Last checked at 
14 Aug 2018 12:25
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Tritax EuroBox Plc (Company No. 11367705) | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | TIAA-CREF Investment Management, LLC on behalf of the accounts listed in Exhibit B.
Nuveen Asset Management, LLC on behalf of the accounts listed in Exhibit C.
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City and country of registered office (if applicable) | TIAA-CREF Investment Management, LLC - New York, USA
Nuveen Asset Management, LLC. - Chicago, USA | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | See Number 3. | |||||
City and country of registered office (if applicable) | See Number 3. | |||||
5. Date on which the threshold was crossed or reachedvi: | 10 August 2018 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 13 August 2018 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 2.997% | 0% | 2.997% | 300,000,000 | ||
Position of previous notification (if applicable) | N/A | N/A | N/A | |||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type ofshares ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
GB00BG382L74 | 8,992,457 | 0% | 2.997% | 0% | |||||
SUBTOTAL 8. A | 8,992,457 | 2.997% | |||||||
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expirationdatex | Exercise/Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
N/A | N/A | N/A | N/A | N/A | |||||
SUBTOTAL 8. B 1 | N/A | N/A | |||||||
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expirationdatex | Exercise/Conversion Period xi | Physical or cash settlementxii | Number of voting rights | % of voting rights | ||||
N/A | N/A | N/A | N/A | N/A | N/A | ||||
SUBTOTAL 8.B.2 | N/A | N/A | |||||||
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | X | |||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | ||||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | TIAA-CREF Investment Management, LLC/ Nuveen Asset Management, LLC | |||
The number and % of voting rights held | N/A | |||
The date until which the voting rights will be held | N/A | |||
11. Additional informationxvi | ||||
The College Retirement Equities Fund ("CREF") hereby informs you that on August 10, 2018, CREF held 3,500,000 voting shares of Tritax EuroBox Plc or 1.16% of Tritax EuroBox Plc. CREF owns these shares through one of its investment accounts: the Stock Account. It is our understanding the total voting shares outstanding of Tritax EuroBox Plc is 300,000,000.
For your information, CREF is a U.S. based investment company, which is registered with the Securities and Exchange Commission ("SEC"). CREF has multiple investment accounts, each with separate investment objectives and policies. All assets in the accounts are beneficially owned by CREF, and all the accounts are managed by TIAA-CREF Investment Management, LLC ("TCIM"), an SEC registered investment adviser.
In addition, Nuveen Asset Management, LLC ("NAM"), is an SEC registered investment adviser that is affiliated with TCIM. On August 10, 2018, NAM sold 237,687 shares of Tritax EuroBox Plc resulting in a voting share ownership percentage of 1.83% held through the separate accounts that it advises.
A total of 8,992,457 or 2.997% of the outstanding voting shares of Tritax EuroBox Plc are owned, in aggregate, by CREF and affiliated accounts. Additionally, TCIM and NAM separately and independently vote all proxies for shares held in Tritax EuroBox Plc. We are aggregating the holdings in Tritax EuroBox Plc as requested by the current FCA Disclosure and Transparency Rules for purposes of this form.
(See Exhibit A)
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Place of completion | TIAA-CREF Investment Management, LLC, 730 Third Avenue, New York, New York 10017-3206 USA |
Date of completion | 10 August 2018 |
Exhibit A
TIAA-CREF | ||||||
Summary of Holdings of Tritax Eurobox PLC | ||||||
Between August 9, 2018 - August 10, 2018 | ||||||
Tritax Eurobox PLC | ||||||
TIAA-CREF Investment Management LLC ("CREF") | ||||||
Stock Account | Total CREF Holdings | Total CREF % | ||||
Holdings as of August 9, 2018 | 3,500,000 | 3,500,000 | 1.167% | |||
Transactions as of August 10, 2018 | - | - | 0.000% | |||
Holdings as of August 10, 2018 | 3,500,000 | 3,500,000 | 1.167% | |||
Total Voting Shares Outstanding | 300,000,000 | |||||
Tritax Eurobox PLC 144-A Stock | ||||||
Nuveen Asset Management, LLC (NAM) | ||||||
NAM | Total NAM Holdings | Total NAM% | ||||
Holdings as of August 9, 2018 | 5,730,144 | 5,730,144 | 1.910% | |||
Transactions as of August 10, 2018 | (237,687) | (237,687) | -0.079% | |||
Holdings as of August 10, 2018 | 5,492,457 | 5,492,457 | 1.831% | |||
Total Voting Shares Outstanding | 300,000,000 | |||||
Total Combined | Total Percentage | |||||
8,992,457 | 2.997% | |||||
Exhibit B
TIAA-CREF Investment Management, LLC
College Retirement Equities Fund ("CREF") *
· CREF Stock Account
* Registered Investment Company
Exhibit C
· Nuveen Asset Management, LLC*
* Registered Investment Adviser.