6 Sep 2010 13:15
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Ceres Power Holdings PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: | OppenheimerFunds, Inc ("OFI")
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4. Full name of shareholder(s) (if different from 3.): |
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5. Date of the transaction and date on which the threshold is crossed or reached: | 25 August 2010 | |||
6. Date on which issuer notified: | 27 August 2010 | |||
7. Threshold(s) that is/are crossed or reached: | 13% | |||
8. Notified details: Ceres Power Holdings PLC info@cerespower.com | |||||||||||||||
A: Voting rights attached to shares | |||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||||||||||
Direct | Direct | Indirect | Direct | Indirect | |||||||||||
GB00B0351429 | 10,733,580 | 10,733,580 | 11,291,902 |
| 11,291,902 |
| 13.10% | ||||||||
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B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to
| % of voting rights
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| Nominal | Delta | |||||||||
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Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
11,291,902 | 13.10 |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | ||
Massachusetts Mutual Life Insurance Company is the parent company of OppenheimerFunds, Inc ("OFI"). | ||
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Proxy Voting: | ||
10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: | The percentage of holdings noted above is based on the total outstanding shares of 86,177,614.
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14. Contact name: | Wendy D. Stechmann Massachusetts Mutual Life Insurance Company | |
15. Contact telephone number: | 011-413-744-6612 | |