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8 May 2024 11:07
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 07 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Purchases | 423,8451,417,391 | 23.0400 GBP43.4200 AUD | 22.7200 GBP42.7500 AUD |
Ordinary NPV | Sales | 387,0431,416,320 | 23.0400 GBP45.3849 AUD | 22.4606 GBP42.7500 AUD |
ADR / (1.00 : 2.00) | Purchases | 42,882 (85,764) | 57.6216 USD | 57.4897 USD |
ADR / (1.00 : 2.00) | Sales | 42,882 (85,764) | 57.6196 USD | 57.4090 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | Reducing a long position | 1,175 | 22.7697 GBP |
Ordinary NPV | CFD | Reducing a long position | 364 | 22.7697 GBP |
Ordinary NPV | CFD | Reducing a long position | 36 | 22.7697 GBP |
Ordinary NPV | CFD | Reducing a long position | 12 | 22.7697 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,637 | 22.7792 GBP |
Ordinary NPV | CFD | Reducing a long position | 819 | 22.7792 GBP |
Ordinary NPV | CFD | Reducing a long position | 78 | 22.7792 GBP |
Ordinary NPV | CFD | Reducing a long position | 60 | 22.7792 GBP |
Ordinary NPV | CFD | Increasing a long position | 1,921 | 22.7798 GBP |
Ordinary NPV | CFD | Increasing a short position | 125 | 22.7857 GBP |
Ordinary NPV | CFD | Increasing a short position | 34 | 22.7857 GBP |
Ordinary NPV | CFD | Reducing a long position | 20 | 22.8074 GBP |
Ordinary NPV | CFD | Reducing a long position | 323 | 22.9061 GBP |
Ordinary NPV | CFD | Reducing a long position | 100 | 22.9061 GBP |
Ordinary NPV | CFD | Reducing a long position | 10 | 22.9061 GBP |
Ordinary NPV | CFD | Reducing a long position | 3 | 22.9061 GBP |
Ordinary NPV | CFD | Increasing a long position | 469 | 22.9366 GBP |
Ordinary NPV | CFD | Increasing a long position | 203 | 22.9366 GBP |
Ordinary NPV | CFD | Increasing a long position | 4,917 | 22.9366 GBP |
Ordinary NPV | CFD | Increasing a long position | 15,838 | 22.9366 GBP |
Ordinary NPV | CFD | Reducing a short position | 360 | 22.9372 GBP |
Ordinary NPV | CFD | Reducing a long position | 3,397 | 22.9402 GBP |
Ordinary NPV | CFD | Reducing a long position | 133 | 22.9409 GBP |
Ordinary NPV | CFD | Reducing a long position | 50 | 22.9409 GBP |
Ordinary NPV | CFD | Reducing a long position | 148 | 22.9409 GBP |
Ordinary NPV | CFD | Reducing a long position | 83 | 22.9409 GBP |
Ordinary NPV | CFD | Increasing a short position | 573 | 22.9413 GBP |
Ordinary NPV | CFD | Reducing a long position | 650 | 22.9420 GBP |
Ordinary NPV | CFD | Reducing a long position | 202 | 22.9420 GBP |
Ordinary NPV | CFD | Reducing a long position | 23 | 22.9420 GBP |
Ordinary NPV | CFD | Reducing a long position | 7 | 22.9420 GBP |
Ordinary NPV | CFD | Opening a long position | 3,397 | 22.9465 GBP |
Ordinary NPV | CFD | Reducing a long position | 29,782 | 22.9502 GBP |
Ordinary NPV | CFD | Reducing a long position | 60,453 | 22.9503 GBP |
Ordinary NPV | CFD | Increasing a long position | 101 | 22.9524 GBP |
Ordinary NPV | CFD | Opening a long position | 6,456 | 22.9538 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,338 | 22.9600 GBP |
Ordinary NPV | CFD | Reducing a long position | 725 | 22.9600 GBP |
Ordinary NPV | CFD | Reducing a long position | 71 | 22.9600 GBP |
Ordinary NPV | CFD | Reducing a long position | 29 | 22.9600 GBP |
Ordinary NPV | CFD | Reducing a short position | 29,529 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a short position | 107 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,507 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a long position | 13,480 | 42.7500 AUD |
Ordinary NPV | CFD | Increasing a short position | 2,382 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a short position | 13,480 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a long position | 13,771 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a long position | 19,003 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a short position | 19,003 | 42.7500 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,870 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a long position | 107 | 42.7500 AUD |
Ordinary NPV | CFD | Increasing a long position | 2,382 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a long position | 1,870 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a long position | 101,490 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a long position | 1,507 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a short position | 13,771 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a long position | 29,529 | 42.7500 AUD |
Ordinary NPV | CFD | Reducing a short position | 101,490 | 42.7500 AUD |
Ordinary NPV | CFD | Opening a long position | 13,480 | 42.9000 AUD |
Ordinary NPV | CFD | Reducing a long position | 13,480 | 42.9021 AUD |
Ordinary NPV | CFD | Increasing a short position | 142 | 42.9034 AUD |
Ordinary NPV | CFD | Increasing a long position | 142 | 42.9035 AUD |
Ordinary NPV | CFD | Reducing a short position | 430 | 42.9358 AUD |
Ordinary NPV | CFD | Reducing a short position | 392 | 42.9358 AUD |
Ordinary NPV | CFD | Reducing a long position | 822 | 42.9444 AUD |
Ordinary NPV | CFD | Increasing a long position | 78 | 42.9513 AUD |
Ordinary NPV | CFD | Increasing a short position | 78 | 42.9599 AUD |
Ordinary NPV | CFD | Reducing a long position | 26 | 43.0419 AUD |
Ordinary NPV | CFD | Reducing a short position | 26 | 43.0419 AUD |
Ordinary NPV | CFD | Opening a long position | 107 | 43.0900 AUD |
Ordinary NPV | CFD | Reducing a long position | 107 | 43.0943 AUD |
Ordinary NPV | CFD | Reducing a short position | 5,792 | 43.1410 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,792 | 43.1410 AUD |
Ordinary NPV | CFD | Increasing a long position | 101,490 | 43.1812 AUD |
Ordinary NPV | CFD | Opening a short position | 101,490 | 43.1833 AUD |
Ordinary NPV | CFD | Reducing a short position | 34,679 | 43.1985 AUD |
Ordinary NPV | CFD | Opening a long position | 12,471 | 43.1985 AUD |
Ordinary NPV | CFD | Reducing a long position | 47,150 | 43.2007 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,458 | 43.2562 AUD |
Ordinary NPV | CFD | Opening a long position | 29,529 | 43.2562 AUD |
Ordinary NPV | CFD | Increasing a long position | 181,256 | 43.2583 AUD |
Ordinary NPV | CFD | Reducing a long position | 30,987 | 43.2583 AUD |
Ordinary NPV | CFD | Reducing a long position | 113,961 | 43.2605 AUD |
Ordinary NPV | CFD | Opening a short position | 67,295 | 43.2605 AUD |
Ordinary NPV | CFD | Increasing a long position | 107 | 43.2662 AUD |
Ordinary NPV | CFD | Increasing a long position | 2,574 | 43.2662 AUD |
Ordinary NPV | CFD | Increasing a long position | 265 | 43.2662 AUD |
Ordinary NPV | CFD | Increasing a long position | 8,311 | 43.2662 AUD |
Ordinary NPV | CFD | Increasing a long position | 261 | 43.2725 AUD |
Ordinary NPV | CFD | Increasing a long position | 32,968 | 43.2748 AUD |
Ordinary NPV | CFD | Increasing a short position | 261 | 43.2768 AUD |
Ordinary NPV | CFD | Reducing a short position | 269 | 43.2769 AUD |
Ordinary NPV | CFD | Opening a short position | 32,968 | 43.2770 AUD |
Ordinary NPV | CFD | Reducing a long position | 269 | 43.2812 AUD |
Ordinary NPV | CFD | Increasing a long position | 520 | 43.2838 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,681 | 43.2838 AUD |
Ordinary NPV | CFD | Increasing a short position | 14,406 | 43.2839 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,382 | 43.2867 AUD |
Ordinary NPV | CFD | Reducing a short position | 954 | 43.3082 AUD |
Ordinary NPV | CFD | Opening a long position | 1,458 | 43.3082 AUD |
Ordinary NPV | CFD | Reducing a long position | 954 | 43.3104 AUD |
Ordinary NPV | CFD | Opening a short position | 1,458 | 43.3104 AUD |
Ordinary NPV | CFD | Opening a long position | 13,771 | 43.3186 AUD |
Ordinary NPV | CFD | Reducing a long position | 13,771 | 43.3186 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,468 | 43.3190 AUD |
Ordinary NPV | CFD | Increasing a short position | 1,468 | 43.3190 AUD |
Ordinary NPV | CFD | Increasing a long position | 42 | 43.3212 AUD |
Ordinary NPV | CFD | Increasing a long position | 139 | 43.3212 AUD |
Ordinary NPV | CFD | Reducing a short position | 2,377 | 43.3291 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,377 | 43.3323 AUD |
Ordinary NPV | CFD | Reducing a short position | 17,853 | 43.3359 AUD |
Ordinary NPV | CFD | Reducing a long position | 17,853 | 43.3406 AUD |
Ordinary NPV | CFD | Increasing a long position | 666 | 43.3437 AUD |
Ordinary NPV | CFD | Increasing a long position | 69 | 43.3437 AUD |
Ordinary NPV | CFD | Increasing a long position | 2,154 | 43.3437 AUD |
Ordinary NPV | CFD | Opening a long position | 19,003 | 43.3594 AUD |
Ordinary NPV | CFD | Opening a long position | 1,870 | 43.3674 AUD |
Ordinary NPV | CFD | Increasing a short position | 4 | 43.3728 AUD |
Ordinary NPV | CFD | Increasing a short position | 1,866 | 43.3728 AUD |
Ordinary NPV | CFD | Increasing a long position | 62 | 43.3877 AUD |
Ordinary NPV | CFD | Increasing a long position | 198 | 43.3877 AUD |
Ordinary NPV | CFD | Increasing a long position | 43 | 43.4135 AUD |
Ordinary NPV | CFD | Increasing a long position | 353 | 43.4135 AUD |
Ordinary NPV | CFD | Increasing a long position | 39 | 43.4135 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,137 | 43.4135 AUD |
Ordinary NPV | CFD | Increasing a long position | 3,975 | 43.4178 AUD |
Ordinary NPV | CFD | Increasing a long position | 3,984 | 43.4200 AUD |
Ordinary NPV | CFD | Increasing a short position | 3,975 | 43.4200 AUD |
Ordinary NPV | CFD | Increasing a short position | 3,984 | 43.4237 AUD |
Ordinary NPV | CFD | Reducing a short position | 2,934 | 532.2389 ZAR |
Ordinary NPV | SWAP | Increasing a short position | 333 | 22.7481 GBP |
Ordinary NPV | SWAP | Reducing a short position | 258 | 22.8281 GBP |
Ordinary NPV | SWAP | Reducing a long position | 12,526 | 42.7500 AUD |
Ordinary NPV | SWAP | Reducing a long position | 2,880 | 42.7500 AUD |
Ordinary NPV | SWAP | Reducing a short position | 2,880 | 42.7500 AUD |
Ordinary NPV | SWAP | Reducing a short position | 12,526 | 42.7500 AUD |
Ordinary NPV | SWAP | Reducing a long position | 6,500 | 43.3819 AUD |
Ordinary NPV | SWAP | Opening a short position | 2,880 | 43.4200 AUD |
Ordinary NPV | SWAP | Increasing a long position | 276,653 | 43.4200 AUD |
Ordinary NPV | SWAP | Reducing a long position | 2,934 | 532.3187 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 2.00) | Call Option / (1.00 : 200.00) | Purchasing | 100 (20,000) | 62.5000 USD | AMERICAN | 21/06/2024 | 0.4528 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 100 (20,000) | 50.0000 USD | AMERICAN | 21/06/2024 | 0.1769 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Selling | 100 (20,000) | 55.0000 USD | AMERICAN | 21/06/2024 | 0.8797 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 08 May 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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