7 Jan 2015 15:05
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | Brewin Dolphin Limited |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Greene King Plc |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 06/01/15 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - Spirit Pub Company Plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| ORD GBP0.125 | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 4,969,556 | 2.2690 | ||
(2) Cash-settled derivatives:
| ||||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | ||||
TOTAL: | 4,969,556 The difference of 4422 from the previous disclosure is due to client agreement changes and transfers out. | 2.2690 | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 ORD GBP0.125 | Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Purchase Purchase Purchase | 592 872 800 800 955 1020 872 1092 1280 808 872 540 872 872 872 420 992 688 872 872 688 1097 872 1184 688 740 872 1536 1040 1260 880 670 699 1400 1800 1135 810 550 1100 800 1350 640 872 872 800 770 1300 1152 872 600 800 640 3105 600 4500 800 872 750 2825 800 872 1180 872 400 1100 1528 1680 800 1056 640 1160 2000 1200 870 2330 888 872 1040 3798 1040 930 800 1088 296 872 715 500 570 3300 1090 1300 490 896 900 870 800 760 553 1216 560 302 1800 1790 850 1080 1300 1471 672 800 590 1275 735 1460 660 1056 655 760 580 1376 530 1720 550 3894 1552 500 1200 800 | 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 729.00P 731.86P 737.435P 733.26P 733.435P |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 07/01/15 |
Contact name: | Mark Taylor |
Telephone number: | 0191 279 7332 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.