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Pin to quick picksCarillion Plc Regulatory News (CLLN)

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Form 8.5 (EPT/RI)

20 Aug 2014 11:45

RNS Number : 6206P
Bank of America Merrill Lynch
20 August 2014
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Balfour Beatty PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Balfour Beatty PLC

(d)

Date dealing undertaken:

19/08/2014

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0000961622

Purchase

973,835

2.582 GBP

2.45 GBP

Common - ISIN GB0000961622

Sale

923,817

2.609 GBP

2.451 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0000961622

Swaps

Long

15

2.544 GBP

Common - ISIN GB0000961622

Swaps

Short

15

2.561 GBP

Common - ISIN GB0000961622

Swaps

Short

7,400

2.56 GBP

Common - ISIN GB0000961622

Swaps

Long

100

2.566 GBP

Common - ISIN GB0000961622

Swaps

Short

2,796

2.465 GBP

Common - ISIN GB0000961622

Swaps

Short

44,727

2.468 GBP

Common - ISIN GB0000961622

Swaps

Long

2,450

2.474 GBP

Common - ISIN GB0000961622

Swaps

Long

6,865

2.571 GBP

Common - ISIN GB0000961622

Swaps

Long

26

2.535 GBP

Common - ISIN GB0000961622

Swaps

Long

86

2.536 GBP

Common - ISIN GB0000961622

Swaps

Short

21

2.551 GBP

Common - ISIN GB0000961622

Swaps

Short

23

2.551 GBP

Common - ISIN GB0000961622

Swaps

Long

28

2.535 GBP

Common - ISIN GB0000961622

Swaps

Short

26

2.551 GBP

Common - ISIN GB0000961622

Swaps

Short

6

2.551 GBP

Common - ISIN GB0000961622

Swaps

Long

30

2.536 GBP

Common - ISIN GB0000961622

Swaps

Short

7

2.551 GBP

Common - ISIN GB0000961622

Swaps

Short

80

2.551 GBP

Common - ISIN GB0000961622

Swaps

Short

43,302

2.501 GBP

Common - ISIN GB0000961622

Swaps

Long

140,497

2.557 GBP

Common - ISIN GB0000961622

Swaps

Long

1,712

2.56 GBP

Common - ISIN GB0000961622

Swaps

Long

1,000

2.559 GBP

Common - ISIN GB0000961622

Swaps

Short

6,865

2.571 GBP

Common - ISIN GB0000961622

Swaps

Long

3,725

2.559 GBP

Common - ISIN GB0000961622

Swaps

Long

6,865

2.559 GBP

Common - ISIN GB0000961622

Swaps

Short

1,000

2.515 GBP

Common - ISIN GB0000961622

Swaps

Long

9,749

2.467 GBP

Common - ISIN GB0000961622

Swaps

Long

22,356

2.56 GBP

Common - ISIN GB0000961622

Swaps

Long

1,637

2.56 GBP

Common - ISIN GB0000961622

Swaps

Short

249

2.511 GBP

Common - ISIN GB0000961622

Swaps

Long

1,468

2.544 GBP

Common - ISIN GB0000961622

Swaps

Long

1,968

2.544 GBP

Common - ISIN GB0000961622

Swaps

Long

5,667

2.544 GBP

Common - ISIN GB0000961622

Swaps

Long

6,905

2.544 GBP

Common - ISIN GB0000961622

Swaps

Long

25,595

2.544 GBP

Common - ISIN GB0000961622

Swaps

Short

250,000

2.547 GBP

Common - ISIN GB0000961622

Swaps

Long

9,397

2.544 GBP

Common - ISIN GB0000961622

Swaps

Long

55

2.459 GBP

Common - ISIN GB0000961622

Swaps

Long

47,156

2.551 GBP

Common - ISIN GB0000961622

Swaps

Long

1,576

2.464 GBP

Common - ISIN GB0000961622

Swaps

Long

6,286

2.485 GBP

Common - ISIN GB0000961622

Swaps

Long

3,285

2.544 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

20/08/2014

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Carillion PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Balfour Beatty PLC

(d)

Date dealing undertaken:

19/08/2014

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0007365546

Purchase

207,335

3.426 GBP

3.356 GBP

Common - ISIN GB0007365546

Sale

383,398

3.429 GBP

3.355 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0007365546

Swaps

Short

25,441

3.394 GBP

Common - ISIN GB0007365546

Swaps

Long

5,800

3.367 GBP

Common - ISIN GB0007365546

Swaps

Short

11,995

3.371 GBP

Common - ISIN GB0007365546

Swaps

Short

510

3.405 GBP

Common - ISIN GB0007365546

Swaps

Short

13,536

3.369 GBP

Common - ISIN GB0007365546

Swaps

Short

1,205

3.402 GBP

Common - ISIN GB0007365546

Swaps

Long

425

3.402 GBP

Common - ISIN GB0007365546

Swaps

Long

575

3.42 GBP

Common - ISIN GB0007365546

Swaps

Short

7,806

3.375 GBP

Common - ISIN GB0007365546

Swaps

Long

969

3.411 GBP

Common - ISIN GB0007365546

Swaps

Long

7

3.385 GBP

Common - ISIN GB0007365546

Swaps

Long

22

3.385 GBP

Common - ISIN GB0007365546

Swaps

Long

8

3.385 GBP

Common - ISIN GB0007365546

Swaps

Long

8

3.385 GBP

Common - ISIN GB0007365546

Swaps

Long

19,768

3.38 GBP

Common - ISIN GB0007365546

Swaps

Short

5,458

3.367 GBP

Common - ISIN GB0007365546

Swaps

Short

1,566

3.368 GBP

Common - ISIN GB0007365546

Swaps

Short

5,217

3.367 GBP

Common - ISIN GB0007365546

Swaps

Long

157,777

3.365 GBP

Common - ISIN GB0007365546

Swaps

Short

1,014

3.367 GBP

Common - ISIN GB0007365546

Swaps

Short

1,543

3.367 GBP

Common - ISIN GB0007365546

Swaps

Short

1,659

3.367 GBP

Common - ISIN GB0007365546

Swaps

Short

1,544

3.381 GBP

Common - ISIN GB0007365546

Swaps

Short

4,742

3.367 GBP

Common - ISIN GB0007365546

Swaps

Long

5

3.417 GBP

Common - ISIN GB0007365546

Swaps

Long

11,499

3.367 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

20/08/2014

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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