400 GBP | ||||
| Euro 0.01 ordinary | Purchase | 322 | 9.5250 GBP | ||||
| Euro 0.01 ordinary | Purchase | 1,502 | 9.5263 GBP | ||||
| Euro 0.01 ordinary | Purchase | 4,427 | 9.5167 GBP | ||||
| Euro 0.01 ordinary | Purchase | 4,644 | 9.5220 GBP | ||||
| Euro 0.01 ordinary | Purchase | 6,505 | 9.5057 GBP | ||||
| Euro 0.01 ordinary | Purchase | 12,396 | 9.4895 GBP | ||||
| Euro 0.01 ordinary | Purchase | 12,461 | 9.5079 GBP | ||||
| Euro 0.01 ordinary | Purchase | 22,904 | 9.4900 GBP | ||||
| Euro 0.01 ordinary | Purchase | 36,725 | 9.5145 GBP | ||||
| Euro 0.01 ordinary | Purchase | 50,325 | 9.5143 GBP | ||||
| Euro 0.01 ordinary | Purchase | 78,494 | 9.5231 GBP | ||||
| Euro 0.01 ordinary | Purchase | 130,836 | 9.5062 GBP | ||||
| Euro 0.01 ordinary | Purchase | 229,682 | 9.5148 GBP | ||||
| Euro 0.01 ordinary | Sale | 317 | 9.5000 GBP | ||||
| Euro 0.01 ordinary | Sale | 317 | 9.4800 GBP | ||||
| Euro 0.01 ordinary | Sale | 391 | 9.5400 GBP | ||||
| Euro 0.01 ordinary | Sale | 433 | 9.4850 GBP | ||||
| Euro 0.01 ordinary | Sale | 693 | 9.4711 GBP | ||||
| Euro 0.01 ordinary | Sale | 768 | 9.5355 GBP | ||||
| Euro 0.01 ordinary | Sale | 865 | 9.5038 GBP | ||||
| Euro 0.01 ordinary | Sale | 951 | 9.4866 GBP | ||||
| Euro 0.01 ordinary | Sale | 3,054 | 9.5031 GBP | ||||
| Euro 0.01 ordinary | Sale | 3,167 | 9.5251 GBP | ||||
| Euro 0.01 ordinary | Sale | 10,208 | 9.5099 GBP | ||||
| Euro 0.01 ordinary | Sale | 27,500 | 9.4788 GBP | ||||
| Euro 0.01 ordinary | Sale | 45,160 | 9.4909 GBP | ||||
| Euro 0.01 ordinary | Sale | 254,476 | 9.5199 GBP |
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Euro 0.01 ordinary | SWAP | Long | 240 | 9.5016 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 693 | 9.4711 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 865 | 9.5038 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 3,054 | 9.5031 GBP | |||||
| Euro 0.01 ordinary | SWAP | Long | 8,062 | 9.5161 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 10,208 | 9.5099 GBP | |||||
| Euro 0.01 ordinary | CFD | Long | 27,500 | 9.4788 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 6 | 9.5116 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 23 | 9.5152 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 1,502 | 9.5263 GBP | |||||
| Euro 0.01 ordinary | SWAP Expires 19/03/2019 | Short | 4,427 | 9.5167 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 4,599 | 9.5126 GBP | |||||
| Euro 0.01 ordinary | SWAP Expires 19/03/2019 | Short | 4,644 | 9.5220 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 5,000 | 9.5807 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 6,505 | 9.5057 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 19,757 | 9.5250 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 22,904 | 9.4900 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 22,904 | 9.4900 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 36,725 | 9.5145 GBP | |||||
| Euro 0.01 ordinary | SWAP | Short | 47,680 | 9.5187 GBP | |||||
| Euro 0.01 ordinary | CFD | Short | 59,133 | 9.4907 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 16 March 2018 | |
| Contact name: | Elise Tang | |
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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