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29 Apr 2020 07:00
SEC Form 4
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FORMÂ 4 UNITED STATES SECURITIES AND EXCHANGEÂ COMMISSION
Washington, D.C. 20549
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person* Holston Michael J | 2. Issuer Name and Ticker or Trading Symbol GENERAL ELECTRIC CO [ GE ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X Officer (give title below) Senior Vice President |    10% Owner Other (specify below) | ||||||||||||||||||||||
  (Last) (First) |   (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 04/24/2020 | |||||||||||||||||||||||
GENERAL ELECTRIC COMPANY | |||||||||||||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person | |||||||||||||||||||||||||
5 NECCO ST | 4. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||||||||||||
(Street) | |||||||||||||||||||||||||
BOSTON MA | 02210 | ||||||||||||||||||||||||
 (City) (State) |  (Zip) | ||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||||||||||||
 Code |  V |  Amount |  (A) or (D) |  Price | |||||||||||||||||||||
Common Stock | 04/24/2020 | M | 35,338 | A | $0 | 103,128 | D | ||||||||||||||||||
Common Stock | 04/24/2020 | F | 15,708 | D | $6.42 | 87,420 | D | ||||||||||||||||||
Common Stock | 04/24/2020 | M | 86,698 | A | $0 | 174,118 | D | ||||||||||||||||||
Common Stock | 04/24/2020 | F | 38,538 | D | $6.42 | 135,580 | D | ||||||||||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||||||
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||||||||
   Code |    V |    (A) |    (D) |   Date Exercisable |   Expiration Date |    Title |  Amount or Number of Shares | ||||||||||||||||||
Restricted Stock Units | (1) | 04/24/2020 | M | 35,338 | 04/24/2020 | 04/24/2020 | Common Stock | 35,338 | $0 | 35,338 | D | ||||||||||||||
Restricted Stock Units | (1) | 04/24/2020 | M | 86,698 | 04/24/2020 | 04/24/2020 | Common Stock | 86,698 | $0 | 86,699 | D | ||||||||||||||
Explanation of Responses:
1. 1 for 1
Remarks:
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Brian Sandstrom on behalf of Michael Holston 04/28/2020
** Signature of  Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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