Last checked at 3 Nov 2017 07:00
Brooks Macdonald Group plc
(the "Company")
Director/PDMR shareholding
The Company has received notice that certain employees, PDMRs and PCAs have transacted in ordinary shares of 1p each in the Company ("Ordinary Shares").
The Company has received notice that, on 31 October 2017, certain employees and one PDMR exercised options over a total of 10,586 Ordinary Shares in accordance with the rules, and due to the maturation, of the Company Share Option Plan ("CSOP"). Pursuant to the exercise of these options, the Company has made an application to the London Stock Exchange for 10,586 new Ordinary Shares to be admitted to trading on AIM ("Admission"). It is expected that Admission will become effective on 6 November 2017.
The Company has also received notice that, on 31 October 2017, certain employees and PDMRs exercised options over a total of 38,753 Ordinary Shares under the Company's existing Long Term Incentive Scheme ("LTIS") Award. No new Ordinary Shares have been issued to satisfy the LTIS awards. Following the exercise of options, the Brooks Macdonald Group Employee Benefit Trust (the "EBT") has transferred 38,753 Ordinary Shares to satisfy the awards. Following this transfer the EBT now holds 196,930 Ordinary Shares, representing 1.43% of the Company's current voting rights.
Following this notification, the Company has 13,815,263 Ordinary Shares in issue.
Template for notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
a)
| Name
| Simon Jackson | |||||||||
2
| Reason for the notification
| ||||||||||
a)
| Position/status
| Finance Director | |||||||||
b)
| Initial notification / Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
a)
| Name
| Brooks Macdonald Group plc | |||||||||
b)
| LEI
| 213800WRDF8LB8MIEX37 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Options over 2,067 Ordinary Shares | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Exercise of options over a total of 2,067 Ordinary Shares under the Company's existing CSOP | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Exercise Price | Volume | ||||||||||
£13.805 | 2,067 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Options over 10,991 Ordinary Shares | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Exercise of options over a total of 10,991 ordinary shares under the Company's existing LTIS. | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Exercise Price | Volume | ||||||||||
£0.01 | 10,991 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares of 1p each | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Simon Jackson has sold 24,136 Ordinary Shares from his share account | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Price | Volume | ||||||||||
£19.55175 | 24,136 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
a)
| Name
| Sally Jackson | |||||||||
2
| Reason for the notification
| ||||||||||
a)
| Position/status
| Notification concerns a PCA. The relevant PDMR is Simon Jackson, Finance Director | |||||||||
b)
| Initial notification / Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
a)
| Name
| Brooks Macdonald Group plc | |||||||||
b)
| LEI
| 213800WRDF8LB8MIEX37 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Sally Jackson has sold 11,847 Ordinary Shares from her share account | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Price | Volume | ||||||||||
£19.55175 | 11,847 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
a)
| Name
| Chris Macdonald | |||||||||
2
| Reason for the notification
| ||||||||||
a)
| Position/status
| Deputy Chairman | |||||||||
b)
| Initial notification / Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
a)
| Name
| Brooks Macdonald Group plc | |||||||||
b)
| LEI
| 213800WRDF8LB8MIEX37 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Options over 4,533 Ordinary Shares | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Exercise of options over a total of 4,533 ordinary shares under the Company's existing LTIS. | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Exercise Price | Volume | ||||||||||
£0.01 | 4,533 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
a)
| Name
| Andrew Shepherd | |||||||||
2
| Reason for the notification
| ||||||||||
a)
| Position/status
| Deputy Chief Executive Officer | |||||||||
b)
| Initial notification / Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
a)
| Name
| Brooks Macdonald Group plc | |||||||||
b)
| LEI
| 213800WRDF8LB8MIEX37 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Options over 4,567 Ordinary Shares | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Exercise of options over a total of 4,567 ordinary shares under the Company's existing LTIS. | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Exercise Price | Volume | ||||||||||
£0.01 | 4,567 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares of 1p each | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Andrew Shepherd has sold 5,567 Ordinary Shares from his Share account | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Price | Volume | ||||||||||
£19.55175 | 5,567 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
a)
| Name
| Alison Shepherd | |||||||||
2
| Reason for the notification
| ||||||||||
a)
| Position/status
| Notification concerns a PCA. The relevant PDMR is Andrew Shepherd, Deputy Chief Executive Officer | |||||||||
b)
| Initial notification / Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
a)
| Name
| Brooks Macdonald Group plc | |||||||||
b)
| LEI
| 213800WRDF8LB8MIEX37 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Alison Shepherd has sold 1,000 Ordinary Shares from her share account | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Price | Volume | ||||||||||
£19.55175 | 1,000 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
a)
| Name
| Richard Spencer | |||||||||
2
| Reason for the notification
| ||||||||||
a)
| Position/status
| Chief Investment Officer | |||||||||
b)
| Initial notification / Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
a)
| Name
| Brooks Macdonald Group plc | |||||||||
b)
| LEI
| 213800WRDF8LB8MIEX37 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares at 1p each | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Richard Spencer has transferred 150,000 Ordinary Shares to his wife, Fiona Spencer, for nil consideration | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Price | Volume | ||||||||||
nil | 150,000 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
a)
| Name
| Fiona Spencer | |||||||||
2
| Reason for the notification
| ||||||||||
a)
| Position/status
| Notification concerns a PCA. The relevant PDMR is Richard Spencer, Chief Investment Officer | |||||||||
b)
| Initial notification / Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
a)
| Name
| Brooks Macdonald Group plc | |||||||||
b)
| LEI
| 213800WRDF8LB8MIEX37 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Fiona Spencer has received 150,000 Ordinary Shares from her husband, Richard Spencer, for nil consideration | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Price | Volume | ||||||||||
nil | 150,000 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
a)
| Name
| Nick Holmes | |||||||||
2
| Reason for the notification
| ||||||||||
a)
| Position/status
| Managing Director | |||||||||
b)
| Initial notification / Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
a)
| Name
| Brooks Macdonald Group plc | |||||||||
b)
| LEI
| 213800WRDF8LB8MIEX37 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares at 1p each | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Nick Holmes has sold 2,000 Ordinary Shares from his share account | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Price | Volume | ||||||||||
£19.55175 | 2,000 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares of 1p each | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Nick Holmes has transferred 17,500 Ordinary Shares to his wife, Sharon Holmes | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Price | Volume | ||||||||||
nil | 17,500 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
a)
| Name
| Sharon Holmes | |||||||||
2
| Reason for the notification
| ||||||||||
a)
| Position/status
| Notification concerns a PCA. The relevant PDMR is Nick Holmes, Managing Director | |||||||||
b)
| Initial notification / Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
a)
| Name
| Brooks Macdonald Group plc | |||||||||
b)
| LEI
| 213800WRDF8LB8MIEX37 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares of 1p each | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Sharon Holmes has sold 4,000 Ordinary Shares from her share account | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Price | Volume | ||||||||||
£19.55175 | 4,000 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares of 1p each | |||||||||
Identification code | |||||||||||
b)
| Nature of the transaction
| Sharon Holmes has received 17,500 Ordinary Shares from her husband, Nick Holmes, for nil consideration | |||||||||
c)
| Price(s) and volume(s) | ||||||||||
Price | Volume | ||||||||||
nil | 17,500 | ||||||||||
| |||||||||||
d)
| Aggregated information | ||||||||||
- Aggregated volume |
| ||||||||||
- Price | |||||||||||
e)
| Date of the transaction
| 31 October 2017 | |||||||||
f)
| Place of the transaction
| London Stock Exchange, AIM Market (XLON) | |||||||||
Enquiries:
Brooks Macdonald Group PLC | |
Caroline Connellan, Chief Executive | +44 (0)20 7499 6424 |
Simon Jackson, Finance Director | |
Peel Hunt LLP | |
Guy Wiehahn | +44 (0)20 7418 8900 |