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Director/PDMR Shareholding

10 Apr 2018 07:00

RNS Number : 3457K
General Electric Company
09 April 2018
 

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549

 

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

 

OMB APPROVALOMB Number: 3235-0104Estimated average burdenhours per response... 0.5

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

 

 

 

1. Name and Address of Reporting Person *

 

Holston Michael J

2. Date of Event Requiring Statement (MM/DD/YYYY)

4/9/2018 

 

3. Issuer Name and Ticker or Trading Symbol

 

GENERAL ELECTRIC CO [GE]

(Last) (First) (Middle)

 

GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

 

_____ Director _____ 10% Owner___ X ___ Officer (give title below) _____ Other (specify below)Senior Vice President /

(Street)

 

BOSTON, MA 02210

 

(City) (State) (Zip)

5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

 

6. Individual or Joint/Group Filing (Check Applicable Line)

 

_ X _ Form filed by One Reporting Person___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security(Instr. 4)

2. Amount of Securities Beneficially Owned(Instr. 4)

3. Ownership Form: Direct (D) or Indirect (I)(Instr. 5)

4. Nature of Indirect Beneficial Ownership(Instr. 5)

Common Stock

0

D

 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security(Instr. 4)

2. Date Exercisable and Expiration Date(MM/DD/YYYY)

3. Title and Amount of Securities Underlying Derivative Security(Instr. 4)

4. Conversion or Exercise Price of Derivative Security

5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)(Instr. 5)

6. Nature of Indirect Beneficial Ownership(Instr. 5)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

 

Explanation of Responses:

 

Reporting Owners

Reporting Owner Name / Address

Relationships

Director

10% Owner

Officer

Other

Holston Michael JGENERAL ELECTRIC COMPANY41 FARNSWORTH STREETBOSTON, MA 02210

Senior Vice President

 

Signatures

Brandon Smith on behalf of Michael J. Holston

4/9/2018

** Signature of Reporting Person

Date

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

*

If the form is filed by more than one reporting person, see Instruction 5(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

Limited Power of Attorney for Section 16 Reporting Obligations.I, Michael Holston, hereby appoint GE to assist me in the preparation andfiling of Section 16 reports, and execute the below Power of Attorneyfor this purpose.I am an officer elect of General Electric Company (GE) and, until furtherwritten notice, I hereby individually authorize Christoph Pereira(GE's Vice President, Chief Corporate, Securities and Finance Counsel),Brian Sandstrom (GE's Executive Corporate, Securities and Finance Counsel)and Brandon Smith (GE's Executive Corporate, Securities and FinanceCounsel) to sign on my behalf any Form 3, Form 4, Form 5, Form 144 orrelated form that I have filed or may file hereafter in connection withmy direct or indirect beneficial ownership of GE securities, and totake any other action of any type whatsoever in connection with theforegoing that in his opinion may be for the benefit of, in the bestinterest of, or legally required by me.Signed: /s/ Michael HolstonDate: 25 March 2018

This information is provided by RNS
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END
 
 
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