19 Dec 2022 11:10
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CAPITAL & COUNTIES PROPERTIES PLC | |||||
relevant securities this form relates: | |||||||
(c) | Name of the party to the offer with which exempt | CAPITAL & COUNTIES PROPERTIES PLC | |||||
principal trader is connected | |||||||
(d) | Date position held/dealing undertaken: | 16 December 2022 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
| ||||
trader making disclosures in respect of any other party to the offer? | SHAFTESBURY PLC | ||||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
| |||||
Class of relevant security: | 25p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 10,680,077 | 1.25% | 7,467,126 | 0.88% | |||
(2) | Cash-settled derivatives: | ||||||
7,738,453 | 0.91% | 9,712,298 | 1.14% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 18,418,530 | 2.16% | 17,179,424 | 2.02% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
| |||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security | securities | paid/received | paid/received | ||||
25p ordinary | Purchase | 194,025 | 1.0330 GBP | 1.0229 GBP | |||
25p ordinary | Sale | 513,451 | 1.0330 GBP | 1.0229 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
25p ordinary | SWAP | Decreasing Short | 1,562 | 1.0327 GBP | |||
25p ordinary | SWAP | Decreasing Short | 2,444 | 1.0259 GBP | |||
25p ordinary | SWAP | Decreasing Short | 3,706 | 1.0301 GBP | |||
25p ordinary | SWAP | Decreasing Short | 18,244 | 1.0281 GBP | |||
25p ordinary | CFD | Increasing Long | 4 | 1.0300 GBP | |||
25p ordinary | SWAP | Increasing Long | 18 | 1.0280 GBP | |||
25p ordinary | SWAP | Increasing Long | 56 | 1.0330 GBP | |||
25p ordinary | SWAP | Increasing Long | 74 | 1.0317 GBP | |||
25p ordinary | CFD | Increasing Long | 88 | 1.0331 GBP | |||
25p ordinary | SWAP | Increasing Long | 2,590 | 1.0330 GBP | |||
25p ordinary | CFD | Increasing Long | 16,060 | 1.0317 GBP | |||
25p ordinary | SWAP | Increasing Long | 19,640 | 1.0309 GBP | |||
25p ordinary | CFD | Increasing Long | 25,140 | 1.0330 GBP | |||
25p ordinary | SWAP | Increasing Long | 25,181 | 1.0250 GBP | |||
25p ordinary | CFD | Increasing Long | 31,000 | 1.0216 GBP | |||
25p ordinary | CFD | Increasing Long | 37,460 | 1.0330 GBP | |||
25p ordinary | CFD | Increasing Long | 53,520 | 1.0282 GBP | |||
25p ordinary | SWAP | Increasing Long | 67,375 | 1.0320 GBP | |||
25p ordinary | CFD | Increasing Long | 227,272 | 1.0329 GBP | |||
25p ordinary | SWAP | Increasing Long | 249,504 | 1.0328 GBP | |||
25p ordinary | SWAP | Increasing Short | 4 | 1.0254 GBP | |||
25p ordinary | SWAP | Increasing Short | 3,000 | 1.0260 GBP | |||
25p ordinary | SWAP | Increasing Short | 4,702 | 1.0299 GBP | |||
25p ordinary | SWAP | Increasing Short | 7,160 | 1.0294 GBP | |||
25p ordinary | SWAP | Increasing Short | 21,320 | 1.0251 GBP | |||
25p ordinary | CFD | Opening Long | 4 | 1.0300 GBP | |||
25p ordinary | CFD | Opening Long | 88 | 1.0331 GBP | |||
25p ordinary | CFD | Opening Long | 16,060 | 1.0317 GBP | |||
25p ordinary | CFD | Opening Long | 25,140 | 1.0330 GBP | |||
25p ordinary | CFD | Opening Long | 31,000 | 1.0216 GBP | |||
25p ordinary | CFD | Opening Long | 37,460 | 1.0330 GBP | |||
25p ordinary | CFD | Opening Long | 53,520 | 1.0282 GBP | |||
25p ordinary | CFD | Opening Long | 227,272 | 1.0329 GBP | |||
25p ordinary | CFD | Opening Short | 4 | 1.0300 GBP | |||
25p ordinary | CFD | Opening Short | 88 | 1.0331 GBP | |||
25p ordinary | CFD | Opening Short | 16,060 | 1.0317 GBP | |||
25p ordinary | CFD | Opening Short | 25,140 | 1.0330 GBP | |||
25p ordinary | CFD | Opening Short | 31,000 | 1.0216 GBP | |||
25p ordinary | CFD | Opening Short | 37,460 | 1.0330 GBP | |||
25p ordinary | CFD | Opening Short | 53,520 | 1.0282 GBP | |||
25p ordinary | CFD | Opening Short | 227,272 | 1.0329 GBP | |||
25p ordinary | SWAP | Opening Long | 2,590 | 1.0330 GBP | |||
25p ordinary | CFD | Opening Short | 16,060 | 1.0317 GBP | |||
25p ordinary | CFD | Opening Long | 31,000 | 1.0216 GBP | |||
25p ordinary | CFD | Opening Long | 37,460 | 1.0330 GBP | |||
25p ordinary | CFD | Opening Long | 227,272 | 1.0329 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or |
| ||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Dec 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||