Sign In
Last checked at 
10 May 2024 08:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 09 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES- Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 320 | 56.7057 USD | 56.5434 USD |
ADR | SALES | 320 | 56.7057 USD | 56.5434 USD |
Ordinary NPV | SALES | 247,085 | 22.7900 GBP | 22.6200 GBP |
Ordinary NPV | PURCHASES | 268,686 | 22.8000 GBP | 22.5950 GBP |
Ordinary NPV | SALES | 66,109 | 28.4524 USD | 28.3279 USD |
Ordinary NPV | PURCHASES | 202,085 | 43.3142 AUD | 43.0600 AUD |
Ordinary NPV | SALES | 123,764 | 43.3142 AUD | 39.3963 AUD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | increasing a long position | 675 | 22.6795 GBP |
Ordinary NPV | CFD | increasing a long position | 1,072 | 22.6795 GBP |
Ordinary NPV | CFD | increasing a long position | 21,860 | 22.6795 GBP |
Ordinary NPV | CFD | increasing a long position | 212 | 22.6795 GBP |
Ordinary NPV | CFD | increasing a long position | 5,453 | 22.6795 GBP |
Ordinary NPV | CFD | increasing a long position | 281 | 22.6795 GBP |
Ordinary NPV | CFD | increasing a long position | 3,663 | 22.6983 GBP |
Ordinary NPV | CFD | increasing a long position | 65,431 | 43.1433 AUD |
Ordinary NPV | CFD | increasing a long position | 1,234 | 523.8338 ZAR |
Ordinary NPV | CFD | increasing a long position | 3,300 | 524.1211 ZAR |
Ordinary NPV | CFD | increasing a long position | 2 | 524.3200 ZAR |
Ordinary NPV | CFD | increasing a long position | 57 | 527.0800 ZAR |
Ordinary NPV | CFD | increasing a short position | 9,893 | 22.6620 GBP |
Ordinary NPV | CFD | increasing a short position | 175 | 22.6967 GBP |
Ordinary NPV | CFD | increasing a short position | 3,085 | 22.7100 GBP |
Ordinary NPV | CFD | increasing a short position | 28,857 | 22.7100 GBP |
Ordinary NPV | CFD | increasing a short position | 362 | 22.7117 GBP |
Ordinary NPV | CFD | increasing a short position | 1,843 | 22.7438 GBP |
Ordinary NPV | CFD | increasing a short position | 150 | 43.0828 AUD |
Ordinary NPV | CFD | increasing a short position | 5,000 | 43.1350 AUD |
Ordinary NPV | CFD | increasing a short position | 20,028 | 43.1423 AUD |
Ordinary NPV | CFD | increasing a short position | 13,352 | 43.1423 AUD |
Ordinary NPV | CFD | increasing a short position | 5,349 | 43.1581 AUD |
Ordinary NPV | CFD | increasing a short position | 50,774 | 43.1679 AUD |
Ordinary NPV | CFD | increasing a short position | 416 | 43.1757 AUD |
Ordinary NPV | CFD | increasing a short position | 437 | 43.1757 AUD |
Ordinary NPV | CFD | increasing a short position | 126 | 43.1757 AUD |
Ordinary NPV | CFD | increasing a short position | 585 | 43.1757 AUD |
Ordinary NPV | CFD | increasing a short position | 165 | 43.1757 AUD |
Ordinary NPV | CFD | increasing a short position | 165 | 43.1757 AUD |
Ordinary NPV | CFD | increasing a short position | 600 | 43.1843 AUD |
Ordinary NPV | CFD | increasing a short position | 6,700 | 43.1843 AUD |
Ordinary NPV | CFD | increasing a short position | 300 | 43.1843 AUD |
Ordinary NPV | CFD | increasing a short position | 1,400 | 43.1843 AUD |
Ordinary NPV | CFD | increasing a short position | 200 | 43.3800 AUD |
Ordinary NPV | CFD | increasing a short position | 1,234 | 523.8338 ZAR |
Ordinary NPV | CFD | increasing a short position | 57 | 527.0800 ZAR |
Ordinary NPV | CFD | reducing a long position | 287 | 22.6782 GBP |
Ordinary NPV | CFD | reducing a long position | 10,070 | 22.6991 GBP |
Ordinary NPV | CFD | reducing a long position | 2,849 | 22.7018 GBP |
Ordinary NPV | CFD | reducing a long position | 211 | 22.7100 GBP |
Ordinary NPV | CFD | reducing a long position | 363 | 22.7100 GBP |
Ordinary NPV | CFD | reducing a long position | 4,420 | 22.7338 GBP |
Ordinary NPV | CFD | reducing a long position | 527 | 43.1696 AUD |
Ordinary NPV | CFD | reducing a long position | 22,234 | 43.1934 AUD |
Ordinary NPV | CFD | reducing a long position | 567 | 43.2708 AUD |
Ordinary NPV | CFD | reducing a long position | 18 | 43.3089 AUD |
Ordinary NPV | CFD | reducing a long position | 3,300 | 524.1211 ZAR |
Ordinary NPV | CFD | reducing a long position | 2 | 524.3200 ZAR |
Ordinary NPV | CFD | reducing a long position | 4,192 | 524.6539 ZAR |
Ordinary NPV | CFD | reducing a short position | 362 | 22.6897 GBP |
Ordinary NPV | CFD | reducing a short position | 175 | 22.7000 GBP |
Ordinary NPV | CFD | reducing a short position | 3,249 | 22.7145 GBP |
Ordinary NPV | CFD | reducing a short position | 1,311 | 22.7400 GBP |
Ordinary NPV | CFD | reducing a short position | 12,773 | 22.7519 GBP |
Ordinary NPV | CFD | reducing a short position | 337 | 43.0600 AUD |
Ordinary NPV | CFD | reducing a short position | 7,605 | 43.0880 AUD |
Ordinary NPV | CFD | reducing a short position | 500 | 43.1767 AUD |
Ordinary NPV | CFD | reducing a short position | 1,467 | 43.2312 AUD |
Ordinary NPV | CFD | reducing a short position | 1,711 | 43.2339 AUD |
Ordinary NPV | CFD | reducing a short position | 1,140 | 43.2340 AUD |
Ordinary NPV | CFD | reducing a short position | 1,455 | 43.2383 AUD |
Ordinary NPV | CFD | reducing a short position | 20,000 | 43.2390 AUD |
Ordinary NPV | CFD | reducing a short position | 774 | 43.3000 AUD |
Ordinary NPV | CFD | reducing a short position | 108 | 43.3000 AUD |
Ordinary NPV | CFD | reducing a short position | 678 | 43.3000 AUD |
Ordinary NPV | CFD | reducing a short position | 4,192 | 524.6539 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary NPV | CALL | PURCHASING | 63,200 | 2271.0000 | European | 18/12/2026 | 3.0789 GBP |
Ordinary NPV | PUT | PURCHASING | 63,200 | 2271.0000 | European | 18/12/2026 | 3.5171 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
Ordinary NPV | Short Call | Exercising against | 1,080 | 38.1003 AUD |
Ordinary NPV | Short Call | Exercising against | 270 | 38.4756 AUD |
Ordinary NPV | Short Call | Exercising against | 270 | 39.9159 AUD |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 10 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Follow the stocks
