26 Jan 2018 13:59
26 January 2018
Cenkos Securities plc
("Cenkos" or the "Company")
Award of shares under Share Incentive Plan and Director/PDMR Dealings
Cenkos recently launched the terms of the 2017/18 allowance under the Company's HM Revenue and Customs approved SIP scheme (the "SIP") to all employees. All employees, including the executive directors of the Company and PDMRs ("Qualifying Employees"), may participate in the SIP.
The SIP is an all-employee trust arrangement approved by HM Revenue and Customs under which Qualifying Employees are able to purchase ordinary shares in the Company ("Ordinary Shares") up to a value of £1,800 ("Partnership Shares") using a lump sum deduction from their salary. Qualifying Employees purchasing Partnership Shares will also be allocated matching Ordinary Shares on a two-for-one basis ("Matching Shares") up to a total value of £3,600 from the Company's Employee Benefit Trust. In addition, a further £3,600 in value of Ordinary Shares has been awarded to each Qualifying Employee under the SIP ("Free Shares") from the Company's Employee Benefit Trust.
The Executive Directors of the Company, Anthony Hotson, Paul Hodges, Joe Nally and Philip Anderson* (the "Participating Directors") have each subscribed £1,800 to acquire Partnership Shares under the 2017/18 SIP allowance and as a result will each also be awarded a further £3,600 of Matching Shares and Free Shares with a value of £3,600 from the Company's Employee Benefit Trust under the SIP.
Following the purchase of the Partnership Shares in the market in accordance with the terms and conditions of the SIP on 25 January 2018 by Link Market Services Trustees the Executive Directors have each been issued Partnership Shares at a price of 107p each, Matching Shares at an effective issue price of 114.5p each and Free Shares at a price of 111.5p each under the SIP.
Accordingly, the Executive Directors' new shareholdings in the Company are set out in the table below:
Directors | Number of Partnership Shares awarded | Number of Matching Shares awarded
| Number of Free Shares awarded | Total Ordinary Shares held | % of Issued Ordinary Share Capital |
Anthony Hotson | 1,682 | 3,364 | 3,228 | 68,274 | 0.12% |
Paul Hodges | 1,683 | 3,366 | 3,228 | 5,101,465 | 9.22% |
Joe Nally | 1,683 | 3,366 | 3,228 | 1,076,048 | 1.95% |
Philip Anderson * | 1,682 | 3,364 | 3,228 | 106,300 | 0.19% |
* The Company is currently waiting for FCA approval in respect of Philp Anderson's appointment as an Executive Director of the Company.
As at 26 January 2018, the Company has 55,310,035 Ordinary Shares in issue.
The notifications set out below, made in accordance with the requirements of the Market Abuse Regulation, provide further detail in relation to the award of Ordinary Shares to the Participating Directors and to two PDMRs of the Company.
Enquiries:
| |
Anthony Hotson Chief Executive Officer Cenkos Securities plc
| +44 20 7397 8900 |
Dr Azhic Basirov / David Jones / Ben Jeynes Nominated Adviser and Broker Smith & Williamson Corporate Finance Limited
| +44 20 7131 4000 |
David Rydell Buchanan Communications
| +44 20 3466 5066 |
NOTIFICATIONS AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||
a)
| Name
| Anthony Hotson | |||
2
| Reason for the notification
| ||||
a)
| Position/status
| PDMR (Chief Executive Officer) | |||
b)
| Initial notification /Amendment
| Initial notification | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||
a)
| Name
| Cenkos Securities plc | |||
b)
| LEI
| 213800ALVRC52VN3I821
| |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||
Identification code | GB00B1FLHR07 | ||||
b)
| Nature of the transaction
| Purchase / award of ordinary shares | |||
c)
| Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
107.0p | 1,682 | ||||
114.5p | 3,364 | ||||
111.5p | 3,228 | ||||
d)
| Aggregated information | ||||
- Aggregated volume | 8,274 | ||||
- Price | £9,148.14 | ||||
e)
| Date of the transaction
| 25 January 2018 | |||
f)
| Place of the transaction
| AIMX | |||
NOTIFICATIONS AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||
a)
| Name
| Paul Hodges | |||
2
| Reason for the notification
| ||||
a)
| Position/status
| PDMR (Executive Director) | |||
b)
| Initial notification /Amendment
| Initial notification | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||
a)
| Name
| Cenkos Securities plc | |||
b)
| LEI
| 213800ALVRC52VN3I821
| |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||
Identification code | GB00B1FLHR07 | ||||
b)
| Nature of the transaction
| Purchase / award of ordinary shares | |||
c)
| Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
107.0p | 1,683 | ||||
114.5p | 3,366 | ||||
111.5p | 3,228 | ||||
d)
| Aggregated information | ||||
- Aggregated volume | 8,277 | ||||
- Price | £9,151.44 | ||||
e)
| Date of the transaction
| 25 January 2018 | |||
f)
| Place of the transaction
| AIMX | |||
NOTIFICATIONS AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||
a)
| Name
| Joseph Nally | |||
2
| Reason for the notification
| ||||
a)
| Position/status
| PDMR (Executive Director) | |||
b)
| Initial notification /Amendment
| Initial notification | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||
a)
| Name
| Cenkos Securities plc | |||
b)
| LEI
| 213800ALVRC52VN3I821
| |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||
Identification code | GB00B1FLHR07 | ||||
b)
| Nature of the transaction
| Purchase / award of ordinary shares | |||
c)
| Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
107.0p | 1,683 | ||||
114.5p | 3,366 | ||||
111.5p | 3,228 | ||||
d)
| Aggregated information | ||||
- Aggregated volume | 8,277 | ||||
- Price | £9,151.44 | ||||
e)
| Date of the transaction
| 25 January 2018 | |||
f)
| Place of the transaction
| AIMX | |||
NOTIFICATIONS AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||
a)
| Name
| Philip Anderson | |||
2
| Reason for the notification
| ||||
a)
| Position/status
| PDMR (Finance Director, subject to FCA approval) | |||
b)
| Initial notification /Amendment
| Initial notification | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||
a)
| Name
| Cenkos Securities plc | |||
b)
| LEI
| 213800ALVRC52VN3I821
| |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||
Identification code | GB00B1FLHR07 | ||||
b)
| Nature of the transaction
| Purchase / award of ordinary shares | |||
c)
| Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
107.0p | 1,682 | ||||
114.5p | 3,364 | ||||
111.5p | 3,228 | ||||
d)
| Aggregated information | ||||
- Aggregated volume | 8,274 | ||||
- Price | £9,148.14 | ||||
e)
| Date of the transaction
| 25 January 2018 | |||
f)
| Place of the transaction
| AIMX | |||
NOTIFICATIONS AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||
a)
| Name
| George William Edward Rogers | |||
2
| Reason for the notification
| ||||
a)
| Position/status
| PDMR (Finance Director, subject to FCA approval) | |||
b)
| Initial notification /Amendment
| Initial notification | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||
a)
| Name
| Cenkos Securities plc | |||
b)
| LEI
| 213800ALVRC52VN3I821
| |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||
Identification code | GB00B1FLHR07 | ||||
b)
| Nature of the transaction
| Purchase / award of ordinary shares | |||
c)
| Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
107.0p | 1,683 | ||||
114.5p | 3,366 | ||||
111.5p | 3,228 | ||||
d)
| Aggregated information | ||||
- Aggregated volume | 8,277 | ||||
- Price | £9,151.44 | ||||
e)
| Date of the transaction
| 25 January 2018 | |||
f)
| Place of the transaction
| AIMX | |||
NOTIFICATIONS AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||
a)
| Name
| Julian Morse | |||
2
| Reason for the notification
| ||||
a)
| Position/status
| PDMR (Finance Director, subject to FCA approval) | |||
b)
| Initial notification /Amendment
| Initial notification | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||
a)
| Name
| Cenkos Securities plc | |||
b)
| LEI
| 213800ALVRC52VN3I821
| |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||
Identification code | GB00B1FLHR07 | ||||
b)
| Nature of the transaction
| Purchase / award of ordinary shares | |||
c)
| Price(s) and volume(s) | ||||
Price(s) | Volume(s) | ||||
107.0p | 1,683 | ||||
114.5p | 3,366 | ||||
111.5p | 3,228 | ||||
d)
| Aggregated information | ||||
- Aggregated volume | 8,277 | ||||
- Price | £9,151.44 | ||||
e)
| Date of the transaction
| 25 January 2018 | |||
f)
| Place of the transaction
| AIMX | |||