16 Sep 2020 11:44
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 15 September 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 9158140 | 1.82920 GBP | 1.79030 GBP |
25p ordinary | Sell
| 7154342 | 1.82100 GBP | 1.79175 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 63937 | 1.81 GBP |
25p ordinary | CFD
| Long | 57730 | 1.80462930885155 GBP |
25p ordinary | CFD
| Long | 2650 | 1.81049658 GBP |
25p ordinary | CFD
| Long | 115835 | 1.80513886131135 GBP |
25p ordinary | CFD
| Long | 91280 | 1.8033 GBP |
25p ordinary | CFD
| Long | 1083 | 1.7975 GBP |
25p ordinary | CFD
| Long | 182456 | 1.80473067 GBP |
25p ordinary | CFD
| Long | 49540 | 1.797828 GBP |
25p ordinary | CFD
| Long | 18395 | 1.80698668 GBP |
25p ordinary | CFD
| Long | 18619 | 1.804308 GBP |
25p ordinary | CFD
| Long | 4682 | 1.807861 GBP |
25p ordinary | CFD
| Long | 606 | 1.803651 GBP |
25p ordinary | CFD
| Long | 555 | 1.807769 GBP |
25p ordinary | CFD
| Long | 242 | 1.794907 GBP |
25p ordinary | CFD
| Long | 208 | 1.79588 GBP |
25p ordinary | CFD
| Long | 5934 | 1.7935 GBP |
25p ordinary | CFD
| Long | 5770 | 1.802971 GBP |
25p ordinary | CFD
| Long | 2689 | 1.796009 GBP |
25p ordinary | CFD
| Long | 1917 | 1.80312839858633 GBP |
25p ordinary | CFD
| Long | 68751 | 1.808112 GBP |
25p ordinary | CFD
| Long | 14790 | 1.794328 GBP |
25p ordinary | CFD
| Long | 40032 | 1.802715 GBP |
25p ordinary | CFD
| Long | 1493 | 1.813503 GBP |
25p ordinary | CFD
| Short | 22069 | 1.80887126738864 GBP |
25p ordinary | CFD
| Short | 115500 | 1.802208 GBP |
25p ordinary | CFD
| Short | 1000000 | 1.8081036 GBP |
25p ordinary | CFD
| Short | 500000 | 1.8009 GBP |
25p ordinary | CFD
| Short | 40612 | 1.806504 GBP |
25p ordinary | CFD
| Short | 21169 | 1.807745 GBP |
25p ordinary | CFD
| Short | 8574 | 1.807326 GBP |
25p ordinary | CFD
| Short | 13574 | 1.80887137174009 GBP |
25p ordinary | CFD
| Short | 930462 | 1.812422 GBP |
25p ordinary | CFD
| Short | 45643 | 1.806 GBP |
25p ordinary | CFD
| Short | 454 | 1.812564 GBP |
25p ordinary | CFD
| Short | 2495 | 1.802951 GBP |
25p ordinary | CFD
| Short | 9904 | 1.7903 GBP |
25p ordinary | CFD
| Short | 250 | 1.812573 GBP |
25p ordinary | CFD
| Short | 189 | 1.807008 GBP |
25p ordinary | CFD
| Short | 185 | 1.811972 GBP |
25p ordinary | CFD
| Short | 8898 | 1.80887053270398 GBP |
25p ordinary | CFD
| Short | 150 | 1.808175 GBP |
25p ordinary | CFD
| Short | 87 | 1.829183 GBP |
25p ordinary | CFD
| Short | 83 | 1.812616 GBP |
25p ordinary | CFD
| Short | 86 | 1.815054 GBP |
25p ordinary | CFD
| Short | 19 | 1.81513612 GBP |
25p ordinary | CFD
| Short | 90 | 1.812569 GBP |
25p ordinary | CFD
| Short | 3494 | 1.8005 GBP |
25p ordinary | CFD
| Short | 30000 | 1.808476 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 16 September 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.