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23 Jun 2010 10:42
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|
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FORM 8.5 (EPT/RI) |
|
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PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
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1. KEY INFORMATION |
|
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
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(b) Name of offeror/offeree in relation to whose |
Babcock International Group |
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|
relevant securities this form relates: |
|
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(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
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|
|
|
|
principal trader is connected: |
|
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(d) Date dealing undertaken: |
22/06/2010 |
|
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(e) Has the EPT previously disclosed, or is it today |
YES - . |
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|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
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(a) Purchases and sales |
|
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Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
Β |
Common - GB0009697037 |
Purchase |
290,099 |
GBP 5.64 |
GBP 5.56 |
|
Β |
Common - GB0009697037 |
Sale |
263,786 |
GBP 5.62 |
GBP 5.57 |
|
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(b) Derivatives transactions (other than options) |
|
Β |
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
10358 |
GBP 5.61 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
4492 |
GBP 5.61 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
2817 |
GBP 5.61 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
2411 |
GBP 5.60 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
761 |
GBP 5.60 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
321 |
GBP 5.56 |
|
Β |
Common - GB0009697037 |
Swap |
LONG |
263 |
GBP 5.64 |
|
Β |
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
57 |
GBP 5.62 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
252 |
GBP 5.62 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
876 |
GBP 5.62 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
1128 |
GBP 5.62 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
1128 |
GBP 5.62 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
2087 |
GBP 5.62 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
3709 |
GBP 5.61 |
|
Β |
Common - GB0009697037 |
Swap |
SHORT |
5228 |
GBP 5.63 |
|
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(c) Options transactions in respect of existing securities |
|
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(i) Writing, selling, purchasing or varying |
|
Β |
Class of |
Β |
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
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(ii) Exercising |
|
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Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
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(d) Other dealings (including subscribing for new securities) |
|
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Class of relevant |
Nature of dealing |
Β |
Details |
Price per unit (if |
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|
security |
|
applicable) |
|
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3. OTHER INFORMATION |
|
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(a) Indemnity and other dealing arrangements |
|
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Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
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NONE |
|
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(b) Agreements, arrangements or understandings relating to options or derivatives |
|
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Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
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NONE |
|
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Date of disclosure: |
23/06/2010 |
|
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Contact name: |
Bhavika Mistry |
|
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Telephone number: |
+44 207 995 4747 |
Β
|
Β |
FORM 8.5 (EPT/RI) |
|
Β |
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
Β |
1. KEY INFORMATION |
|
Β |
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
Β |
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
|
|
relevant securities this form relates: |
|
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(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management |
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|
LLC |
|
|
principal trader is connected: |
|
Β |
(d) Date dealing undertaken: |
22/06/2010 |
|
Β |
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
Β |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
Β |
(a) Purchases and sales |
|
Β |
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
Β |
Common - NL0009347863 |
Purchase |
40,750 |
GBP 9.58 |
GBP 9.48 |
|
Β |
Common - NL0009347863 |
Sale |
39,424 |
GBP 9.58 |
GBP 9.49 |
|
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(b) Derivatives transactions (other than options) |
|
Β |
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
2036 |
GBP 9.48 |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
996 |
GBP 9.50 |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
818 |
GBP 9.48 |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
654 |
GBP 9.50 |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
625 |
GBP 9.48 |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
452 |
GBP 9.50 |
|
Β |
Common - NL0009347863 |
Swap |
LONG |
56 |
GBP 9.50 |
|
Β |
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
169 |
GBP 9.54 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
845 |
GBP 9.49 |
|
Β |
Common - NL0009347863 |
Swap |
SHORT |
996 |
GBP 9.58 |
|
|
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(c) Options transactions in respect of existing securities |
|||||
|
Β |
(i) Writing, selling, purchasing or varying |
|
Β |
Class of |
Β |
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
Β |
(ii) Exercising |
|
Β |
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
Β |
(d) Other dealings (including subscribing for new securities) |
|
Β |
Class of relevant |
Nature of dealing |
Β |
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
Β |
3. OTHER INFORMATION |
|
Β |
(a) Indemnity and other dealing arrangements |
|
Β |
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
Β |
NONE |
|
Β |
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
Β |
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
Β |
NONE |
|
Β |
Date of disclosure: |
23/06/2010 |
|
Β |
Contact name: |
Bhavika Mistry |
|
Β |
Telephone number: |
+44 207 995 4747 |
Β
|
Β |
FORM 8.5 (EPT/RI) |
|
Β |
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
Β |
1. KEY INFORMATION |
|
Β |
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
Β |
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
Β |
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
|
Group Plc |
|
|
principal trader is connected: |
|
Β |
(d) Date dealing undertaken: |
22/06/2010 |
|
Β |
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
Β |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
Β |
(a) Purchases and sales |
|
Β |
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
Β |
Common - GB0001411924 |
Purchase |
185,023 |
GBP 7.08 |
GBP 7.03 |
|
Β |
Common - GB0001411924 |
Sale |
233,828 |
GBP 7.08 |
GBP 7.03 |
|
Β |
(b) Derivatives transactions (other than options) |
|
Β |
Class of |
Product description |
Nature of dealing |
Number of |
Β |
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
Β |
(c) Options transactions in respect of existing securities |
|
Β |
(i) Writing, selling, purchasing or varying |
|
Β |
Class of |
Β |
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
Β |
(ii) Exercising |
|
Β |
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
Β |
(d) Other dealings (including subscribing for new securities) |
|
Β |
Class of relevant |
Nature of dealing |
Β |
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
Β |
3. OTHER INFORMATION |
|
Β |
(a) Indemnity and other dealing arrangements |
|
Β |
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
Β |
NONE |
|
Β |
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
Β |
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
Β |
NONE |
|
Β |
Date of disclosure: |
23/06/2010 |
|
Β |
Contact name: |
Bhavika Mistry |
|
Β |
Telephone number: |
+44 207 995 4747 |
|
Β |
FORM 8.5 (EPT/RI) |
|
Β |
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
Β |
1. KEY INFORMATION |
|
Β |
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
Β |
(b) Name of offeror/offeree in relation to whose |
Cape Plc |
|
|
relevant securities this form relates: |
|
Β |
(c) Name of the party to the offer with which exempt |
Advisor to CAPE PLC |
|
|
|
|
|
principal trader is connected: |
|
Β |
(d) Date dealing undertaken: |
22/06/2010 |
|
Β |
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
Β |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
Β |
(a) Purchases and sales |
|
Β |
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
Β |
Common - GB0001726081 |
Purchase |
278,211 |
GBP 2.47 |
GBP 2.15 |
|
Β |
Common - GB0001726081 |
Sale |
151,968 |
GBP 2.36 |
GBP 2.14 |
|
Β |
(b) Derivatives transactions (other than options) |
|
Β |
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
Β |
Common - GB0001726081 |
Swap |
LONG |
36476 |
GBP 2.26 |
|
Β |
Common - GB0001726081 |
Swap |
LONG |
30651 |
GBP 2.26 |
|
Β |
Common - GB0001726081 |
Swap |
LONG |
12570 |
GBP 2.47 |
|
Β |
Common - GB0001726081 |
Swap |
LONG |
6704 |
GBP 2.26 |
|
Β |
Common - GB0001726081 |
Swap |
LONG |
2290 |
GBP 2.45 |
|
Β |
Common - GB0001726081 |
Swap |
LONG |
1580 |
GBP 2.46 |
|
Β |
Common - GB0001726081 |
Swap |
LONG |
240 |
GBP 2.45 |
|
Β |
Common - GB0001726081 |
Swap |
LONG |
60 |
GBP 2.45 |
|
Β |
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
Β |
Common - GB0001726081 |
Swap |
SHORT |
1580 |
GBP 2.47 |
|
Β |
Common - GB0001726081 |
Swap |
SHORT |
2290 |
GBP 2.49 |
|
Β |
Common - GB0001726081 |
Swap |
SHORT |
2970 |
GBP 2.47 |
|
Β |
Common - GB0001726081 |
Swap |
SHORT |
10999 |
GBP 2.16 |
|
Β |
Common - GB0001726081 |
Swap |
SHORT |
30651 |
GBP 2.16 |
|
Β |
(c) Options transactions in respect of existing securities |
|
Β |
(i) Writing, selling, purchasing or varying |
|
Β |
Class of |
Β |
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
Β |
(ii) Exercising |
|
Β |
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
Β |
(d) Other dealings (including subscribing for new securities) |
|
Β |
Class of relevant |
Nature of dealing |
Β |
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
Β |
3. OTHER INFORMATION |
|
Β |
(a) Indemnity and other dealing arrangements |
|
Β |
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
Β |
NONE |
|
Β |
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
Β |
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
Β |
NONE |
|
Β |
Date of disclosure: |
23/06/2010 |
|
Β |
Contact name: |
Bhavika Mistry |
|
Β |
Telephone number: |
+44 207 995 4747 |
Β
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