Sign In
Last checked at 
9 May 2024 11:30
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 08 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Purchases | 241,939572,639 | 22.9200 GBP43.4200 AUD | 22.5900 GBP43.2850 AUD |
Ordinary NPV | Sales | 173,067570,026 | 22.9200 GBP43.3881 AUD | 22.5900 GBP43.3074 AUD |
ADR / (1.00 : 2.00) | Purchases | 96,692 (193,384) | 56.6111 USD | 56.4817 USD |
ADR / (1.00 : 2.00) | Sales | 96,692 (193,384) | 56.6111 USD | 56.3800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | Reducing a long position | 240 | 22.6045 GBP |
Ordinary NPV | CFD | Reducing a long position | 3,073 | 22.6794 GBP |
Ordinary NPV | CFD | Reducing a long position | 648 | 22.6981 GBP |
Ordinary NPV | CFD | Reducing a long position | 202 | 22.6981 GBP |
Ordinary NPV | CFD | Increasing a long position | 2,378 | 22.7097 GBP |
Ordinary NPV | CFD | Increasing a short position | 2,323 | 22.7183 GBP |
Ordinary NPV | CFD | Opening a long position | 3,073 | 22.7198 GBP |
Ordinary NPV | CFD | Reducing a long position | 3 | 22.7209 GBP |
Ordinary NPV | CFD | Reducing a long position | 39 | 22.7209 GBP |
Ordinary NPV | CFD | Reducing a long position | 299 | 22.7234 GBP |
Ordinary NPV | CFD | Reducing a long position | 92 | 22.7234 GBP |
Ordinary NPV | CFD | Reducing a long position | 41 | 22.7234 GBP |
Ordinary NPV | CFD | Reducing a long position | 39,415 | 22.7234 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,067 | 22.7234 GBP |
Ordinary NPV | CFD | Increasing a long position | 19 | 22.7847 GBP |
Ordinary NPV | CFD | Increasing a long position | 61 | 22.7847 GBP |
Ordinary NPV | CFD | Increasing a long position | 18 | 22.7979 GBP |
Ordinary NPV | CFD | Increasing a long position | 57 | 22.7979 GBP |
Ordinary NPV | CFD | Reducing a long position | 376 | 22.8202 GBP |
Ordinary NPV | CFD | Reducing a long position | 583 | 22.8784 GBP |
Ordinary NPV | CFD | Reducing a long position | 179 | 22.8784 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,670 | 22.9034 GBP |
Ordinary NPV | CFD | Increasing a short position | 95 | 22.9034 GBP |
Ordinary NPV | CFD | Reducing a long position | 829 | 22.9034 GBP |
Ordinary NPV | CFD | Reducing a long position | 79 | 22.9034 GBP |
Ordinary NPV | CFD | Increasing a short position | 9,083 | 28.4491 USD |
Ordinary NPV | CFD | Increasing a short position | 34,017 | 28.4491 USD |
Ordinary NPV | CFD | Increasing a long position | 510,000 | 28.4818 USD |
Ordinary NPV | CFD | Increasing a long position | 240,000 | 28.4818 USD |
Ordinary NPV | CFD | Reducing a short position | 3 | 43.3267 AUD |
Ordinary NPV | CFD | Reducing a long position | 3 | 43.3300 AUD |
Ordinary NPV | CFD | Increasing a long position | 340 | 43.3357 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,100 | 43.3357 AUD |
Ordinary NPV | CFD | Opening a short position | 50,000 | 43.3375 AUD |
Ordinary NPV | CFD | Opening a long position | 50,000 | 43.3375 AUD |
Ordinary NPV | CFD | Increasing a long position | 42 | 43.3443 AUD |
Ordinary NPV | CFD | Increasing a long position | 899 | 43.3443 AUD |
Ordinary NPV | CFD | Increasing a long position | 99 | 43.3443 AUD |
Ordinary NPV | CFD | Increasing a long position | 2,902 | 43.3443 AUD |
Ordinary NPV | CFD | Increasing a short position | 1,422 | 43.3485 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,422 | 43.3485 AUD |
Ordinary NPV | CFD | Increasing a long position | 19 | 43.3495 AUD |
Ordinary NPV | CFD | Increasing a long position | 29 | 43.3495 AUD |
Ordinary NPV | CFD | Increasing a long position | 30,480 | 43.3504 AUD |
Ordinary NPV | CFD | Opening a long position | 33,832 | 43.3513 AUD |
Ordinary NPV | CFD | Reducing a short position | 829 | 43.3513 AUD |
Ordinary NPV | CFD | Increasing a short position | 30,480 | 43.3526 AUD |
Ordinary NPV | CFD | Increasing a long position | 18 | 43.3529 AUD |
Ordinary NPV | CFD | Increasing a long position | 153 | 43.3529 AUD |
Ordinary NPV | CFD | Increasing a long position | 26 | 43.3529 AUD |
Ordinary NPV | CFD | Increasing a long position | 498 | 43.3529 AUD |
Ordinary NPV | CFD | Reducing a short position | 5,337 | 43.3532 AUD |
Ordinary NPV | CFD | Reducing a long position | 34,661 | 43.3535 AUD |
Ordinary NPV | CFD | Opening a short position | 750,000 | 43.3556 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,337 | 43.3576 AUD |
Ordinary NPV | CFD | Reducing a short position | 5,455 | 43.3580 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,455 | 43.3580 AUD |
Ordinary NPV | CFD | Opening a long position | 2,354 | 43.3631 AUD |
Ordinary NPV | CFD | Opening a long position | 1,007 | 43.3685 AUD |
Ordinary NPV | CFD | Increasing a short position | 3 | 43.3685 AUD |
Ordinary NPV | CFD | Increasing a short position | 1,004 | 43.3685 AUD |
Ordinary NPV | CFD | Increasing a long position | 36 | 43.3724 AUD |
Ordinary NPV | CFD | Increasing a long position | 910 | 43.3724 AUD |
Ordinary NPV | CFD | Increasing a long position | 87 | 43.3724 AUD |
Ordinary NPV | CFD | Increasing a long position | 2,933 | 43.3724 AUD |
Ordinary NPV | CFD | Increasing a long position | 491 | 43.3735 AUD |
Ordinary NPV | CFD | Increasing a long position | 49 | 43.3735 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,589 | 43.3735 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,354 | 43.3761 AUD |
Ordinary NPV | CFD | Reducing a short position | 462 | 43.3763 AUD |
Ordinary NPV | CFD | Opening a long position | 4,223 | 43.3778 AUD |
Ordinary NPV | CFD | Increasing a long position | 79,834 | 43.3779 AUD |
Ordinary NPV | CFD | Increasing a long position | 738 | 43.3800 AUD |
Ordinary NPV | CFD | Opening a short position | 4,223 | 43.3800 AUD |
Ordinary NPV | CFD | Increasing a long position | 529 | 43.3800 AUD |
Ordinary NPV | CFD | Reducing a long position | 462 | 43.3800 AUD |
Ordinary NPV | CFD | Reducing a long position | 20,583 | 43.3801 AUD |
Ordinary NPV | CFD | Opening a short position | 59,251 | 43.3801 AUD |
Ordinary NPV | CFD | Increasing a short position | 738 | 43.3843 AUD |
Ordinary NPV | CFD | Reducing a short position | 67,295 | 43.3900 AUD |
Ordinary NPV | CFD | Opening a long position | 20,583 | 43.3900 AUD |
Ordinary NPV | CFD | Reducing a long position | 87,878 | 43.3922 AUD |
Ordinary NPV | CFD | Increasing a short position | 3,064 | 43.3932 AUD |
Ordinary NPV | CFD | Reducing a short position | 79 | 43.4113 AUD |
Ordinary NPV | CFD | Reducing a short position | 71 | 43.4113 AUD |
Ordinary NPV | CFD | Reducing a long position | 85 | 43.4115 AUD |
Ordinary NPV | CFD | Reducing a short position | 85 | 43.4115 AUD |
Ordinary NPV | CFD | Opening a long position | 4,400 | 43.4150 AUD |
Ordinary NPV | CFD | Opening a short position | 4,400 | 43.4183 AUD |
Ordinary NPV | CFD | Reducing a short position | 33,832 | 43.4200 AUD |
Ordinary NPV | CFD | Reducing a long position | 4,223 | 43.4200 AUD |
Ordinary NPV | CFD | Increasing a short position | 750,000 | 43.4200 AUD |
Ordinary NPV | CFD | Reducing a long position | 33,832 | 43.4200 AUD |
Ordinary NPV | CFD | Reducing a long position | 150 | 43.4200 AUD |
Ordinary NPV | CFD | Opening a long position | 50,000 | 43.4200 AUD |
Ordinary NPV | CFD | Reducing a long position | 1,007 | 43.4200 AUD |
Ordinary NPV | CFD | Reducing a short position | 2,354 | 43.4200 AUD |
Ordinary NPV | CFD | Reducing a short position | 750,000 | 43.4200 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,007 | 43.4200 AUD |
Ordinary NPV | CFD | Opening a long position | 4,223 | 43.4200 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,354 | 43.4200 AUD |
Ordinary NPV | CFD | Reducing a long position | 50,000 | 43.4200 AUD |
Ordinary NPV | CFD | Reducing a short position | 4,223 | 43.4200 AUD |
Ordinary NPV | CFD | Increasing a long position | 126 | 43.4200 AUD |
Ordinary NPV | CFD | Increasing a long position | 11 | 43.4204 AUD |
Ordinary NPV | CFD | Increasing a long position | 201 | 43.4204 AUD |
Ordinary NPV | CFD | Increasing a long position | 26 | 43.4204 AUD |
Ordinary NPV | CFD | Increasing a long position | 649 | 43.4204 AUD |
Ordinary NPV | CFD | Reducing a long position | 4,223 | 43.4222 AUD |
Ordinary NPV | CFD | Increasing a short position | 126 | 43.4287 AUD |
Ordinary NPV | CFD | Increasing a long position | 829 | 43.4426 AUD |
Ordinary NPV | CFD | Opening a short position | 829 | 43.4447 AUD |
Ordinary NPV | CFD | Increasing a long position | 2,122 | 527.8788 ZAR |
Ordinary NPV | SWAP | Increasing a short position | 9,656 | 22.6953 GBP |
Ordinary NPV | SWAP | Increasing a long position | 4,387 | 43.3649 AUD |
Ordinary NPV | SWAP | Opening a short position | 1,800 | 43.3800 AUD |
Ordinary NPV | SWAP | Increasing a long position | 2,307 | 43.3800 AUD |
Ordinary NPV | SWAP | Increasing a long position | 1,056 | 43.4030 AUD |
Ordinary NPV | SWAP | Reducing a short position | 1,800 | 43.4200 AUD |
Ordinary NPV | SWAP | Reducing a long position | 1,800 | 43.4200 AUD |
Ordinary NPV | SWAP | Reducing a long position | 2,122 | 528.0372 ZAR |
Ordinary NPV | SWAP | Increasing a long position | 43,100 | 528.8243 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 4 (800) | 50.0000 USD | AMERICAN | 19/07/2024 | 0.4500 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 1 (200) | 50.0000 USD | AMERICAN | 17/01/2025 | 2.0000 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 1 (200) | 55.0000 USD | AMERICAN | 19/07/2024 | 1.5500 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 1 (200) | 55.0000 USD | AMERICAN | 16/08/2024 | 1.8500 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 1 (200) | 55.0000 USD | AMERICAN | 16/08/2024 | 1.8500 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 1 (200) | 57.5000 USD | AMERICAN | 16/08/2024 | 2.9000 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 2 (400) | 57.5000 USD | AMERICAN | 21/06/2024 | 2.1500 USD |
ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 6 (1,200) | 57.5000 USD | AMERICAN | 19/07/2024 | 2.6000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 09 May 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Follow the stocks
