21 Mar 2018 15:04
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | FENNER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 March 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 25p ordinary | |||||||||
| Interests | Short Positions | |||||||||
| Number | (%) | Number | (%) | |||||||
| (1) | Relevant securities owned | |||||||||
| and/or controlled: | 3,070,680 | 1.58% | 436,152 | 0.22% | ||||||
| (2) | Cash-settled derivatives: | |||||||||
| 6,719 | 0.00% | 2,427,472 | 1.25% | |||||||
| (3) | Stock-settled derivatives (including options) | |||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||
| (4) | ||||||||||
| TOTAL: | 3,077,399 | 1.59% | 2,863,624 | 1.48% | ||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 25p ordinary | Purchase | 215 | 6.1650 GBP | ||||
| 25p ordinary | Purchase | 1,514 | 6.1275 GBP | ||||
| 25p ordinary | Purchase | 3,466 | 6.1494 GBP | ||||
| 25p ordinary | Purchase | 4,344 | 6.1350 GBP | ||||
| 25p ordinary | Purchase | 7,810 | 6.1434 GBP | ||||
| 25p ordinary | Purchase | 9,422 | 6.1344 GBP | ||||
| 25p ordinary | Purchase | 10,040 | 6.1348 GBP | ||||
| 25p ordinary | Purchase | 13,327 | 6.1260 GBP | ||||
| 25p ordinary | Purchase | 16,602 | 6.1503 GBP | ||||
| 25p ordinary | Purchase | 30,693 | 6.1876 GBP | ||||
| 25p ordinary | Purchase | 33,019 | 6.1258 GBP | ||||
| 25p ordinary | Purchase | 34,390 | 6.1250 GBP | ||||
| 25p ordinary | Purchase | 38,409 | 6.1527 GBP | ||||
| 25p ordinary | Purchase | 44,440 | 6.1263 GBP | ||||
| 25p ordinary | Purchase | 193,700 | 6.1617 GBP | ||||
| 25p ordinary | Purchase | 206,315 | 6.1423 GBP | ||||
| 25p ordinary | Purchase | 746,682 | 6.1316 GBP | ||||
| 25p ordinary | Purchase | 766,599 | 6.1356 GBP | ||||
| 25p ordinary | Sale | 69 | 6.1730 GBP | ||||
| 25p ordinary | Sale | 263 | 6.1606 GBP | ||||
| 25p ordinary | Sale | 563 | 6.1337 GBP | ||||
| 25p ordinary | Sale | 1,040 | 6.1317 GBP | ||||
| 25p ordinary | Sale | 1,178 | 6.1289 GBP | ||||
| 25p ordinary | Sale | 4,173 | 6.1271 GBP | ||||
| 25p ordinary | Sale | 5,251 | 6.1257 GBP | ||||
| 25p ordinary | Sale | 7,801 | 6.1252 GBP | ||||
| 25p ordinary | Sale | 9,698 | 6.1626 GBP | ||||
| 25p ordinary | Sale | 11,239 | 6.1528 GBP | ||||
| 25p ordinary | Sale | 16,226 | 6.1302 GBP | ||||
| 25p ordinary | Sale | 21,077 | 6.1280 GBP | ||||
| 25p ordinary | Sale | 25,300 | 6.1300 GBP | ||||
| 25p ordinary | Sale | 41,501 | 6.1232 GBP | ||||
| 25p ordinary | Sale | 58,199 | 6.1564 GBP | ||||
| 25p ordinary | Sale | 69,508 | 6.1332 GBP | ||||
| 25p ordinary | Sale | 151,045 | 6.1286 GBP | ||||
| 25p ordinary | Sale | 154,679 | 6.1333 GBP | ||||
| 25p ordinary | Sale | 367,698 | 6.1319 GBP | ||||
| 25p ordinary | Sale | 397,623 | 6.1486 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 25p ordinary | CFD | Long | 20 | 6.1395 GBP | |||||
| 25p ordinary | CFD | Long | 361 | 6.1644 GBP | |||||
| 25p ordinary | CFD | Long | 1,040 | 6.1317 GBP | |||||
| 25p ordinary | CFD | Long | 1,782 | 6.2180 GBP | |||||
| 25p ordinary | CFD | Long | 1,998 | 6.1394 GBP | |||||
| 25p ordinary | CFD | Long | 21,077 | 6.1280 GBP | |||||
| 25p ordinary | CFD | Long | 45,421 | 6.1271 GBP | |||||
| 25p ordinary | SWAP | Long | 45,421 | 6.1271 GBP | |||||
| 25p ordinary | SWAP | Long | 60,555 | 6.1308 GBP | |||||
| 25p ordinary | SWAP | Long | 70,149 | 6.1258 GBP | |||||
| 25p ordinary | CFD | Long | 151,045 | 6.1286 GBP | |||||
| 25p ordinary | SWAP | Short | 238 | 6.1252 GBP | |||||
| 25p ordinary | CFD | Short | 1,420 | 6.1655 GBP | |||||
| 25p ordinary | CFD | Short | 1,514 | 6.1275 GBP | |||||
| 25p ordinary | CFD | Short | 3,466 | 6.1494 GBP | |||||
| 25p ordinary | SWAP | Short | 7,543 | 6.1532 GBP | |||||
| 25p ordinary | CFD | Short | 7,810 | 6.1434 GBP | |||||
| 25p ordinary | CFD | Short | 9,422 | 6.1344 GBP | |||||
| 25p ordinary | CFD | Short | 10,040 | 6.1348 GBP | |||||
| 25p ordinary | CFD | Short | 18,362 | 6.1402 GBP | |||||
| 25p ordinary | SWAP | Short | 29,142 | 6.1250 GBP | |||||
| 25p ordinary | CFD | Short | 30,693 | 6.1876 GBP | |||||
| 25p ordinary | CFD | Short | 34,062 | 6.1341 GBP | |||||
| 25p ordinary | CFD | Short | 38,409 | 6.1527 GBP | |||||
| 25p ordinary | CFD | Short | 67,969 | 6.1305 GBP | |||||
| 25p ordinary | SWAP | Short | 67,969 | 6.1305 GBP | |||||
| 25p ordinary | CFD | Short | 113,558 | 6.1254 GBP | |||||
| 25p ordinary | CFD | Short | 206,315 | 6.1423 GBP | |||||
| 25p ordinary | CFD | Short | 563,955 | 6.1321 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 21 Mar 2018 | |
| Contact name: | Elise Tang | |
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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