Last checked at 5 Sep 2016 07:21
BHP BILLITON PLC and BHP BILLITON LIMITED
Notification and public disclosure of transactions by
Persons Discharging Managerial Responsibilities
1 | Details of the person discharging managerial responsibilities / persons closely associated | ||||||||||
a) | Name | Andrew Mackenzie | |||||||||
2 | Reason for the notification | ||||||||||
a) | Position/status | PDMR (Chief Executive Officer) | |||||||||
b) | Initial notification/Amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | BHP Billiton Plc | |||||||||
b) | LEI | N/A | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. | ||||||||||
a) | Description of the financial instrument, type of instrument Identification code | BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 | |||||||||
b) | Nature of the transaction | 1. The acquisition of 73,527 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2014 Short Term Incentive Plan and 9,377 ordinary shares in BHP Billiton Limited in accordance with the Group's policy on Dividend Equivalent Payments. (Note that none of Andrew Mackenzie's 158,290 2011 Long Term Incentive Plan awards vested and all have lapsed). 2. The on-market sale of 44,279 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. | |||||||||
c) | Price(s) and volume(s) |
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d) | Aggregated information - Aggregated volume - Price | N/A | |||||||||
e) | Date of the transaction | 1. 2016-08-31 2. 2016-09-01 | |||||||||
f) | Place of the transaction | 1. Outside a trading venue 2. Australian Securities Exchange (XASX) | |||||||||
1 | Details of the person discharging managerial responsibilities / persons closely associated | ||||||||||
a) | Name | Peter Beaven | |||||||||
2 | Reason for the notification | ||||||||||
a) | Position/status | PDMR (Chief Financial Officer) | |||||||||
b) | Initial notification/Amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | BHP Billiton Plc | |||||||||
b) | LEI | N/A | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. | ||||||||||
a) | Description of the financial instrument, type of instrument Identification code | BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 | |||||||||
b) | Nature of the transaction | 1. The acquisition of 39,837 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2014 Short Term Incentive Plan, 5,081 ordinary shares in BHP Billiton Limited in accordance with the Group's policy on Dividend Equivalent Payments and 13,159 ordinary shares in BHP Billiton Limited following the vesting of tranche one of the FY2014 Transitional GMC Awards. (Note that 6,482 of Peter Beaven's FY2014 Transitional GMC Awards did not vest and have lapsed). 2. The on-market sale of 29,803 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. | |||||||||
c) | Price(s) and volume(s) |
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d) | Aggregated information - Aggregated volume - Price | N/A | |||||||||
e) | Date of the transaction | 1. 2016-08-31 2. 2016-09-01 | |||||||||
f) | Place of the transaction | 1. Outside a trading venue 2. Australian Securities Exchange (XASX) | |||||||||
1 | Details of the person discharging managerial responsibilities / persons closely associated | ||||||||||
a) | Name | Geoff Healy | |||||||||
2 | Reason for the notification | ||||||||||
a) | Position/status | PDMR (Chief External Affairs Officer) | |||||||||
b) | Initial notification/Amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | BHP Billiton Plc | |||||||||
b) | LEI | N/A | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. | ||||||||||
a) | Description of the financial instrument, type of instrument Identification code | BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 | |||||||||
b) | Nature of the transaction | 1. The acquisition of 42,875 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2014 Short Term Incentive Plan and 5,469 ordinary shares in BHP Billiton Limited in accordance with the Group's policy on Dividend Equivalent Payments. 2. The on-market sale of 24,808 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. | |||||||||
c) | Price(s) and volume(s) |
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d) | Aggregated information - Aggregated volume - Price | N/A | |||||||||
e) | Date of the transaction | 1. 2016-08-31 2. 2016-09-01 | |||||||||
f) | Place of the transaction | 1. Outside a trading venue 2. Australian Securities Exchange (XASX) | |||||||||
1 | Details of the person discharging managerial responsibilities / persons closely associated | |||||||||||||
a) | Name | Mike Henry | ||||||||||||
2 | Reason for the notification | |||||||||||||
a) | Position/status | PDMR (President Operations, Minerals Australia) | ||||||||||||
b) | Initial notification/Amendment | Initial notification | ||||||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||||
a) | Name | BHP Billiton Plc | ||||||||||||
b) | LEI | N/A | ||||||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. | |||||||||||||
a) | Description of the financial instrument, type of instrument Identification code | 1. BHP Billiton Plc ordinary shares ISIN: GB0000566504 2. BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 3. BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 | ||||||||||||
b) | Nature of the transaction | 1. The acquisition of 15,719 ordinary shares in BHP Billiton Plc following the vesting of tranche two of the FY2013 Transitional GMC Awards. (Note that 5,814 of Mike Henry's FY2013 Transitional GMC Awards did not vest and have lapsed). 2. The acquisition of 47,575 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2014 Short Term Incentive Plan and 6,068 ordinary shares in BHP Billiton Limited in accordance with the Group's policy on Dividend Equivalent Payments. 3. The on-market sale of 26,404 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 2. | ||||||||||||
c) | Price(s) and volume(s) |
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d) | Aggregated information - Aggregated volume - Price | N/A | ||||||||||||
e) | Date of the transaction | 1. 2016-08-31 2. 2016-08-31 3. 2016-09-01 | ||||||||||||
f) | Place of the transaction | 1. Outside a trading venue 2. Outside a trading venue 3. Australian Securities Exchange (XASX) | ||||||||||||
1 | Details of the person discharging managerial responsibilities / persons closely associated | ||||||||||
a) | Name | Danny Malchuk | |||||||||
2 | Reason for the notification | ||||||||||
a) | Position/status | PDMR (President Operations, Minerals Americas) | |||||||||
b) | Initial notification/Amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | BHP Billiton Plc | |||||||||
b) | LEI | N/A | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. | ||||||||||
a) | Description of the financial instrument, type of instrument Identification code | BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 | |||||||||
b) | Nature of the transaction | 1. The acquisition of 37,393 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2014 Short Term Incentive Plan, 4,769 ordinary shares in BHP Billiton Limited in accordance with the Group's policy on Dividend Equivalent Payments and 11,520 ordinary shares in BHP Billiton Limited following the vesting of tranche one of the FY2014 Transitional GMC Awards. (Note that 5,175 of Danny Malchuk's FY2014 Transitional GMC Awards did not vest and have lapsed). 2. The on-market sale of 14,079 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. | |||||||||
c) | Price(s) and volume(s) |
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d) | Aggregated information - Aggregated volume - Price | N/A | |||||||||
e) | Date of the transaction | 1. 2016-08-31 2. 2016-09-01 | |||||||||
f) | Place of the transaction | 1. Outside a trading venue 2. Australian Securities Exchange (XASX) | |||||||||
1 | Details of the person discharging managerial responsibilities / persons closely associated | ||||||||||
a) | Name | Steve Pastor | |||||||||
2 | Reason for the notification | ||||||||||
a) | Position/status | PDMR (President Operations, Petroleum) | |||||||||
b) | Initial notification/Amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | BHP Billiton Plc | |||||||||
b) | LEI | N/A | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. | ||||||||||
a) | Description of the financial instrument, type of instrument Identification code | BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 | |||||||||
b) | Nature of the transaction | 1. The acquisition of 19,862 ordinary shares in BHP Billiton Limited following the vesting of Restricted Shares under the FY2014 Management Award Plan and 11,705 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2014 Group Short Term Incentive Plan. 2. The on-market sale of 13,869 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. | |||||||||
c) | Price(s) and volume(s) |
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d) | Aggregated information - Aggregated volume - Price | N/A | |||||||||
e) | Date of the transaction | 1. 2016-08-31 2. 2016-09-01 | |||||||||
f) | Place of the transaction | 1. Outside a trading venue 2. Australian Securities Exchange (XASX) | |||||||||
1 | Details of the person discharging managerial responsibilities / persons closely associated | ||||||||||
a) | Name | Athalie Williams | |||||||||
2 | Reason for the notification | ||||||||||
a) | Position/status | PDMR (Chief People Officer) | |||||||||
b) | Initial notification/Amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | BHP Billiton Plc | |||||||||
b) | LEI | N/A | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. | ||||||||||
a) | Description of the financial instrument, type of instrument Identification code | BHP Billiton Limited ordinary shares ISIN: AU000000BHP4 | |||||||||
b) | Nature of the transaction | 1. The acquisition of 8,101 ordinary shares in BHP Billiton Limited following the vesting of Restricted Shares under the FY2014 Management Award Plan and 7,204 ordinary shares in BHP Billiton Limited following the vesting of Deferred Shares under the FY2014 Group Short Term Incentive Plan. 2. The on-market sale of 7,855 ordinary shares in BHP Billiton Limited made in order to meet expected tax obligations arising from the transactions described in 1. | |||||||||
c) | Price(s) and volume(s) |
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d) | Aggregated information - Aggregated volume - Price | N/A | |||||||||
e) | Date of the transaction | 1. 2016-08-31 2. 2016-09-01 | |||||||||
f) | Place of the transaction | 1. Outside a trading venue 2. Australian Securities Exchange (XASX) | |||||||||