Last checked at 5 Jul 2013 16:11
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):
First Derivatives PLC
2. Reason for the notification (please state Yes/No):
An acquisition or disposal of voting rights: (Yes)
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: (No)
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: (No)
An event changing the breakdown of voting rights: (No)
Other (please specify): (No)
3. Full name of person(s) subject to the notification obligation (iii):
Legal & General Group plc (Group)
Legal & General Investment Management Limited (LGIM)
4. Full name of shareholder(s) (if different from 3.) (iv):
N/A
5. Date of the transaction and date on which the threshold is crossed or reached (v):
03/07/2013
6. Date on which issuer notified:
04/07/2013
7. Threshold(s) that is/are crossed or reached:
Group above 5%
LGIM above 5%
8. Notified details:
A: Voting rights attached to shares (viii), (ix)
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | |
Number of shares | Number of voting Rights | |
ORD GBP 0.005 |
|
|
Resulting situation after the triggering transaction | |||||
Class/type of shares if possible using the ISIN CODE | Number of shares | Number of voting rights (ix) | % of voting rights (x) | ||
Direct | Direct (xi) | Indirect (xii) | Direct | Indirect | |
ORD GBP 0.005 | 1,131,392 | 488,297 | 627,291 | 2.61% | 3.36% |
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date (xiii) | Exercise/Conversion Period (xiv) | Number of voting rights that may be acquired if the instrument is exercised/ converted | % of voting rights |
CFD |
|
| 15,804 | 0.08% |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments(xv), (xvi)
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date (xvii) | Exercise/Conversion period (xviii) | Number of voting rights instrument refers to | % of voting rights (xix), (xx)
| |
|
| Nominal | Delta | |||
|
| |||||
Total (A+B+C)
Number of voting rights | % of voting rights |
1,131,392 | 6.05% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xxi):
Legal & General Group plc (Direct and Indirect) (Group) (1,131,392 - 6.05% = Total Position)
Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) (1,131,392 - 6.05% = Total Position)
Legal & General Investment Management Limited (Indirect) (LGIM) (1,131,392 - 6.05% = Total Position)
Legal & General Group Plc (Direct) (L&G)
Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD)
Legal & General Insurance Holdings Limited (Direct) (LGIH)
Legal & General Assurance (Pensions Management) Limited (PMC)
Legal & General Assurance Society Limited (LGAS & LGPL)
Legal & General Pensions Limited (Direct) (LGPL)
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
Notification using the total voting rights figure of 18,684,656
14. Contact name:
Angela Hayter (LGIM)
15. Contact telephone number:
020 3124 3851