Last checked at 14 May 2024 11:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 13 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Purchases | 530,4026,980186,511 | 23.7071 GBP527.0605 ZAR43.3400 AUD | 22.7637 GBP527.0605 ZAR43.1250 AUD |
Ordinary NPV | Sales | 424,730186,5116,980 | 22.9850 GBP43.3400 AUD527.0605 ZAR | 22.7637 GBP43.1074 AUD527.0605 ZAR |
ADR / (1.00 : 2.00) | Purchases | 54,913 (109,826) | 57.4050 USD | 57.3169 USD |
ADR / (1.00 : 2.00) | Sales | 54,913 (109,826) | 57.4800 USD | 57.2250 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | Increasing a short position | 129 | 22.8127 GBP |
Ordinary NPV | CFD | Reducing a short position | 775 | 22.8173 GBP |
Ordinary NPV | CFD | Reducing a long position | 10,811 | 22.8201 GBP |
Ordinary NPV | CFD | Reducing a long position | 65 | 22.8209 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,098 | 22.8234 GBP |
Ordinary NPV | CFD | Reducing a long position | 341 | 22.8234 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,425 | 22.8234 GBP |
Ordinary NPV | CFD | Reducing a long position | 35,851 | 22.8234 GBP |
Ordinary NPV | CFD | Opening a long position | 1,575 | 22.8309 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,012 | 22.8455 GBP |
Ordinary NPV | CFD | Reducing a long position | 313 | 22.8455 GBP |
Ordinary NPV | CFD | Reducing a long position | 7,985 | 22.8613 GBP |
Ordinary NPV | CFD | Reducing a long position | 124 | 22.8613 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,481 | 22.8613 GBP |
Ordinary NPV | CFD | Reducing a long position | 237 | 22.8613 GBP |
Ordinary NPV | CFD | Reducing a long position | 393 | 22.8634 GBP |
Ordinary NPV | CFD | Increasing a short position | 65 | 22.8634 GBP |
Ordinary NPV | CFD | Increasing a short position | 24 | 22.8634 GBP |
Ordinary NPV | CFD | Reducing a long position | 4 | 22.8634 GBP |
Ordinary NPV | CFD | Reducing a long position | 122 | 22.8634 GBP |
Ordinary NPV | CFD | Reducing a long position | 12 | 22.8634 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,575 | 22.8644 GBP |
Ordinary NPV | CFD | Reducing a long position | 7,074 | 22.8646 GBP |
Ordinary NPV | CFD | Reducing a long position | 102 | 22.8646 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,196 | 22.8646 GBP |
Ordinary NPV | CFD | Reducing a long position | 259 | 22.8646 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,250 | 22.8719 GBP |
Ordinary NPV | CFD | Reducing a long position | 337 | 22.8733 GBP |
Ordinary NPV | CFD | Reducing a long position | 128 | 22.8733 GBP |
Ordinary NPV | CFD | Reducing a long position | 4,655 | 22.8733 GBP |
Ordinary NPV | CFD | Reducing a long position | 34,750 | 22.8733 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,824 | 22.8863 GBP |
Ordinary NPV | CFD | Reducing a long position | 24 | 22.8863 GBP |
Ordinary NPV | CFD | Reducing a long position | 567 | 22.8863 GBP |
Ordinary NPV | CFD | Reducing a long position | 60 | 22.8863 GBP |
Ordinary NPV | CFD | Increasing a long position | 1,338 | 22.9092 GBP |
Ordinary NPV | CFD | Reducing a long position | 232 | 22.9443 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,875 | 22.9443 GBP |
Ordinary NPV | CFD | Reducing a long position | 111 | 22.9443 GBP |
Ordinary NPV | CFD | Reducing a long position | 99 | 22.9443 GBP |
Ordinary NPV | CFD | Increasing a long position | 340,000 | 28.4374 USD |
Ordinary NPV | CFD | Increasing a long position | 160,000 | 28.4374 USD |
Ordinary NPV | CFD | Reducing a long position | 47,843 | 28.5957 USD |
Ordinary NPV | CFD | Reducing a short position | 18,469 | 42.9100 AUD |
Ordinary NPV | CFD | Increasing a long position | 6,553 | 42.9100 AUD |
Ordinary NPV | CFD | Opening a long position | 5,770 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,770 | 42.9100 AUD |
Ordinary NPV | CFD | Increasing a long position | 32 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a short position | 13,014 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a long position | 32 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a long position | 13,014 | 42.9100 AUD |
Ordinary NPV | CFD | Increasing a short position | 500,000 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a short position | 500,000 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a long position | 18,469 | 42.9100 AUD |
Ordinary NPV | CFD | Opening a short position | 6,553 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,770 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a long position | 16,000 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a short position | 16,000 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a short position | 5,770 | 42.9100 AUD |
Ordinary NPV | CFD | Reducing a short position | 16,000 | 43.0332 AUD |
Ordinary NPV | CFD | Opening a short position | 16,000 | 43.0332 AUD |
Ordinary NPV | CFD | Reducing a short position | 18,469 | 43.1138 AUD |
Ordinary NPV | CFD | Opening a long position | 1,341 | 43.1138 AUD |
Ordinary NPV | CFD | Opening a short position | 19,810 | 43.1159 AUD |
Ordinary NPV | CFD | Opening a long position | 18,469 | 43.1177 AUD |
Ordinary NPV | CFD | Reducing a short position | 429 | 43.1177 AUD |
Ordinary NPV | CFD | Reducing a long position | 429 | 43.1198 AUD |
Ordinary NPV | CFD | Opening a short position | 18,469 | 43.1198 AUD |
Ordinary NPV | CFD | Reducing a short position | 83,246 | 43.1444 AUD |
Ordinary NPV | CFD | Reducing a long position | 83,246 | 43.1466 AUD |
Ordinary NPV | CFD | Reducing a short position | 6,400 | 43.1469 AUD |
Ordinary NPV | CFD | Reducing a long position | 6,400 | 43.1501 AUD |
Ordinary NPV | CFD | Increasing a long position | 85,561 | 43.1579 AUD |
Ordinary NPV | CFD | Increasing a long position | 485 | 43.1598 AUD |
Ordinary NPV | CFD | Increasing a short position | 85,561 | 43.1601 AUD |
Ordinary NPV | CFD | Increasing a short position | 485 | 43.1630 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,493 | 43.1676 AUD |
Ordinary NPV | CFD | Reducing a long position | 69 | 43.1676 AUD |
Ordinary NPV | CFD | Reducing a long position | 14 | 43.1676 AUD |
Ordinary NPV | CFD | Reducing a long position | 769 | 43.1676 AUD |
Ordinary NPV | CFD | Opening a short position | 500,000 | 43.1684 AUD |
Ordinary NPV | CFD | Reducing a long position | 91 | 43.1710 AUD |
Ordinary NPV | CFD | Reducing a short position | 14,200 | 43.1714 AUD |
Ordinary NPV | CFD | Opening a long position | 32 | 43.1750 AUD |
Ordinary NPV | CFD | Increasing a short position | 32 | 43.1750 AUD |
Ordinary NPV | CFD | Reducing a short position | 81 | 43.1768 AUD |
Ordinary NPV | CFD | Reducing a long position | 14,200 | 43.1768 AUD |
Ordinary NPV | CFD | Reducing a long position | 81 | 43.1807 AUD |
Ordinary NPV | CFD | Opening a long position | 5,770 | 43.1866 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,770 | 43.1909 AUD |
Ordinary NPV | CFD | Increasing a long position | 13,784 | 43.1968 AUD |
Ordinary NPV | CFD | Reducing a long position | 6,836 | 43.2007 AUD |
Ordinary NPV | CFD | Reducing a long position | 204 | 43.2007 AUD |
Ordinary NPV | CFD | Reducing a long position | 86 | 43.2007 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,147 | 43.2007 AUD |
Ordinary NPV | CFD | Opening a long position | 429 | 43.2106 AUD |
Ordinary NPV | CFD | Reducing a short position | 600 | 43.2106 AUD |
Ordinary NPV | CFD | Reducing a long position | 600 | 43.2127 AUD |
Ordinary NPV | CFD | Opening a short position | 429 | 43.2127 AUD |
Ordinary NPV | CFD | Increasing a long position | 18 | 43.2136 AUD |
Ordinary NPV | CFD | Increasing a long position | 11 | 43.2136 AUD |
Ordinary NPV | CFD | Increasing a long position | 175 | 43.2136 AUD |
Ordinary NPV | CFD | Increasing a long position | 566 | 43.2136 AUD |
Ordinary NPV | CFD | Reducing a long position | 770 | 43.2136 AUD |
Ordinary NPV | CFD | Reducing a short position | 45 | 43.2413 AUD |
Ordinary NPV | CFD | Reducing a short position | 7,931 | 43.2463 AUD |
Ordinary NPV | CFD | Reducing a long position | 7,931 | 43.2500 AUD |
Ordinary NPV | CFD | Reducing a long position | 6,553 | 43.2500 AUD |
Ordinary NPV | CFD | Reducing a long position | 819 | 43.2565 AUD |
Ordinary NPV | CFD | Reducing a long position | 256 | 43.2565 AUD |
Ordinary NPV | CFD | Reducing a short position | 29 | 43.3201 AUD |
Ordinary NPV | CFD | Reducing a short position | 20 | 43.3201 AUD |
Ordinary NPV | CFD | Reducing a long position | 49 | 43.3288 AUD |
Ordinary NPV | CFD | Increasing a long position | 140 | 43.3344 AUD |
Ordinary NPV | CFD | Increasing a long position | 6,032 | 43.3378 AUD |
Ordinary NPV | CFD | Increasing a short position | 6,032 | 43.3400 AUD |
Ordinary NPV | CFD | Increasing a short position | 140 | 43.3430 AUD |
Ordinary NPV | CFD | Opening a long position | 1,605 | 527.7988 ZAR |
Ordinary NPV | CFD | Reducing a short position | 31 | 527.7988 ZAR |
Ordinary NPV | SWAP | Increasing a short position | 3,936 | 22.8645 GBP |
Ordinary NPV | SWAP | Reducing a short position | 268 | 22.8912 GBP |
Ordinary NPV | SWAP | Reducing a short position | 155 | 28.5786 USD |
Ordinary NPV | SWAP | Increasing a short position | 704 | 28.6938 USD |
Ordinary NPV | SWAP | Reducing a long position | 47,843 | 42.9100 AUD |
Ordinary NPV | SWAP | Reducing a short position | 47,843 | 42.9100 AUD |
Ordinary NPV | SWAP | Reducing a short position | 155 | 42.9100 AUD |
Ordinary NPV | SWAP | Reducing a long position | 155 | 42.9100 AUD |
Ordinary NPV | SWAP | Opening a short position | 155 | 43.1694 AUD |
Ordinary NPV | SWAP | Reducing a long position | 45 | 43.2413 AUD |
Ordinary NPV | SWAP | Reducing a long position | 2,000 | 43.2500 AUD |
Ordinary NPV | SWAP | Opening a long position | 47,843 | 43.3203 AUD |
Ordinary NPV | SWAP | Increasing a long position | 25 | 526.6428 ZAR |
Ordinary NPV | SWAP | Reducing a long position | 1,636 | 527.9572 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 1 (200) | 55.0000 USD | AMERICAN | 19/07/2024 | 1.2000 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 3 (600) | 55.0000 USD | AMERICAN | 19/07/2024 | 1.2000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 14 May 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.