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Pin to quick picksGen.electric Regulatory News (GEC)

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Director/PDMR Shareholding

11 May 2020 07:00

RNS Number : 3604M
General Electric Company
11 May 2020
 

 

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIESFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0104

Estimated average burden

hours per response:

0.5

1. Name and Address of Reporting Person*

Carter Ashton B

 

(Last)

(First)

(Middle)

GENERAL ELECTRIC COMPANY

5 NECCO ST.

 

(Street)

BOSTON

MA

02210

 

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)05/05/2020

3. Issuer Name and Ticker or Trading SymbolGENERAL ELECTRIC CO [ GE ]

4. Relationship of Reporting Person(s) to Issuer(Check all applicable)

X

Director

10% Owner

Officer (give title below)

Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X

Form filed by One Reporting Person

Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned

1. Title of Security (Instr. 4)

2. Amount of Securities Beneficially Owned (Instr. 4)

3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)

4. Nature of Indirect Beneficial Ownership (Instr. 5)

Common Stock

$0

D

Table II - Derivative Securities Beneficially Owned(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)

2. Date Exercisable and Expiration Date (Month/Day/Year)

3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)

4. Conversion or Exercise Price of Derivative Security

5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)

6. Nature of Indirect Beneficial Ownership (Instr. 5)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Explanation of Responses:

Brian Sandstrom on behalf of Ashton B. Carter

05/08/2020

** Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

Limited Power of Attorney for Section 16 Reporting Obligations.

 

 

 

I, Ashton B. Carter, hereby appoint GE to assist me in the preparation and filing of Section 16 reports, and execute the below Power of Attorney for this purpose. I am a director candidate for General Electric Company (GE) and, in the event that I am elected or apppointed to the board of GE, and until further written notice, I hereby individually authorize Christoph Pereira (GE's Vice President, Vice President, Chief Risk Officer and Chief Corporate Counsel), Brian Sandstrom (GE's Executive Corporate, Securities and Finance Counsel), Brandon Smith (GE's Executive Corporate, Securities

and Finance Counsel) and Julia Chen (GE's Corporate, Securities and Finance Counsel) to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or related form that I have filed or may file hereafter in connection with my direct or indirect beneficial ownership of GE securities, and to take any other action of any type whatsoever in connection with the foregoing that in his or her opinion may be for the benefit of, in the best interest of, or legally required by me.

 

 

Date: 1/31/2020

 

Signed: /s/ Ashton B. Carter

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
DSHEAASPEEAEEAA
Date   Source Headline
18th Mar 20247:00 amRNSDirector/PDMR Shareholding
15th Mar 20247:00 amRNSDoc re. GE Files Form ARS
15th Mar 20247:00 amRNSDoc re. GE Files Form DEFA 14A
15th Mar 20247:00 amRNSDoc re. GE Files Def 14A
7th Mar 20243:15 pmRNSDoc re. GE Files 8-K
6th Mar 20247:00 amRNSDirector/PDMR Shareholding
1st Mar 20247:00 amRNSDoc re. GE Files 8-K
1st Mar 20247:00 amRNSDoc re. GE Files 8-K
1st Mar 20247:00 amRNSDoc re. GE Files 8-K
28th Feb 20247:00 amRNSDirector/PDMR Shareholding
28th Feb 20247:00 amRNSDirector/PDMR Shareholding
19th Feb 20247:00 amRNSDirector/PDMR Shareholding
6th Feb 20247:00 amRNSDirector/PDMR Shareholding
2nd Feb 20242:01 pmRNSDoc re. GE Files Form S-3
2nd Feb 202412:55 pmRNSAnnual Financial Report
23rd Jan 20241:55 pmRNSDoc re. GE Files 8-K
17th Jan 20247:00 amRNSDoc re. GE Files 8-K/A
4th Jan 20247:00 amRNSDirector/PDMR Shareholding
15th Dec 20235:36 pmRNSDividend Declaration
8th Dec 20231:53 pmRNSDirector/PDMR Shareholding
8th Dec 20237:00 amRNSDirector/PDMR Shareholding
22nd Nov 20237:00 amRNSDirector/PDMR Shareholding
14th Nov 20232:07 pmRNSDoc re. GE Files 8-K
14th Nov 20231:48 pmRNSDoc re. GE Files 8-K
24th Oct 20234:23 pmRNSDoc re. GE Files 8-K
24th Oct 20234:16 pmRNS3rd Quarter Results
4th Oct 20237:00 amRNSDirector/PDMR Shareholding
8th Sep 20235:42 pmRNSDividend Declaration
7th Sep 20237:00 amRNSDirector/PDMR Shareholding
1st Aug 20237:00 amRNSDirector/PDMR Shareholding
25th Jul 20232:08 pmRNSDoc re. GE Files 8-K
25th Jul 20232:05 pmRNSDoc re. GE Files 8-K
25th Jul 20232:01 pmRNSDoc re. GE Files 10-Q
6th Jul 20237:00 amRNSDirector/PDMR Shareholding
30th Jun 20235:04 pmRNSDividend Declaration
26th Jun 20237:00 amRNSDirector/PDMR Shareholding
15th Jun 20237:00 amRNSDirector/PDMR Shareholding
13th Jun 20237:00 amRNSDirector/PDMR Shareholding
1st Jun 20237:00 amRNSDoc re. GE files Form SD
26th May 20237:00 amRNSDoc re. GE Files Form S-8 Registration Statement
25th May 20237:00 amRNSDirector/PDMR Shareholding
18th May 20232:19 pmRNSDoc re. GE Files 8-K
18th May 20237:00 amRNSDoc re. GE Files 8-K
17th May 20237:00 amRNSDirector/PDMR Shareholding
12th May 20232:40 pmRNSDirector/PDMR Shareholding
10th May 20231:21 pmRNSDirector/PDMR Shareholding
9th May 20237:00 amRNSDoc re. GE Files 8-K
4th May 20237:00 amRNSDirector/PDMR Shareholding
25th Apr 20231:57 pmRNSDoc re. GE Files 8-K
25th Apr 20231:48 pmRNSDoc re. GE Files 8-K

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