4 Sep 2012 10:26
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Filtronic PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): | ||
Β An acquisition or disposal of voting rights | YES | |
Β An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
Β An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
Β An event changing the breakdown of voting rights | ||
Β Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: Β | Aberforth Partners LLP |
4. Full name of shareholder(s) (if different from 3.): Β | Shareholder Β Shares1.AberforthΒ SmallerΒ CompaniesΒ TrustΒ plc 13,834,827 2.Aberforth UK Small Companies Fund 2,536,682 Β All shares are registered in the name of Nortrust Nominees Ltd A/c Aberforth |
5. Date of the transaction and date on which the threshold is crossed or reached: Β | 31/08/2012 |
6. Date on which issuer notified: Β | 03/09/2012 |
7. Threshold(s) that is/are crossed or reached: Β | 17% |
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8. Notified details: | |||||||
A: Voting rights attached to shares Β | |||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | |||
Direct | Direct | Indirect | Direct | Indirect | |||
16,593,778 | 16,593,778 | 16,371,509 | N/A | 16,371,509 | N/A | 16.90 | |
Ordinary GB0003362992 | |||||||
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B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction Β | ||||
Type of financialinstrument | Expirationdate | Exercise/ConversionPeriod | Number of votingrights that may beacquired if theinstrument isexercised/ converted. Β | % of votingrights |
N/A | N/A | N/A | N/A | N/A |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction Β | ||||||
Type of financialinstrument | Exerciseprice | Expirationdate | Exercise/Conversionperiod | Number of votingrights instrumentrefers to | % of voting rights Β | |
N/A | N/A | N/A | N/A | N/A | Nominal | Delta Β |
N/A | N/A | |||||
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Total (A+B+C) Β | |
Number of voting rights | Percentage of voting rights |
16,371,509 | 16.90 |
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: |
Β Held by Aberforth Partners LLP Β |
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Proxy Voting: Β | |
10. Name of the proxy holder: Β | N/A |
11. Number of voting rights proxy holder will cease to hold: Β | N/A |
12. Date on which proxy holder will cease to hold voting rights: Β | N/A |
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13. Additional information: Β | In addition, Aberforth Partners LLP is interested in a further 5,891,316 shares although we do not have access to the voting rights of these shares. Aberforth Partners LLP is, therefore, interested in a total of 22,262,825 shares of the above company. The interest arises as a result of the discretionary investment management powers that we can exercise over the funds of our clients. Aberforth Partners LLP is not the beneficial owner of thesse shares. |
14. Contact name: Β | Pauline Robson, Aberforth Partners LLP |
15. Contact telephone number: Β | 0131 220 0733 |
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