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Last checked at 
12 Jan 2015 13:55
The following amendment should be made to the XL GROUP PLC 'Form 8 (OPD) - XL Group plc' announcement released at 1:14 pm GMT today.The ISIN and Ticker for Catlin have now been included for linking purposes.
All other details remain unchanged.The full corrected version is shown below.
Catlin is a Bermudian entity and is therefore not subject to the UK Takeover Code. Shareholders of Catlin and others dealing are therefore not obliged to disclose any of their dealings under the provisions of the Code. However, market participants are requested to make disclosures as if the Code applied and as if Catlin were in an "offer period".
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | XL Group plc (“XL”) | ||
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): | N/A | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: | XL Group plc | ||
| (d) Is the discloser the offeror or the offeree? | Offeror | ||
| (e) Date position held: | 9 January 2015 | ||
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | No |
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates
| Class of relevant security: | |||||||||
|
| Interests | Short positions | |||||||
| Number | % | Number | % | ||||||
| (1) Relevant securities owned and/or controlled: | Nil | Nil | |||||||
| (2) Cash-settled derivatives: | Nil | Nil | |||||||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | Nil | Nil | |||||||
| TOTAL: | Nil | Nil | |||||||
(b) Rights to subscribe for new securities
| Class of relevant security in relation to which subscription right exists: | None | ||
| Details, including nature of the rights concerned and relevant percentages: | N/A |
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
| Details of any interests, short positions and rights to subscribe (including directors’ and other employee options) of any person acting in concert with the party to the offer making the disclosure: |
| See below. |
3.1 XL Directors
| Name | Number of Ordinary Shares held | Percentage of total issued ordinary shares (excluding treasury shares) | |||
| Robert R. Glauber | 49,212.085 | 0.019% | |||
| Ramani Ayer | 16,520.000 | 0.006% | |||
| Dale R. Comey | 55,807.452 | 0.021% | |||
| Edward J. Kelly, III | 2,352.000 | 0.001% | |||
| Suzanne B. Labarge | 13,223.000 | 0.005% | |||
| Joseph Mauriello | 45,735.563 | 0.017% | |||
| Michael S. McGavick | 217,821.000 | 0.085% | |||
| Eugene M. McQuade | 49,342.354 | 0.019% | |||
| Clayton S. Rose | 25,670.000 | 0.010% | |||
| Anne Stevens | 3,207.000 | 0.001% | |||
| John M. Vereker | 47,999.095 | 0.018% |
3.2 Directors' Stock Awards and Options
Directors hold the following stock options:
| Type of Award | Number held | ||
| Ramani Ayer | 5,000 | ||
| Dale Comey | 20,000 | ||
| Robert Glauber | 22,500 | ||
| Suzanne Labarge | 5,000 | ||
| Edward Kelly, III | 5,000 | ||
| Joseph Mauriello | 22,500 | ||
| Michael McGavick | 2,344,457 | ||
| Eugene McQuade | 20,000 | ||
| Clayton Rose | 5,000 | ||
| Anne Stevens | 5,000 | ||
| John M. Vereker | 17,500 |
3.3 Advisers to XL
Morgan Stanley & Co. International plc (Morgan Stanley Equity Services Inc and Morgan Stanley Capital (Luxembourg) S.A.)
| Class of relevant security: | |||||||||
|
| Interests | Short positions | |||||||
| Number | % | Number | % | ||||||
| (1) Relevant securities owned and/or controlled: | 15,539 | 0.0059 | Nil | ||||||
| (2) Cash-settled derivatives: | Nil | Nil | |||||||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | Nil | Nil | |||||||
| TOTAL: | 15,539 | 0.0059 | Nil | ||||||
Goldman, Sachs & Co.
| Class of relevant security: | ORD | ||||||||
| Interests | Short positions | ||||||||
| Number | % | Number | % | ||||||
| (1) Relevant securities owned and/or controlled: | 492,102 | 0.19 | 361,187 | 0.13 | |||||
| (2) Derivatives (other than options): | 0 | 0.00 | 19,359 | 0.00 | |||||
| (3) Options and agreements to purchase/sell: | 20,600 | 0.00 | 19,900 | 0.00 | |||||
| TOTAL: | 512,702 | 0.19 | 400,446 | 0.15 | |||||
In addition, see attached Supplemental Form 8 (Open Positions)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer making the disclosure or any person acting in concert with it: |
| None. |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer making the disclosure, or any person acting in concert with it, and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: |
| None. |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | Yes | ||
| Supplemental Form 8 (SBL) | No |
| Date of disclosure: | 9 January 2015 | ||
| Contact name: | David Radulski, SVP and Director of Investor Relations | ||
| Telephone number: | +1-203-964-3470 |
SUPPLEMENTAL FORM 8(OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENT TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose open positions are being disclosed: | Goldman, Sachs & Co. | |
| Name of offeror/offeree in relation to whose relevant securities disclosure relates: | XL Group plc |
2. OPTIONS AND DERIVATIVES
| Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | |||||||
| ORD | Call Option | Purchased | 100 | 33.0000 USD | AMER | 17/04/2015 | |||||||
| ORD | Call Option | Sold | 100 | 38.0000 USD | AMER | 17/04/2015 | |||||||
| ORD | Call Option | Purchased | 200 | 30.0000 USD | AMER | 17/04/2015 | |||||||
| ORD | Call Option | Sold | 200 | 36.0000 USD | AMER | 17/04/2015 | |||||||
| ORD | Call Option | Purchased | 300 | 32.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Call Option | Purchased | 300 | 32.0000 USD | AMER | 17/04/2015 | |||||||
| ORD | Call Option | Purchased | 300 | 37.0000 USD | AMER | 17/04/2015 | |||||||
| ORD | Call Option | Sold | 400 | 35.0000 USD | AMER | 17/04/2015 | |||||||
| ORD | Call Option | Purchased | 700 | 36.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Call Option | Purchased | 800 | 34.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Call Option | Sold | 1,700 | 33.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Call Option | Purchased | 1,900 | 37.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Call Option | Purchased | 2,000 | 36.0000 USD | AMER | 20/02/2015 | |||||||
| ORD | Call Option | Purchased | 6,000 | 35.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Put Option | Purchased | 100 | 26.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Put Option | Purchased | 100 | 29.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Put Option | Sold | 200 | 31.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Put Option | Sold | 200 | 36.0000 USD | AMER | 17/07/2015 | |||||||
| ORD | Put Option | Purchased | 200 | 37.0000 USD | AMER | 17/07/2015 | |||||||
| ORD | Put Option | Purchased | 300 | 32.0000 USD | AMER | 17/04/2015 | |||||||
| ORD | Put Option | Sold | 300 | 36.0000 USD | AMER | 17/04/2015 | |||||||
| ORD | Put Option | Purchased | 600 | 37.0000 USD | AMER | 20/02/2015 | |||||||
| ORD | Put Option | Sold | 900 | 30.0000 USD | AMER | 17/07/2015 | |||||||
| ORD | Put Option | Sold | 900 | 34.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Put Option | Purchased | 1,000 | 33.0000 USD | AMER | 20/02/2015 | |||||||
| ORD | Put Option | Purchased | 1,200 | 26.0000 USD | AMER | 17/04/2015 | |||||||
| ORD | Put Option | Sold | 1,400 | 32.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Put Option | Purchased | 1,600 | 34.0000 USD | AMER | 20/02/2015 | |||||||
| ORD | Put Option | Purchased | 1,700 | 36.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Put Option | Purchased | 2,600 | 37.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Put Option | Sold | 4,100 | 35.0000 USD | AMER | 17/01/2015 | |||||||
| ORD | Put Option | Purchased | 8,100 | 30.0000 USD | AMER | 17/04/2015 |
3. AGREEMENTS TO PURCHASE OR SELL
| Full details should be given so that the nature of the interest or position can be fully understood: |
Copyright Business Wire 2015
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