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Last checked at 
28 Jan 2015 11:34
| DISCLOSURE FORM | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||
| relevant securities this form relates: | |||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||
| principal trader is connected | |||||||
| (d) | Date position held/dealing undertaken: | 27 January 2015 | |||||
| 2. | POSITIONS | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | |||||||
| Class of relevant security: | ORD | ||||||
| Interests | Short Positions | ||||||
| Number | (%) | Number | (%) | ||||
| (1) | Relevant securities owned | ||||||
| and/or controlled: | 899,957 | 0.25% | 467,481 | 0.13% | |||
| (2) | Derivatives (other than | ||||||
| options): | 245,260 | 0.07% | 539,848 | 0.15% | |||
| (3) | Options and agreements to | ||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| (4) | |||||||
| TOTAL: | 1,145,217 | 0.32% | 1,007,329 | 0.28% | |||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) | |||||||
| Class of relevant security in relation to | |||||||
| which subscription right exists | |||||||
| Details, including nature of the rights | |||||||
| concerned and relevant percentages: | |||||||
| 3. | DEALINGS | ||||||
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 300 | 7.0550 GBP | ||||
| ORD | Purchase | 377 | 7.0900 GBP | ||||
| ORD | Purchase | 762 | 7.0950 GBP | ||||
| ORD | Purchase | 1,276 | 7.0800 GBP | ||||
| ORD | Purchase | 1,304 | 7.0683 GBP | ||||
| ORD | Purchase | 2,207 | 7.0641 GBP | ||||
| ORD | Purchase | 2,370 | 7.0750 GBP | ||||
| ORD | Purchase | 5,903 | 7.0798 GBP | ||||
| ORD | Purchase | 5,967 | 7.0700 GBP | ||||
| ORD | Purchase | 10,991 | 7.0600 GBP | ||||
| ORD | Purchase | 11,741 | 7.0650 GBP | ||||
| ORD | Purchase | 14,364 | 7.0727 GBP | ||||
| ORD | Purchase | 16,753 | 7.0739 GBP | ||||
| ORD | Purchase | 50,950 | 7.0651 GBP | ||||
| ORD | Purchase | 69,102 | 7.0767 GBP | ||||
| ORD | Purchase | 2,465 | 7.0600 GBP | ||||
| ORD | Sale | 1,151 | 7.0650 GBP | ||||
| ORD | Sale | 300 | 7.0550 GBP | ||||
| ORD | Sale | 377 | 7.0900 GBP | ||||
| ORD | Sale | 762 | 7.0950 GBP | ||||
| ORD | Sale | 1,276 | 7.0800 GBP | ||||
| ORD | Sale | 1,339 | 7.0718 GBP | ||||
| ORD | Sale | 1,819 | 7.0650 GBP | ||||
| ORD | Sale | 2,237 | 7.0758 GBP | ||||
| ORD | Sale | 2,315 | 7.0634 GBP | ||||
| ORD | Sale | 2,780 | 7.0777 GBP | ||||
| ORD | Sale | 2,990 | 7.0750 GBP | ||||
| ORD | Sale | 3,875 | 7.0711 GBP | ||||
| ORD | Sale | 4,373 | 7.0700 GBP | ||||
| ORD | Sale | 4,407 | 7.0691 GBP | ||||
| ORD | Sale | 4,469 | 7.0649 GBP | ||||
| ORD | Sale | 6,992 | 7.0713 GBP | ||||
| ORD | Sale | 10,672 | 7.0600 GBP | ||||
| ORD | Sale | 13,878 | 7.0672 GBP | ||||
| ORD | Sale | 14,632 | 7.0676 GBP | ||||
| ORD | Sale | 18,212 | 7.0688 GBP | ||||
| ORD | Sale | 24,094 | 7.0731 GBP | ||||
| (b) | Derivatives transactions (other than options) | ||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description | reference | unit | ||||
| security | securities | ||||||
| ORD | CFD | Long | 2,780 | 7.0777 GBP | |||
| ORD | CFD | Long | 4,407 | 7.0691 GBP | |||
| ORD | SWAP | Long | 4,536 | 7.0684 GBP | |||
| ORD | CFD | Long | 11,048 | 7.0731 GBP | |||
| ORD | SWAP | Short | 10,477 | 7.0764 GBP | |||
| ORD | SWAP | Short | 12,300 | 7.0670 GBP | |||
| ORD | CFD | Short | 14,873 | 7.0733 GBP | |||
| ORD | SWAP | Short | 27,460 | 7.0762 GBP | |||
| ORD | CFD | Short | 31,085 | 7.0791 GBP | |||
| (c) | Options transactions in respect of existing securities | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | date | money | |
| relevant | selling, | securities | per unit | paid/ | |||
| security | varying etc | to which | received | ||||
| option | per unit | ||||||
| relates | |||||||
| (ii) | Exercising | ||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||
| security | securities | unit | |||||
| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security | applicable) | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 28 Jan 2015 | ||||||
| Contact name: | Jay Supaya | ||||||
| Telephone number: | 0207 773 0635 | ||||||
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