28 Aug 2018 07:00
28 August 2018
Crusader Resources
("Company" or "Crusader")
Appendix 3B and Appendix 3Y
Crusader Resources Limited (ASX:CAS, AIM:CAS) announces that the following Appendix 3B and Appendix 3Y information has been released on the Australian Securities Exchange ("ASX"), as required under the listing rules of the ASX.
For further information, please contact:
Mr. Paul Stephen | Investor Relations |
Executive Director | Office (Aus): +61 8 9320 7500 |
Office (Aus): +61 8 9320 7500 | Email: admin@crusaderresources.com |
Email: paul@crusaderresources.com | |
Smith & Williamson Corporate Finance Limited | Camarco |
Nominated Adviser | Financial PR |
Azhic Basirov / Katy Birkin / Ben Jeynes | Gordon Poole / Nick Hennis / Monique Perks |
+44(0)207 131 4000 | +44(0)20 3757 4997 / +44(0)20 3781 8330 |
Hannam & Partners | |
Joint Broker | |
Neil Passmore / Andrew Chubb / Ernie Bell | |
+44 (0)20 7907 8500 |
Appendix 3B
New issue announcement
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity |
Crusader Resources Limited |
ABN |
94 106 641 963 |
We (the entity) give ASX the following information.
Part 1 ‑ All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 | +Class of +securities issued or to be issued
| (a) Unlisted options lapsed (b) Unlisted options lapsed
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2 | Number of +securities issued or to be issued (if known) or maximum number which may be issued | (a) 1,246,550 (b) 1,885,000
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3 | Principal terms of the +securities (e.g. if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
| (a) Unlisted Options (exercisable $0.41 each, expiring 20 August 2018) (b)Unlisted Options (exercisable $0.52 each, expiring 14 August 2018)
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4 | Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?
If the additional +securities do not rank equally, please state: · the date from which they do · the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment · the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment |
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5 | Issue price or consideration
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6 | Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets)
| Options lapsed | |||
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6a | Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i | No | |||
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6b | The date the security holder resolution under rule 7.1A was passed |
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6c | Number of +securities issued without security holder approval under rule 7.1 |
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6d | Number of +securities issued with security holder approval under rule 7.1A |
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6e | Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
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6f | Number of +securities issued under an exception in rule 7.2 |
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6g | If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the +issue date and both values. Include the source of the VWAP calculation. |
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6h | If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements |
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6i | Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements |
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7 | +Issue dates Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A. Cross reference: item 33 of Appendix 3B. | Options lapsed 14 and 20 August 2018 | |||
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Number | +Class | ||||
8 | Number and +class of all +securities quoted on ASX (including the +securities in section 2 if applicable)
| 502,150,521 | Fully paid ordinary shares.
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Number | +Class | ||
9
| Number and +class of all +securities not quoted on ASX (including the +securities in section 2 if applicable)
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8,741,258
1,000,000
1,000,000
1,000,000
5,000,000
5,000,000
75,377,144
17,622,977
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Options exercisable at $0.286 each expiring 31 December 2018
Options exercisable at $0.15 each expiring 19 May 2023
Options exercisable at $0.20 each expiring 19 May 2023
Options exercisable at $0.30 each expiring 19 May 2023
Options exercisable at $0.195 each expiring 23 December 2019
Options exercisable at $0.26 each expiring 23 December 2019
Options exercisable at $0.055 each expiring 31 May 2020
Performance Rights - expire 20 Nov 2022 if vesting conditions not satisfied |
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10 | Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests) |
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Part 2 ‑ Pro rata issue
11 | Is security holder approval required? |
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12 | Is the issue renounceable or non-renounceable? |
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13 | Ratio in which the +securities will be offered |
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14 | +Class of +securities to which the offer relates |
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15 | +Record date to determine entitlements |
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16 | Will holdings on different registers (or subregisters) be aggregated for calculating entitlements? |
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17 | Policy for deciding entitlements in relation to fractions
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18 | Names of countries in which the entity has security holders who will not be sent new offer documents Note: Security holders must be told how their entitlements are to be dealt with. Cross reference: rule 7.7. |
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19 | Closing date for receipt of acceptances or renunciations |
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20 | Names of any underwriters
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21 | Amount of any underwriting fee or commission |
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22 | Names of any brokers to the issue |
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23 | Fee or commission payable to the broker to the issue |
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24 | Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of security holders |
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25 | If the issue is contingent on security holders' approval, the date of the meeting |
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26 | Date entitlement and acceptance form and offer documents will be sent to persons entitled |
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27 | If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders |
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28 | Date rights trading will begin (if applicable) |
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29 | Date rights trading will end (if applicable)
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30 | How do security holders sell their entitlements in full through a broker? |
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31 | How do security holders sell part of their entitlements through a broker and accept for the balance? |
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32 | How do security holders dispose of their entitlements (except by sale through a broker)? |
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33 | +Issue date
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Part 3 ‑ Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 | Type of +securities (tick one)
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(a) | x | +Securities described in Part 1 |
(b) | All other +securities Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities |
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents |
35 | If the +securities are +equity securities, the names of the 20 largest holders of the additional +securities, and the number and percentage of additional +securities held by those holders | |
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36 | If the +securities are +equity securities, a distribution schedule of the additional +securities setting out the number of holders in the categories 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,001 and over | |
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37 | A copy of any trust deed for the additional +securities |
Entities that have ticked box 34(b)
38 | Number of +securities for which +quotation is sought
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39 | +Class of +securities for which quotation is sought
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40 | Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?
If the additional +securities do not rank equally, please state: · the date from which they do · the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment · the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment |
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41 | Reason for request for quotation now Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another +security, clearly identify that other +security)
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Number | +Class | |||
42 | Number and +class of all +securities quoted on ASX (including the +securities in clause 38)
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1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
· The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
· There is no reason why those +securities should not be granted +quotation.
· An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
· Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
· If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any information or document is not available now, we will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Sign here: ........................................................... Date 27 August 2018
(Director/Company secretary)
Print name: Andrew Beigel
== == == == ==
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity CRUSADER RESOURCES LIMITED |
ABN 94 106 641 963 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Paul Richard Stephen |
Date of last notice | 29 April 2016 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| The Stephen Superfund (Trustee and Member) Blue Bone Enterprises (WA) Pty Ltd (Shareholder)
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Date of change | 14 August 2018 |
No. of securities held prior to change Paul Stephen
The Stephen Superfund
Blue Bone Enterprises (WA) Pty Ltd |
458,333 Unlisted Options ($0.43, 7/8/17) 500,000 Unlisted Options ($0.52, 14/8/18)
2,009,495 Ordinary Shares 50,000 Unlisted Options ($0.15, 31/12/17)
3,068,571 Ordinary Shares |
Class
| Unlisted Options ($0.52, 14/8/18) Unlisted Options ($0.43, 7/8/17) Unlisted Options ($0.15, 31/12/17)
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Number acquired | Nil
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Number disposed | 1,008,333 Options lapsed |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | N/A |
No. of securities held after change
The Stephen Superfund
Blue Bone Enterprises (WA) Pty Ltd |
2,009,495 Ordinary Shares
3,068,571 Ordinary Shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Options lapsed
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | |
Nature of interest
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Name of registered holder (if issued securities)
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Date of change | |
No. and class of securities to which interest related prior to change | |
Interest acquired | |
Interest disposed | |
Value/Consideration
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Interest after change |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | |
If prior written clearance was provided, on what date was this provided? |
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Crusader Resources Limited |
ABN 94 106 641 963 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | John Richard Evans |
Date of last notice | 15 August 2014 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
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Date of change | 14 August 2018 |
No. of securities held prior to change | 330,000 Unlisted Options ($0.52, 14/8/18) 330,000 Unlisted Options ($0.43, 7/8/17)
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Class | Unlisted Options ($0.52, 14/8/18) Unlisted Options ($0.43, 7/8/17) |
Number acquired | N/A |
Number disposed | 660,000 lapsed |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| N/A |
No. of securities held after change | nil
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Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Options lapsed |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | |
Nature of interest
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Name of registered holder (if issued securities)
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Date of change | |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
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Interest acquired | |
Interest disposed | |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
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Interest after change |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |