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Change to substantial shareholdings

18 Oct 2013 07:00

RNS Number : 8138Q
Oxford Advanced Surfaces Group PLC
18 October 2013
 



OXFORD ADVANCED SURFACES GROUP PLC ("OAS" or "the Company") 

(AIM: OXA)

Change of shareholder ownership

 

OAS has today been notified of the following changes in interests in the issued share capital of the Company following a distribution in specie by ORA Capital Partners Limited of the shareholding in OAS previously held by its wholly owned subsidiary ORA (Guernsey) Limited:

 

Shares received as part of distribution in specie by ORA

Resultant interest in shares of the Company

Resultant % of issued share capital of the Company

*Richard Griffiths

40,808,724

49,753,722

25.16%

*Blake Holdings Limited

38,940,681

38,940,681

19.69%

*Blake Holdings Limited is controlled by Richard Griffiths, hence the interest of Blake Holdings Limited is also included within that of Richard Griffiths.

Following completion of the distribution in specie, neither ORA Capital Partners Limited nor its subsidiary ORA (Guernsey) Limited has a discloseable interest in the Company.

Enquiries:

 

Oxford Advances Surfaces Group Plc

www.oxfordsurfaces.com

Adrian Meldrum, Chief Executive Officer

Philip Spinks, Chief Financial Officer

01865 854 807

WH Ireland Limited

www.wh-ireland.co.uk

John Wakefield

0117 945 3471

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
 

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Oxford Advanced Surfaces Group Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

ORA Capital Partners Limited and its wholly owned subsidiary ORA (Guernsey) Limited

4. Full name of shareholder(s)  (if different from 3.):iv

Richard Griffiths

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

17 October 2013

6. Date on which issuer notified:

17 October 2013

7. Threshold(s) that is/are crossed orreached: vi, vii

25% to 3%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

 

Ordinary shares

GB00B29YYY86

49,950,002

49,950,002

N/A

N/A

Under 3%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

N/A

Under 3%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

ORA Capital Partners Limited and its wholly owned subsidiary ORA (Guernsey) Limited are controlled by Richard Griffiths

 

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will ceaseto hold:

12. Date on which proxy holder will cease to holdvoting rights:

13. Additional information:

Decrease is consequent to a distribution in specie to shareholders of ORA Capital Partners Limited

14. Contact name:

Mike Bretherton

15. Contact telephone number:

01481 738724

 

Note: Annex should only be submitted to the FSA not the issuer

Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

Contact address

(registered office for legal entities)

 

Phone number & email

 

Other useful information

(at least legal representative for legal persons)

 

B: Identity of the notifier, if applicable

Full name

 

Contact address

 

Phone number & email

 

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

C: Additional information

 

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Oxford Advanced Surfaces Group Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

Richard Griffiths and controlled undertakings

4. Full name of shareholder(s)  (if different from 3.):iv

Richard Griffiths

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

17 October 2013

6. Date on which issuer notified:

17 October 2013

7. Threshold(s) that is/are crossed orreached: vi, vii

29% to 25%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

 

Ordinary shares

GB00B29YYY86

58,895,000

58,895,000

49,753,722

49,753,722

25.16%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

49,753,722

25.16%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

Blake Holdings Limited

38,940,681

Oak Trust Limited

1,312,337

ORA Capital Partners Limited

544,921

Richard Griffiths direct holdings

8,703,784

Richard Griffiths indirect holdings

252,000

Total shares

49,753,722

 

The above undertakings are all controlled by Richard Griffiths

 

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will ceaseto hold:

12. Date on which proxy holder will cease to holdvoting rights:

13. Additional information:

Reduction is consequent to a distribution in specie to shareholders of ORA Capital Partners Limited

14. Contact name:

Mike Bretherton

15. Contact telephone number:

01481 738724

 

Note: Annex should only be submitted to the FSA not the issuer

Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

Contact address

(registered office for legal entities)

 

Phone number & email

 

Other useful information

(at least legal representative for legal persons)

 

B: Identity of the notifier, if applicable

Full name

 

Contact address

 

Phone number & email

 

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

C: Additional information

 

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Oxford Advanced Surfaces Group Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

Blake Holdings Limited

4. Full name of shareholder(s)  (if different from 3.):iv

Richard Griffiths

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

17 October 2013

6. Date on which issuer notified:

17 October 2013

7. Threshold(s) that is/are crossed orreached: vi, vii

Up to 19%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

 

Ordinary shares

GB00B29YYY86

N/A Less than 3%

N/A Less than 3%

38,940,681

38,940,681

19.69%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

38,940,681

19.69%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

Blake Holdings Limited is controlled by Richard Griffiths

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will ceaseto hold:

12. Date on which proxy holder will cease to holdvoting rights:

13. Additional information:

Consequent to a distribution in specie to shareholders of ORA Capital Partners Limited

14. Contact name:

Mike Bretherton

15. Contact telephone number:

01481 738724

 

Note: Annex should only be submitted to the FSA not the issuer

Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

Contact address

(registered office for legal entities)

 

Phone number & email

 

Other useful information

(at least legal representative for legal persons)

 

B: Identity of the notifier, if applicable

Full name

 

Contact address

 

Phone number & email

 

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

C: Additional information

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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